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Number Theory

170 missions · 89 completed

The study of the integers and the structures built from them — prime numbers, and the rational, algebraic, and ppp-adic numbers that extend them. It reaches from analytic number theory, which uses the tools of analysis to understand the distribution of primes, to algebraic number theory, Diophantine equations, and the arithmetic of elliptic curves, modular forms, and LLL-functions.

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Combinatorics·Captain: Lucas

Erdős Problem 30: Sidon sets in {1,…,N} have size √N + O(N^ε)Open Problem

Motivation

A set of integers is a Sidon set if all of its pairwise sums a+ba+ba+b (a≤ba\le ba≤b) are different. Sidon, in connection with Fourier analysis, asked how dense such sets can be, and the question became one of the standard problems of additive combinatorics. Let

h(N)=max⁡{∣A∣:A⊆{1,…,N}, A Sidon}.h(N)=\max\{|A| : A\subseteq\{1,\dots,N\},\ A \text{ Sidon}\}.h(N)=max{∣A∣:A⊆{1,…,N}, A Sidon}.

A counting argument shows h(N)≤(1+o(1))2Nh(N)\le (1+o(1))\sqrt{2N}h(N)≤(1+o(1))2N​, and the true order was settled early: h(N)∼Nh(N)\sim\sqrt Nh(N)∼N​. What remains open is the size of the error term h(N)−Nh(N)-\sqrt Nh(N)−N​. Erdős and Turán asked whether it is smaller than every power of NNN; Erdős offered $1000 for this problem (Erdős Problem #30), and it is also Problem 31 on Green's list of open problems and problem C9 in Guy's Unsolved Problems in Number Theory.

Timeline.

  • 1938 — Singer constructs, for every prime power qqq, a set of q+1q+1q+1 residues modulo q2+q+1q^2+q+1q2+q+1 with all differences distinct. Combined with the density of primes this gives h(N)≥(1−o(1))Nh(N)\ge(1-o(1))\sqrt Nh(N)≥(1−o(1))N​ (Singer 1938).
  • 1941 — Erdős and Turán prove h(N)≤N1/2+O(N1/4)h(N)\le N^{1/2}+O(N^{1/4})h(N)≤N1/2+O(N1/4) (Erdős–Turán 1941).
  • 1969 — Lindström gives an alternative proof with the explicit bound h(N)≤N1/2+N1/4+1h(N)\le N^{1/2}+N^{1/4}+1h(N)≤N1/2+N1/4+1 (Lindström 1969).
  • 2021 — Balogh, Füredi and Roy lower the constant: h(N)≤N1/2+0.998N1/4h(N)\le N^{1/2}+0.998N^{1/4}h(N)≤N1/2+0.998N1/4 for large NNN (arXiv:2103.15850).
  • 2022 — O'Bryant: h(N)≤N1/2+0.99703N1/4h(N)\le N^{1/2}+0.99703N^{1/4}h(N)≤N1/2+0.99703N1/4 for large NNN (arXiv:2207.07800).
  • 2023 — Carter, Hunter and O'Bryant: h(N)≤N1/2+0.98183N1/4+O(1)h(N)\le N^{1/2}+0.98183N^{1/4}+O(1)h(N)≤N1/2+0.98183N1/4+O(1), with substantial computer assistance (arXiv:2310.20032).

No upper bound with an error exponent below 1/41/41/4 is known, and no lower bound of the form h(N)≥N−O(Nε)h(N)\ge\sqrt N-O(N^{\varepsilon})h(N)≥N​−O(Nε) for every ε>0\varepsilon>0ε>0 is known either.

Setting

A set AAA in an additive commutative monoid is Sidon if for all i1,j1,i2,j2∈Ai_1,j_1,i_2,j_2\in Ai1​,j1​,i2​,j2​∈A,

i1+i2=j1+j2 ⟹ (i1=j1∧i2=j2) ∨ (i1=j2∧i2=j1).i_1+i_2=j_1+j_2\ \Longrightarrow\ (i_1=j_1\wedge i_2=j_2)\ \vee\ (i_1=j_2\wedge i_2=j_1).i1​+i2​=j1​+j2​ ⟹ (i1​=j1​∧i2​=j2​) ∨ (i1​=j2​∧i2​=j1​).

For a finite set XXX, maxSidon⁡(X)\operatorname{maxSidon}(X)maxSidon(X) is the largest size of a Sidon subset of XXX (the empty set is Sidon, so this is well defined), and

h(N)=maxSidon⁡({1,2,…,N}),h(0)=0.h(N)=\operatorname{maxSidon}(\{1,2,\dots,N\}),\qquad h(0)=0.h(N)=maxSidon({1,2,…,N}),h(0)=0.

The first values are h(1),…,h(15)=1,2,2,3,3,3,4,4,4,4,4,5,5,5,5h(1),\dots,h(15)=1,2,2,3,3,3,4,4,4,4,4,5,5,5,5h(1),…,h(15)=1,2,2,3,3,3,4,4,4,4,4,5,5,5,5 (OEIS A143824).

Formalization targets

Goal (Erdős Problem #30)

∀ε>0:h(N)−N=O ⁣(Nε)(N→∞).\forall\varepsilon>0:\qquad h(N)-\sqrt N = O\!\left(N^{\varepsilon}\right)\quad(N\to\infty).∀ε>0:h(N)−N​=O(Nε)(N→∞).

This is a two-sided statement: it asks both for an upper bound h(N)≤N+CεNεh(N)\le\sqrt N+C_\varepsilon N^\varepsilonh(N)≤N​+Cε​Nε and for a matching lower bound h(N)≥N−CεNεh(N)\ge\sqrt N-C_\varepsilon N^\varepsilonh(N)≥N​−Cε​Nε for large NNN. Erdős asked it as a yes/no question; the goal fixes the conjectured answer yes, so a disproof on the platform settles the question negatively.

Milestones (known results, weakest to strongest)

  1. Singer's construction: h(q2+q+1)≥q+1h(q^2+q+1)\ge q+1h(q2+q+1)≥q+1 for every prime power qqq.
  2. Singer's lower bound: h(N)≥(1−ε)Nh(N)\ge(1-\varepsilon)\sqrt Nh(N)≥(1−ε)N​ for every ε>0\varepsilon>0ε>0 and all large NNN.
  3. Erdős–Turán / Lindström: h(N)≤N+N1/4+1h(N)\le\sqrt N+N^{1/4}+1h(N)≤N​+N1/4+1 for all NNN.
  4. Balogh–Füredi–Roy: h(N)≤N+0.998N1/4h(N)\le\sqrt N+0.998N^{1/4}h(N)≤N​+0.998N1/4 for all large NNN.
  5. O'Bryant: h(N)≤N+0.99703N1/4h(N)\le\sqrt N+0.99703N^{1/4}h(N)≤N​+0.99703N1/4 for all large NNN.
  6. Carter–Hunter–O'Bryant: h(N)≤N+0.98183N1/4+Ch(N)\le\sqrt N+0.98183N^{1/4}+Ch(N)≤N​+0.98183N1/4+C for an absolute constant CCC.

Significance

The result itself. An affirmative answer would pin h(N)h(N)h(N) down to N\sqrt NN​ up to a sub-polynomial error, in both directions; Erdős even speculated that h(N)=N+O(1)h(N)=\sqrt N+O(1)h(N)=N​+O(1) might hold, while remarking that this is perhaps too optimistic. A negative answer would show that the Singer-type constructions or the counting upper bounds are off by a power of NNN. Either answer would be the first change in the exponent of the error term since 1941.

Formalizing it. The goal is open. All milestones are published theorems. The platform already contains weaker related results in other formalizations (for example the order-of-magnitude bounds cN≤max⁡∣A∣≤2N+1c\sqrt N\le \max|A|\le\sqrt{2N}+1cN​≤max∣A∣≤2N​+1 for Sidon subsets of an initial segment, and the Erdős–Turán construction); the sharp bounds listed as milestones are not stated there for this hhh. The upper bounds of Balogh–Füredi–Roy and O'Bryant are elementary but delicate optimizations, and the Carter–Hunter–O'Bryant bound relies on a large computation, so formalizing it is a substantial verification task in its own right.

Difficulty

For the upper bound, every known argument counts differences a−a′a-a'a−a′ in short windows and loses at the scale N1/4N^{1/4}N1/4; improvements since 1941 only change the constant in front of N1/4N^{1/4}N1/4. For the lower bound, the constructions (Singer, Bose, Ruzsa) produce Sidon sets of size about p\sqrt pp​ in a modulus ppp of size about NNN, and the loss comes from the gap between NNN and the nearest admissible modulus; bringing it below NεN^\varepsilonNε requires either new constructions or information about primes in very short intervals that is far beyond current knowledge.

Formalization scope

Sidon sets are formalized for sets in an arbitrary additive commutative monoid, with the definition, the decidability instance and maxSidon⁡\operatorname{maxSidon}maxSidon transcribed from the formal-conjectures library (definitions IsSidon, Finset.maxSidonSubsetCard, and Erdos30.h in FormalConjectures/ErdosProblems/30.lean), placed in the namespace Erdos30. The value h(N)h(N)h(N) is a natural number cast to R\mathbb RR; ⋅\sqrt{\cdot}⋅​ is the real square root and NεN^{\varepsilon}Nε, N1/4N^{1/4}N1/4 are real powers of N≥0N\ge 0N≥0. The goal's O(⋅)O(\cdot)O(⋅) is Mathlib's Asymptotics.IsBigO along atTop on N\mathbb NN. The goal is not trivialized by any junk value: hhh is a genuine finite maximum, and the O(⋅)O(\cdot)O(⋅) statement concerns all large NNN.

Useful infrastructure: basic lemmas on Sidon sets (hereditary under subsets, translation invariance, distinct differences), finite projective geometry or Bose's construction for the lower bounds, and prime gaps (Bertrand's postulate suffices for h(N)≥cNh(N)\ge c\sqrt Nh(N)≥cN​ with c<1c<1c<1; a prime number theorem in short intervals is needed for 1−o(1)1-o(1)1−o(1)). Contributions of reusable Sidon-set lemmas are welcome.

Selected references

  • J. Singer, A theorem in finite projective geometry and some applications to number theory, Trans. Amer. Math. Soc. 43 (1938), 377–385. https://doi.org/10.1090/S0002-9947-1938-1501951-4
  • P. Erdős and P. Turán, On a problem of Sidon in additive number theory, and on some related problems, J. London Math. Soc. 16 (1941), 212–215. https://doi.org/10.1112/jlms/s1-16.4.212
  • B. Lindström, An inequality for B2B_2B2​-sequences, J. Combin. Theory 6 (1969), 211–212. https://doi.org/10.1016/S0021-9800(69)80124-9
  • J. Balogh, Z. Füredi and S. Roy, An upper bound on the size of Sidon sets, Amer. Math. Monthly (2023). https://arxiv.org/abs/2103.15850
  • K. O'Bryant, On the size of finite Sidon sets (2022). https://arxiv.org/abs/2207.07800
  • D. Carter, Z. Hunter and K. O'Bryant, On the diameter of finite Sidon sets (2023). https://arxiv.org/abs/2310.20032
  • K. O'Bryant, A complete annotated bibliography of work related to Sidon sequences, Electron. J. Combin. DS11 (2004). https://arxiv.org/abs/math/0407117
  • T. F. Bloom, Erdős Problem #30, https://www.erdosproblems.com/30
  • Google DeepMind, formal-conjectures, FormalConjectures/ErdosProblems/30.lean. https://github.com/google-deepmind/formal-conjectures
8 thms3 active usersReviewed
Captain: Lucas

Erdős Problem 1210: reciprocal gaps of pairwise coprime setsOpen Problem

Motivation

A set AAA of positive integers is pairwise coprime if gcd⁡(a,b)=1\gcd(a,b)=1gcd(a,b)=1 for all distinct a,b∈Aa,b\in Aa,b∈A. The primes are the model example, and a recurring theme in Erdős's combinatorial number theory is that pairwise coprime sets cannot do much better than the primes on natural additive or harmonic statistics. Erdős Problem 1210 asks for a sharp version of this principle for the harmonic weight 1/(n−a)1/(n-a)1/(n−a), which measures how densely a coprime set can crowd the point nnn from below.

Timeline.

  • 1977. In [Er77c, p.64] Erdős posed a question about the primes q1<⋯<qkq_1<\dots<q_kq1​<⋯<qk​ in an interval (n,m](n,m](n,m]: is ∑i1/(qi−n)<∑p<m−n1/p+O(1)\sum_i 1/(q_i-n)<\sum_{p<m-n}1/p+O(1)∑i​1/(qi​−n)<∑p<m−n​1/p+O(1)?
  • 1980. In [Er80, p.112] he wrote that he had "not stated [this] quite correctly" in [Er77c] and posed the question for arbitrary pairwise coprime sets A⊆[1,n)A\subseteq[1,n)A⊆[1,n), which is the form recorded as Problem 1210.
  • 2026. On the erdosproblems.com forum, a reduction to a counting bound for A∩[n−x,n)A\cap[n-x,n)A∩[n−x,n) was suggested; it was then observed that this counting bound would itself imply an open inequality of the type π(x+y)≤π(x)+π(y)+O(y/(log⁡y)2)\pi(x+y)\le\pi(x)+\pi(y)+O(y/(\log y)^2)π(x+y)≤π(x)+π(y)+O(y/(logy)2) (compare Problem 855). The problem remains open.

Setting

Fix a natural number nnn. Consider finite sets AAA of integers with 1≤a<n1\le a<n1≤a<n for every a∈Aa\in Aa∈A, and with gcd⁡(a,b)=1\gcd(a,b)=1gcd(a,b)=1 for all distinct a,b∈Aa,b\in Aa,b∈A. For such a set define the reciprocal gap sum

Sn(A)=∑a∈A1n−a.S_n(A)=\sum_{a\in A}\frac{1}{n-a}.Sn​(A)=a∈A∑​n−a1​.

Every term is at most 111, and the element a=n−da=n-da=n−d contributes 1/d1/d1/d. Write ∑p<n1/p\sum_{p<n}1/p∑p<n​1/p for the sum of reciprocals of the primes below nnn; by Mertens' theorem it equals log⁡log⁡n+O(1)\log\log n+O(1)loglogn+O(1). Throughout, π(x)\pi(x)π(x) denotes the number of primes p≤xp\le xp≤x.

Target

The goal of the mission is the affirmative answer to Problem 1210: there is an absolute constant CCC such that

Sn(A)  ≤  ∑p<n1p+CS_n(A)\;\le\;\sum_{p<n}\frac1p+CSn​(A)≤p<n∑​p1​+C

for every nnn and every pairwise coprime A⊆[1,n)A\subseteq[1,n)A⊆[1,n). A negative answer is equally welcome and is recorded by disproving the goal statement.

The milestones are:

  1. Small prime factors. For pairwise coprime AAA, at most π(x)\pi(x)π(x) elements of A∩[n−x,n)A\cap[n-x,n)A∩[n−x,n) have a prime factor ≤x\le x≤x.
  2. Partial summation reduction. If ∣A∩[n−x,n)∣≤π(x)+O(x/(log⁡x)2)|A\cap[n-x,n)|\le\pi(x)+O(x/(\log x)^2)∣A∩[n−x,n)∣≤π(x)+O(x/(logx)2) uniformly, then the goal holds.
  3. The [Er77c] variant. For the primes qiq_iqi​ in (n,m](n,m](n,m], ∑i1/(qi−n)<∑p<m−n1/p+O(1)\sum_i 1/(q_i-n)<\sum_{p<m-n}1/p+O(1)∑i​1/(qi​−n)<∑p<m−n​1/p+O(1).

Significance

The result itself. An affirmative answer would say that, for the weight 1/(n−a)1/(n-a)1/(n−a), no pairwise coprime set beats the primes by more than a constant, and would give a quantitative form of the heuristic that coprime sets behave like sets of primes near a point. A negative answer would exhibit coprime sets that concentrate near nnn more efficiently than the primes do in the harmonic sense. The [Er77c] variant concerns only primes, and relates the distribution of primes just above nnn to the primes below the interval length m−nm-nm−n.

Formalizing it. Neither the goal nor the [Er77c] variant is known. The mission produces Lean statements checked against the source, a reduction (milestone 2), to be verified in Lean, that isolates exactly which counting estimate would suffice, and the elementary coprimality lemma (milestone 1). These pin down what a proof or disproof must supply.

Difficulty

The natural first attempt splits A∩[n−x,n)A\cap[n-x,n)A∩[n−x,n) into elements with a prime factor ≤x\le x≤x, of which there are at most π(x)\pi(x)π(x), and xxx-rough elements, and then hopes that sieve bounds make the rough part O(x/(log⁡x)2)O(x/(\log x)^2)O(x/(logx)2). The obstruction is that AAA may contain many primes in [n−x,n)[n-x,n)[n−x,n). Bounding the number of primes in a short interval [n−x,n)[n-x,n)[n−x,n) by π(x)+O(x/(log⁡x)2)\pi(x)+O(x/(\log x)^2)π(x)+O(x/(logx)2) is a form of the second Hardy–Littlewood conjecture π(x+y)≤π(x)+π(y)\pi(x+y)\le\pi(x)+\pi(y)π(x+y)≤π(x)+π(y), which is open and known to be incompatible, in its exact form, with the prime kkk-tuples conjecture. So the counting route in milestone 2 needs input on primes in short intervals beyond current knowledge, and any proof of the goal must either supply such input or avoid pointwise counting.

Formalization scope

All objects are elementary: AAA is a Finset ℕ, coprimality is Nat.Coprime, primes are Nat.Prime, π\piπ is Nat.primeCounting, and the sums are real-valued. The source's O(1)O(1)O(1) is encoded as an existentially quantified real constant CCC chosen before nnn and AAA. The source asks a yes/no question; each statement is posed in its affirmative form, and a disproof (a proof of the negation) settles the negative answer. The standing hypothesis 1≤a<n1\le a<n1≤a<n means every denominator n−an-an−a is at least 111, so no division-by-zero default can make the statement trivial. The window [n−x,n)[n-x,n)[n−x,n) is written as a≥n−xa\ge n-xa≥n−x with truncated natural subtraction together with a<na<na<n.

No new definitions are required. Useful reusable contributions include Mertens-type estimates for ∑p<n1/p\sum_{p<n}1/p∑p<n​1/p, partial summation lemmas for finite sums over N\mathbb NN, and upper bounds for primes in short intervals.

Selected references

  • P. Erdős, Problems and results on combinatorial number theory. III, Number Theory Day (Proc. Conf., Rockefeller Univ., New York, 1976), (1977), 43–72. [Er77c]
  • P. Erdős, A survey of problems in combinatorial number theory, Ann. Discrete Math. (1980), 89–115. [Er80]
  • T. F. Bloom, Erdős Problem #1210, https://www.erdosproblems.com/1210 , and discussion thread https://www.erdosproblems.com/forum/thread/1210
  • Formal Conjectures project, ErdosProblems/1210.lean, https://github.com/google-deepmind/formal-conjectures
4 thms3 active usersReviewed
Combinatorics·Captain: Lucas

Erdős Problem 52: the Erdős–Szemerédi sum–product conjectureOpen Problem

Motivation

Addition and multiplication interact in rigid ways: a finite set of numbers that is highly structured with respect to one operation (an arithmetic progression, say) tends to be unstructured with respect to the other (a geometric progression). The sum–product problem asks for the sharp quantitative form of this principle. It was posed by Erdős and Szemerédi in 1983 (Erdős Problem 52) and has since become a central question of additive combinatorics, with applications in incidence geometry, exponential sum estimates, expanders and randomness extraction.

Timeline.

  • 1983 — Erdős and Szemerédi show that max⁡(∣A+A∣,∣AA∣)≥c∣A∣1+δ\max(|A+A|,|AA|)\ge c|A|^{1+\delta}max(∣A+A∣,∣AA∣)≥c∣A∣1+δ for some absolute δ>0\delta>0δ>0 and every finite set of integers AAA, and conjecture exponent 2−ε2-\varepsilon2−ε.
  • 1997 — Nathanson obtains the explicit exponent 1+1311+\tfrac1{31}1+311​; Ford (1998) improves it to 1+1151+\tfrac1{15}1+151​.
  • 1997 — Elekes, using the Szemerédi–Trotter incidence theorem, proves ∣A+A∣ ∣AA∣≫∣A∣5/2|A+A|\,|AA|\gg|A|^{5/2}∣A+A∣∣AA∣≫∣A∣5/2 for finite sets of reals, hence exponent 5/45/45/4.
  • 2009 — Solymosi proves ∣A+A∣2∣AA∣≫∣A∣4/log⁡∣A∣|A+A|^2|AA|\gg |A|^4/\log|A|∣A+A∣2∣AA∣≫∣A∣4/log∣A∣ for finite sets of positive reals, hence exponent 4/34/34/3 up to a logarithmic factor.
  • 2015–2022 — Konyagin and Shkredov first break the 4/34/34/3 barrier (exponent 4/3+c4/3+c4/3+c for a small explicit c>0c>0c>0); after several improvements, Rudnev and Stevens reach 4/3+2/11674/3+2/11674/3+2/1167 up to logarithmic factors.

The conjecture itself remains open.

Setting

For a finite set A⊂ZA\subset\mathbb ZA⊂Z define the sumset and product set

A+A={a+b:a,b∈A},AA={ab:a,b∈A}.A+A=\{a+b : a,b\in A\},\qquad AA=\{ab : a,b\in A\}.A+A={a+b:a,b∈A},AA={ab:a,b∈A}.

For nonempty AAA both contain at least ∣A∣|A|∣A∣ elements and at most (∣A∣+12)\binom{|A|+1}{2}(2∣A∣+1​). The quantity of interest is max⁡(∣A+A∣,∣AA∣)\max(|A+A|,|AA|)max(∣A+A∣,∣AA∣) as a function of ∣A∣|A|∣A∣.

Formalization targets

Goal (Erdős–Szemerédi conjecture)

For every 0<ε<10<\varepsilon<10<ε<1 there is Cε>0C_\varepsilon>0Cε​>0 such that for every finite set A⊂ZA\subset\mathbb ZA⊂Z,

max⁡(∣A+A∣,∣AA∣) ≥ Cε ∣A∣2−ε.\max(|A+A|,|AA|)\ \ge\ C_\varepsilon\,|A|^{2-\varepsilon}.max(∣A+A∣,∣AA∣) ≥ Cε​∣A∣2−ε.

Known lower bounds (milestones, weakest to strongest)

∣A+A∣≥2∣A∣−1,max⁡(∣A+A∣,∣AA∣)≫∣A∣1+δ,≫∣A∣5/4,≫∣A∣4/3(log⁡∣A∣)1/3,≫ε∣A∣4/3+2/1167−ε.|A+A|\ge 2|A|-1,\qquad \max(|A+A|,|AA|)\gg|A|^{1+\delta},\qquad \gg|A|^{5/4},\qquad \gg\frac{|A|^{4/3}}{(\log|A|)^{1/3}},\qquad \gg_\varepsilon |A|^{4/3+2/1167-\varepsilon}.∣A+A∣≥2∣A∣−1,max(∣A+A∣,∣AA∣)≫∣A∣1+δ,≫∣A∣5/4,≫(log∣A∣)1/3∣A∣4/3​,≫ε​∣A∣4/3+2/1167−ε.

Sharpness

The ε\varepsilonε cannot be removed: there is no C>0C>0C>0 with max⁡(∣A+A∣,∣AA∣)≥C∣A∣2\max(|A+A|,|AA|)\ge C|A|^2max(∣A+A∣,∣AA∣)≥C∣A∣2 for all AAA (take A={1,…,n}A=\{1,\dots,n\}A={1,…,n}; the multiplication table ∣AA∣|AA|∣AA∣ is o(n2)o(n^2)o(n2) by Erdős).

Significance

A proof of the goal would settle the sharp form of the sum–product phenomenon over Z\mathbb ZZ. Sum–product estimates are an input to incidence bounds, to Bourgain–Katz–Tao-type results over finite fields, and to explicit constructions in theoretical computer science; improvements of the exponent over R\mathbb RR have come together with new incidence-geometric tools.

Formalization status: the milestones are published theorems (Erdős–Szemerédi, Elekes, Solymosi, Rudnev–Stevens, Erdős's multiplication table bound), but their proofs are not known to be formalized in Lean/Mathlib. The Szemerédi–Trotter theorem, multiplicative energy, and the Elekes and Solymosi arguments are reusable infrastructure. The goal itself is an open problem.

Difficulty

Incidence-geometric methods (Szemerédi–Trotter and its descendants) naturally produce exponents near 4/34/34/3, and passing beyond 4/34/34/3 has required intricate higher-energy arguments yielding only small gains. None of the existing approaches is known to reach exponents close to 222; even over Z\mathbb ZZ, where arithmetic structure is available, the best general bounds are the real-number ones.

Formalization scope

Sets are Finset ℤ; A+AA+AA+A and AAAAAA are Mathlib's pointwise sumset and product set (open scoped Pointwise), and cardinalities are cast to R\mathbb RR. Powers are real powers (Real.rpow). The empty set is allowed; the hypothesis ε<1\varepsilon<1ε<1 keeps every exponent positive, so the empty set contributes the trivial inequality 0≥00\ge 00≥0 rather than a junk value 00=10^0=100=1. The constant CCC may depend on ε\varepsilonε but not on AAA. The Solymosi milestone is stated for ∣A∣≥2|A|\ge2∣A∣≥2 so that log⁡∣A∣>0\log|A|>0log∣A∣>0.

The statements are for integer sets only; results proved over R\mathbb RR specialise to them. Contributions of general-purpose infrastructure (Szemerédi–Trotter over R\mathbb RR, multiplicative energy, bounds for the multiplication table) are welcome.

Selected references

  • P. Erdős, E. Szemerédi, On sums and products of integers, Studies in Pure Mathematics, Birkhäuser, 1983, 213–218.
  • M. B. Nathanson, On sums and products of integers, Proc. Amer. Math. Soc. 125 (1997), 9–16.
  • K. Ford, Sums and products from a finite set of real numbers, Ramanujan J. 2 (1998), 59–66.
  • G. Elekes, On the number of sums and products, Acta Arith. 81 (1997), 365–367.
  • J. Solymosi, Bounding multiplicative energy by the sumset, Adv. Math. 222 (2009), 402–408. https://arxiv.org/abs/0806.1040
  • S. V. Konyagin, I. D. Shkredov, On sum sets of sets having small product set, Proc. Steklov Inst. Math. 290 (2015), 288–299. https://arxiv.org/abs/1503.05771
  • M. Rudnev, S. Stevens, An update on the sum-product problem, Math. Proc. Cambridge Philos. Soc. 173 (2022), 411–430. https://arxiv.org/abs/2005.11145
  • Erdős Problem 52, https://www.erdosproblems.com/52
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AnalysisMathematical Physics·Captain: Lucas

String Theory (Tong) III: Modular Invariance of the One-Loop Partition FunctionTextbook

Motivation

At one loop, the worldsheet of a closed string is a torus, and the one-loop vacuum amplitude of the bosonic string is an integral over all conformally inequivalent tori. Two tori with modular parameters τ\tauτ and τ′\tau'τ′ are equivalent exactly when τ′=(aτ+b)/(cτ+d)\tau'=(a\tau+b)/(c\tau+d)τ′=(aτ+b)/(cτ+d) for an integer matrix of determinant one, so a consistent string amplitude must be built from SL(2,Z)SL(2,\mathbb Z)SL(2,Z)-invariant data. In David Tong's Cambridge Part III lecture notes (Section 6.4), the partition function of the bosonic string is computed in lightcone gauge and written in terms of the Dedekind eta function; the notes then observe that the measure and the integrand are individually modular invariant. This invariance is the mechanism by which string theory avoids the ultraviolet divergences of point-particle loops: the integration region is a fundamental domain that never reaches Im⁡τ→0\operatorname{Im}\tau\to0Imτ→0 (Polchinski 1986).

Setting

Write H={τ∈C:Im⁡τ>0}\mathbb H=\{\tau\in\mathbb C:\operatorname{Im}\tau>0\}H={τ∈C:Imτ>0}. A modular transformation is the map

τ⟼γτ=aτ+bcτ+d,a,b,c,d∈Z,ad−bc=1,(6.19)\tau\longmapsto \gamma\tau=\frac{a\tau+b}{c\tau+d},\qquad a,b,c,d\in\mathbb Z,\quad ad-bc=1, \qquad (6.19)τ⟼γτ=cτ+daτ+b​,a,b,c,d∈Z,ad−bc=1,(6.19)

generated by T:τ↦τ+1T:\tau\mapsto\tau+1T:τ↦τ+1 and S:τ↦−1/τS:\tau\mapsto-1/\tauS:τ↦−1/τ. With q=e2πiτq=e^{2\pi i\tau}q=e2πiτ the Dedekind eta function is

η(τ)=q1/24∏n=1∞(1−qn)=e2πiτ/24∏n=1∞(1−e2πinτ),\eta(\tau)=q^{1/24}\prod_{n=1}^\infty(1-q^n)=e^{2\pi i\tau/24}\prod_{n=1}^\infty\bigl(1-e^{2\pi i n\tau}\bigr),η(τ)=q1/24n=1∏∞​(1−qn)=e2πiτ/24n=1∏∞​(1−e2πinτ),

convergent and non-vanishing on H\mathbb HH. The partition function of a single free scalar field on the torus is, up to constant factors, (6.20)

Zscalar(τ)=1Im⁡τ 1∣η(τ)∣2,Z_{\text{scalar}}(\tau)=\frac{1}{\sqrt{\operatorname{Im}\tau}}\,\frac{1}{|\eta(\tau)|^{2}},Zscalar​(τ)=Imτ​1​∣η(τ)∣21​,

and the bosonic string partition function is

Zstring=∫Fd2τ(Im⁡τ)2  F(τ),F(τ)=(1Im⁡τ1η(τ) η(τ)‾)24=1(Im⁡τ)12 ∣η(τ)∣48,Z_{\text{string}}=\int_{\mathcal F}\frac{d^2\tau}{(\operatorname{Im}\tau)^2}\;F(\tau),\qquad F(\tau)=\left(\frac{1}{\sqrt{\operatorname{Im}\tau}}\frac{1}{\eta(\tau)\,\overline{\eta(\tau)}}\right)^{24}=\frac{1}{(\operatorname{Im}\tau)^{12}\,|\eta(\tau)|^{48}},Zstring​=∫F​(Imτ)2d2τ​F(τ),F(τ)=(Imτ​1​η(τ)η(τ)​1​)24=(Imτ)12∣η(τ)∣481​,

where F={∣τ∣≥1, ∣Re⁡τ∣≤12}\mathcal F=\{|\tau|\ge1,\ |\operatorname{Re}\tau|\le\tfrac12\}F={∣τ∣≥1, ∣Reτ∣≤21​} is the standard fundamental domain.

Formalization targets

Goal: the string integrand is modular invariant

For every τ∈H\tau\in\mathbb Hτ∈H and all a,b,c,d∈Za,b,c,d\in\mathbb Za,b,c,d∈Z with ad−bc=1ad-bc=1ad−bc=1,

F ⁣(aτ+bcτ+d)=F(τ).F\!\left(\frac{a\tau+b}{c\tau+d}\right)=F(\tau).F(cτ+daτ+b​)=F(τ).

Milestones (Section 6.4, in the order of the notes)

  1. SSS and TTT generate SL(2,Z)SL(2,\mathbb Z)SL(2,Z).
  2. Every τ∈H\tau\in\mathbb Hτ∈H is mapped into F\mathcal FF by some modular transformation.
  3. Im⁡(γτ)=Im⁡τ/∣cτ+d∣2\operatorname{Im}(\gamma\tau)=\operatorname{Im}\tau/|c\tau+d|^2Im(γτ)=Imτ/∣cτ+d∣2 and d(γτ)/dτ=1/(cτ+d)2d(\gamma\tau)/d\tau=1/(c\tau+d)^2d(γτ)/dτ=1/(cτ+d)2 (so d2τ↦d2τ/∣cτ+d∣4d^2\tau\mapsto d^2\tau/|c\tau+d|^4d2τ↦d2τ/∣cτ+d∣4).
  4. The measure d2τ/(Im⁡τ)2d^2\tau/(\operatorname{Im}\tau)^2d2τ/(Imτ)2 on H\mathbb HH is SL(2,Z)SL(2,\mathbb Z)SL(2,Z)-invariant.
  5. η(τ+1)=e2πi/24η(τ)\eta(\tau+1)=e^{2\pi i/24}\eta(\tau)η(τ+1)=e2πi/24η(τ).
  6. η(−1/τ)=−iτ η(τ)\eta(-1/\tau)=\sqrt{-i\tau}\,\eta(\tau)η(−1/τ)=−iτ​η(τ).
  7. ZscalarZ_{\text{scalar}}Zscalar​ is modular invariant.

Significance

The result. Modular invariance of the integrand is what makes the one-loop string amplitude well defined as an integral over the moduli space of tori, rather than over the whole upper half-plane: restricting to F\mathcal FF is only consistent because nothing depends on the representative. It is the first instance of a consistency condition that, in the superstring, constrains the allowed gauge groups and spectra.

Formalizing it. The eta transformation laws are classical (Apostol 1990, Ch. 3); Mathlib contains the definition of the eta function and results on SL(2,Z)SL(2,\mathbb Z)SL(2,Z) and its fundamental domain, but, to the mission author's knowledge, not the SSS-transformation law of η\etaη. The mission produces a self-contained formal statement of the physics claim "both the measure and the integrand are individually modular invariant" and asks for its proof; milestones 1–2 are expected to follow from existing Mathlib results, milestone 6 is the analytic core.

Difficulty

The TTT-law is immediate from the product. The SSS-law η(−1/τ)=−iτ η(τ)\eta(-1/\tau)=\sqrt{-i\tau}\,\eta(\tau)η(−1/τ)=−iτ​η(τ) is not visible from the product formula at all: it requires either Poisson summation / the Jacobi triple product for theta functions, or a Mellin-transform / Eisenstein-series argument (log⁡η\log\etalogη is an Eichler integral of E2E_2E2​), together with care about the branch of the square root. Passing from generators to all of SL(2,Z)SL(2,\mathbb Z)SL(2,Z) requires an induction on words in SSS and TTT in which the multiplier ∣cτ+d∣|c\tau+d|∣cτ+d∣ must be tracked.

Formalization scope

Points of H\mathbb HH are represented as complex numbers τ\tauτ with the hypothesis 0<Im⁡τ0<\operatorname{Im}\tau0<Imτ; a modular transformation is given by four integers with ad−bc=1ad-bc=1ad−bc=1 and acts by TongString.modularAction a b c d τ = (aτ+b)/(cτ+d). The eta function is defined directly by Tong's product formula as TongString.dedekindEta, using Mathlib's unconditional infinite product tprod. The square root in the SSS-law is the principal branch, (−iτ)1/2(-i\tau)^{1/2}(−iτ)1/2, which is the one intended since Re⁡(−iτ)>0\operatorname{Re}(-i\tau)>0Re(−iτ)>0. The invariant measure is formalized as the measure on C\mathbb CC with density (Im⁡τ)−2(\operatorname{Im}\tau)^{-2}(Imτ)−2 with respect to Lebesgue measure restricted to H\mathbb HH, and invariance as equality of push-forward measures. Constant prefactors that Tong explicitly drops (powers of α′\alpha'α′, 4π24\pi^24π2) are omitted. Because every statement is restricted to Im⁡τ>0\operatorname{Im}\tau>0Imτ>0, where η\etaη has no zeros, the reciprocal 1/∣η∣1/|\eta|1/∣η∣ is never a division by zero, so no statement is vacuous.

Selected references

  • D. Tong, String Theory, Cambridge Part III lecture notes, 2009, Sections 6.4.1–6.4.2. http://www.damtp.cam.ac.uk/user/tong/string.html (arXiv:0908.0333)
  • J. Polchinski, Evaluation of the one loop string path integral, Commun. Math. Phys. 104 (1986) 37. https://doi.org/10.1007/BF01210927
  • T. M. Apostol, Modular Functions and Dirichlet Series in Number Theory, 2nd ed., Springer GTM 41, 1990, Chapter 3. https://doi.org/10.1007/978-1-4612-0999-7
  • J.-P. Serre, A Course in Arithmetic, Springer GTM 7, 1973, Chapter VII.
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Erdős Problem 68: Irrationality of sum 1/(n! - 1)Open Problem

Erdős Problem 68: Irrationality of sum 1/(n! - 1)

Problem Statement & Context

Erdős Problem 68 asks whether the infinite series 184987\sum_{n=2}^{\infty} rac{1}{n! - 1}184987 is irrational.

Paul Erdős proved in 1948 that \sum_{n=1}^{\infty} rac{1}{2^n - 1} is irrational, but the problem for factorial denominators ! - 1$ remains open.

Main Target Theorem

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Captain: Lucas

Gilbreath's ConjectureOpen Problem

Motivation

Write the primes in increasing order, take the absolute differences of consecutive entries, take the absolute differences of the resulting row, and repeat. Every row produced this way appears to begin with 111:

2357111317…122424…10222…1200…120…\begin{array}{llllllll} 2 & 3 & 5 & 7 & 11 & 13 & 17 & \dots\\ 1 & 2 & 2 & 4 & 2 & 4 & \dots\\ 1 & 0 & 2 & 2 & 2 & \dots\\ 1 & 2 & 0 & 0 & \dots\\ 1 & 2 & 0 & \dots \end{array}21111​32022​52200​7420…​1122…​134…​17……

Gilbreath's conjecture asserts that this never fails. The observation is due to Norman L. Gilbreath (1958), who rediscovered a statement already published by François Proth in 1878 together with an argument that is not accepted as a proof. It is attractive because it is elementary to state and because it is one of the few statements about the primes whose difficulty is not visibly analytic: it concerns the combinatorics of iterated differences rather than the distribution of primes directly.

Timeline.

  • 1878 — Proth states the property and publishes a proof that is now regarded as erroneous.
  • 1958 — Gilbreath rediscovers the pattern; it circulates as a conjecture.
  • 1959 — Killgrove and Ralston verify the leading entry for the first 63,41863{,}41863,418 rows (MTAC 13 (1959), 121–122).
  • 1993 — Odlyzko reports a verification of the leading entry for all rows of index at most π(1013)≈3.4×1011\pi(10^{13}) \approx 3.4 \times 10^{11}π(1013)≈3.4×1011, using an argument that propagates a long block of entries lying in {0,2}\{0,2\}{0,2} downwards through the triangle (Math. Comp. 61 (1993), 373–380).

No proof is known.

Setting

Let p0=2<p1=3<p2=5<…p_0 = 2 < p_1 = 3 < p_2 = 5 < \dotsp0​=2<p1​=3<p2​=5<… be the increasing enumeration of the prime numbers, indexed from 000. Define the rows of the Gilbreath triangle by

d0(n)=pn,dk+1(n)=∣dk(n+1)−dk(n)∣(k,n≥0).d^0(n) = p_n, \qquad d^{k+1}(n) = \bigl| d^{k}(n+1) - d^{k}(n) \bigr| \quad (k, n \ge 0).d0(n)=pn​,dk+1(n)=​dk(n+1)−dk(n)​(k,n≥0).

Thus dkd^kdk is an infinite sequence of natural numbers for every kkk, row 000 is the sequence of primes, row 111 is the sequence of prime gaps pn+1−pnp_{n+1}-p_npn+1​−pn​, and each later row is the sequence of absolute differences of consecutive entries of the row above it. Only the leading entry dk(0)d^k(0)dk(0) of each row is at issue.

More generally, for an arbitrary sequence a:N→Na : \mathbb{N} \to \mathbb{N}a:N→N write (Δa)(n)=∣a(n+1)−a(n)∣(\Delta a)(n) = |a(n+1) - a(n)|(Δa)(n)=∣a(n+1)−a(n)∣ and Δja\Delta^j aΔja for the jjj-fold iterate, so that dk=Δkpd^k = \Delta^k pdk=Δkp.

Formalization targets

Goal

∀k≥1,dk(0)=1.\forall k \ge 1,\qquad d^{k}(0) = 1 .∀k≥1,dk(0)=1.

This is the conjecture in its standard form: every row after the row of primes begins with 111. It fixes no constants and no ranges, so no computational advance can invalidate it.

Milestones

The milestone list collects the statements that a proof, or a further computational verification, would be built from: the two low-level structural facts about the triangle (row 111 is the gap sequence; from row 111 on, the leading entry is odd and all later entries are even), a finite verification of the first rows, and the two statements underlying Odlyzko's method — the propagation lemma for an arbitrary sequence beginning 111 and continuing in {0,2}\{0,2\}{0,2}, and the reduction of the conjecture to the existence, for each row index, of an earlier row with a long enough block of entries in {0,2}\{0,2\}{0,2}.

Significance

The result itself. The conjecture is not known to imply other open statements about the primes, and its interest lies elsewhere: it is a test case for how much of the fine structure of the prime sequence is forced by coarse information. The propagation mechanism shows that the conjecture for a given row index follows from purely local data about an earlier row, and that mechanism is what every verification to date has relied on. A proof would have to show that such blocks of entries in {0,2}\{0,2\}{0,2} always appear early enough, which is a statement about the density of small prime gaps in disguise.

Formalizing it. Nothing here is currently formalized: Mathlib has the prime enumeration n↦pnn \mapsto p_nn↦pn​ (Nat.nth Nat.Prime) and the basic facts about it, but not the iterated-difference triangle nor any of its properties. This mission contributes the definition of the triangle, the structural facts about its rows, and a machine-checked version of the reduction step that all computational work on the problem uses. The goal theorem itself is open — the milestones are known mathematics, and each is provable with current tools, while the goal is not.

Difficulty

The obvious attack is induction on the row index: to see that dk+1(0)=1d^{k+1}(0) = 1dk+1(0)=1 it suffices to know that dk(0)=1d^{k}(0) = 1dk(0)=1 and dk(1)∈{0,2}d^{k}(1) \in \{0,2\}dk(1)∈{0,2}. But controlling dk(1)d^{k}(1)dk(1) requires controlling dk−1(1)d^{k-1}(1)dk−1(1) and dk−1(2)d^{k-1}(2)dk−1(2), and so on: the invariant that closes is not "the row begins with 111" but "the row begins with 111 and its next mmm entries lie in {0,2}\{0,2\}{0,2}", and each application of the difference operator consumes one entry of that block. So a finite block of good entries only carries the conclusion a finite number of rows further down, and the conjecture needs such blocks to keep reappearing forever, arbitrarily far down the triangle. Nothing is known that produces them.

A second warning, due to Hallard Croft: the property is not specific to the primes. Sequences that start with 222, continue with odd numbers, and have gaps that are not too large empirically exhibit the same behaviour, so any proof that uses only such coarse features would prove a much more general statement — and conversely, an argument exploiting deep properties of primes is likely to be proving the wrong thing.

Formalization scope

Rows are total functions N→N\mathbb{N} \to \mathbb{N}N→N, defined for every index, and the whole triangle is a single family indexed by the row number. Differences are taken as Int.natAbs of a difference computed in Z\mathbb{Z}Z, so truncated natural subtraction never occurs; the one place where N\mathbb{N}N-subtraction does appear is the milestone identifying row 111 with the gap sequence, where the subtraction is justified by monotonicity of n↦pnn \mapsto p_nn↦pn​.

Primes are indexed from 000 via Mathlib's Nat.nth Nat.Prime, so p0=2p_0 = 2p0​=2; rows are indexed with row 000 the primes, and the goal quantifies over all k≥1k \ge 1k≥1 in the form d (k + 1) 0 = 1, with no upper bound and no extra hypothesis, so no vacuous or finitely-truncated reading of the goal is available. The general difference operator is stated for arbitrary sequences N→N\mathbb{N} \to \mathbb{N}N→N, which is what makes the propagation lemma usable as a black box, and reusable beyond this mission.

A complete development needs no analytic input for the milestones: Mathlib's Nat.nth, Nat.prime_nth_prime, Nat.nth_prime_zero_eq_two and the strict monotonicity of the prime enumeration suffice. Contributions that would extend the mission beyond its current list: a formal version of a concrete computational verification (checking that the leading entries of the first NNN rows are 111 for an NNN well beyond the hand-checkable range), and formalizations of the general statement for non-prime sequences of the Croft type.

Selected references

  • N. L. Gilbreath, as reported in R. B. Killgrove and K. E. Ralston, On a conjecture concerning the primes, Mathematical Tables and Other Aids to Computation 13 (1959), 121–122. https://doi.org/10.1090/S0025-5718-1959-0105398-3
  • A. M. Odlyzko, Iterated absolute values of differences of consecutive primes, Mathematics of Computation 61 (1993), 373–380. https://doi.org/10.1090/S0025-5718-1993-1192979-9
  • Gilbreath's conjecture, Wikipedia. https://en.wikipedia.org/wiki/Gilbreath%27s_conjecture
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Harmonic Analysis·Captain: Lucas

Connes: Weil positivity and the Riemann zeta functionResearch Paper

Motivation

The Riemann hypothesis (RH) asserts that every zero of the Riemann zeta function ζ\zetaζ in the strip 0<Re⁡s<10 < \operatorname{Re} s < 10<Res<1 has Re⁡s=12\operatorname{Re} s = \tfrac12Res=21​. One of the few reformulations that turns RH into a positivity statement, rather than a statement about the location of points, goes back to A. Weil (1952): the explicit formula expresses a sum over the zeros of ζ\zetaζ as a sum of local contributions over the places of Q\mathbb{Q}Q, and RH is equivalent to the resulting functional being positive on elements of the form g⋆g∗g \star g^{*}g⋆g∗.

Connes' 1999 programme paper Noncommutative geometry and the Riemann zeta function takes this reformulation as its endpoint. It builds a geometric framework — the adele class space X=A/k∗X = \mathbb{A}/k^{*}X=A/k∗ carrying an action of the idele class group CkC_kCk​ — in which the explicit formula appears as a Lefschetz formula, the zeros of LLL-functions appear spectrally, and the paper's concluding assertion (§3, p. 22) is that the validity of the global trace formula implies, and is in fact equivalent to, positivity of the Weil distribution, i.e. RH for all LLL-functions with Grössencharakter.

This mission formalizes the arithmetic core of that endpoint in its simplest instance: the global field k=Qk = \mathbb{Q}k=Q with trivial Grössencharakter, so that the LLL-function is ζ\zetaζ itself. Concretely it asks for (i) the Riemann–Weil explicit formula for ζ\zetaζ in the shape of Connes' equation (11), and (ii) both directions of the equivalence between positivity of the resulting Weil distribution and RH.

A rough timeline of the statements involved: Riemann (1859) gave the first explicit formula; von Mangoldt (1895) proved it rigorously; Weil (Sur les "formules explicites" de la théorie des nombres premiers, 1952) extended it to all global fields and isolated the positivity criterion; Bombieri (Remarks on Weil's quadratic functional in the theory of prime numbers, 2000) studied the associated quadratic functional in detail; Connes (1996–1999) gave the trace-formula interpretation formalized in part here.

Setting

All objects live on the group R+∗\mathbb{R}^{*}_{+}R+∗​, the module of the idele class group of Q\mathbb{Q}Q, written additively through u=etu = e^{t}u=et, d∗u=dtd^{*}u = dtd∗u=dt.

A test function is a map g:R→Cg : \mathbb{R} \to \mathbb{C}g:R→C that is C∞C^{\infty}C∞ and has compact support (IsTest).

Its transform is

g^(z)  =  ∫Rg(t) e(z−1/2) t dt,\widehat{g}(z) \;=\; \int_{\mathbb{R}} g(t)\, e^{(z - 1/2)\,t}\, dt ,g​(z)=∫R​g(t)e(z−1/2)tdt,

which is Connes' h^(z)=∫Ckh(u) ∣u∣z d∗u\widehat h(z) = \int_{C_k} h(u)\,|u|^{z}\,d^{*}uh(z)=∫Ck​​h(u)∣u∣zd∗u in the coordinate u=etu = e^{t}u=et, shifted by 12\tfrac1221​ so that zzz is the variable of ζ\zetaζ (mellinHat). On the critical line, g^(12+ir)=∫Rg(t)eirt dt\widehat{g}(\tfrac12 + i r) = \int_{\mathbb{R}} g(t) e^{irt}\,dtg​(21​+ir)=∫R​g(t)eirtdt is the ordinary Fourier transform.

The involution is g∗(t)=g(−t)‾g^{*}(t) = \overline{g(-t)}g∗(t)=g(−t)​, i.e. h∗(u)=h(u−1)‾h^{*}(u) = \overline{h(u^{-1})}h∗(u)=h(u−1)​ (starInv), and convolution is (g1⋆g2)(t)=∫Rg1(s) g2(t−s) ds(g_1 \star g_2)(t) = \int_{\mathbb{R}} g_1(s)\, g_2(t-s)\, ds(g1​⋆g2​)(t)=∫R​g1​(s)g2​(t−s)ds (conv).

The Weil distribution of a test function ggg collects the pole terms, the finite places and the archimedean place:

W(g)  =  g^(0)+g^(1)  −  ∑n≥2Λ(n)n(g(log⁡n)+g(−log⁡n))  +  12π∫Rg^(12+ir)(Re⁡ψ(14+ir2)−log⁡π)dr,W(g) \;=\; \widehat{g}(0) + \widehat{g}(1) \;-\; \sum_{n \ge 2} \frac{\Lambda(n)}{\sqrt{n}}\bigl(g(\log n) + g(-\log n)\bigr) \;+\; \frac{1}{2\pi}\int_{\mathbb{R}} \widehat{g}\left(\tfrac12 + ir\right)\Bigl(\operatorname{Re}\psi\left(\tfrac14 + \tfrac{ir}{2}\right) - \log \pi\Bigr) dr ,W(g)=g​(0)+g​(1)−n≥2∑​n​Λ(n)​(g(logn)+g(−logn))+2π1​∫R​g​(21​+ir)(Reψ(41​+2ir​)−logπ)dr,

where Λ\LambdaΛ is the von Mangoldt function and ψ=Γ′/Γ\psi = \Gamma'/\Gammaψ=Γ′/Γ (weilDistribution, with the three pieces named mellinHat, primeSum, archTerm). The middle sum is Weil's contribution of the finite places v=pv = pv=p, the last integral the contribution of the real place.

The spectral side is

Z(g)  =  ∑ρmρ g^(ρ),Z(g) \;=\; \sum_{\rho} m_{\rho}\, \widehat{g}(\rho),Z(g)=ρ∑​mρ​g​(ρ),

the sum over the zeros ρ\rhoρ of ζ\zetaζ with 0<Re⁡ρ<10 < \operatorname{Re}\rho < 10<Reρ<1, each counted with its multiplicity mρm_\rhomρ​ (zeroSum, IsCriticalZero, zeroMult).

Formalization targets

Goal — positivity of the Weil distribution implies RH

(∀ g test:  Re⁡W(g⋆g∗)≥0)  ⟹  (∀ρ, ζ(ρ)=0, 0<Re⁡ρ<1  ⇒  Re⁡ρ=12).\Bigl(\forall\, g \text{ test}:\; \operatorname{Re} W\bigl(g \star g^{*}\bigr) \ge 0\Bigr) \;\Longrightarrow\; \bigl(\forall \rho,\ \zeta(\rho) = 0,\ 0 < \operatorname{Re}\rho < 1 \;\Rightarrow\; \operatorname{Re}\rho = \tfrac12\bigr).(∀g test:ReW(g⋆g∗)≥0)⟹(∀ρ, ζ(ρ)=0, 0<Reρ<1⇒Reρ=21​).

This is the direction that yields RH, and it is the weakest form of the endpoint of the paper: it fixes no rate, no test-function normalization beyond Cc∞C_c^{\infty}Cc∞​, and no numerical constant.

Milestone — the explicit formula (Connes (11))

∑ρmρ g^(ρ)  =  W(g)for every test function g,\sum_{\rho} m_\rho\,\widehat g(\rho) \;=\; W(g) \qquad \text{for every test function } g,ρ∑​mρ​g​(ρ)=W(g)for every test function g,

with the sum over zeros asserted to be (unconditionally) summable.

Milestone — the converse direction

RH  ⟹  ∀ g test: Re⁡W(g⋆g∗)≥0.\text{RH} \;\Longrightarrow\; \forall\, g \text{ test}:\ \operatorname{Re} W\bigl(g \star g^{*}\bigr) \ge 0 .RH⟹∀g test: ReW(g⋆g∗)≥0.

Together with the goal this is the equivalence asserted on p. 22 of the paper, in the case k=Qk = \mathbb{Q}k=Q, trivial Grössencharakter.

Supporting statements

The ∗*∗-identity g⋆g∗^(12+ir)=∣g^(12+ir)∣2\widehat{g \star g^{*}}\left(\tfrac12 + ir\right) = \bigl|\widehat g\left(\tfrac12+ir\right)\bigr|^{2}g⋆g∗​(21​+ir)=​g​(21​+ir)​2 on the critical line, and the fact that g⋆g∗g \star g^{*}g⋆g∗ is again a test function.

Significance

Weil's positivity criterion is one of the standard equivalent forms of RH, and the only one in which the arithmetic input (the primes, through Λ\LambdaΛ) and the archimedean input (the Γ\GammaΓ-factor) enter as separate, explicitly computable local terms. Formalizing it produces a machine-checked bridge between the zeros of ζ\zetaζ and prime sums: the explicit formula milestone is the reusable object here, since essentially every analytic application of zeta zeros — zero-density estimates, prime-counting error terms, pair-correlation statistics — is an instance of it.

Status honesty: neither RH nor the positivity statement is known; the explicit formula and both implications relating positivity to RH are classical theorems, proved but not, as far as the catalog shows, formalized in Lean. Mathlib currently provides ζ\zetaζ, its functional equation, the von Mangoldt function and Γ\GammaΓ, but no explicit formula of any kind. What this mission adds on top of the paper is therefore the formal proof of known results, not new mathematics.

Difficulty

The obvious route to the explicit formula — integrate −ζ′/ζ(s)g^(s)-\zeta'/\zeta(s)\widehat g(s)−ζ′/ζ(s)g​(s) over a vertical line, move the contour to the reflected line, collect residues — fails to be routine at exactly two points. First, moving the contour requires control of ζ′/ζ\zeta'/\zetaζ′/ζ on horizontal segments between zeros, which is where the classical proof invests most of its work; Mathlib has bounds near Re⁡s=1\operatorname{Re} s = 1Res=1 but nothing of this shape inside the strip. Second, the sum over zeros must be shown to converge unconditionally, which needs a zero-counting bound of Riemann–von Mangoldt type (N(T)≪Tlog⁡TN(T) \ll T\log TN(T)≪TlogT) that is not in Mathlib either.

For the goal implication, the naive idea — pick a test function whose transform is supported near a hypothetical off-line zero — is unavailable: g^\widehat gg​ is entire whenever ggg has compact support, so it cannot be localized. The classical argument instead exploits the symmetry ρ↦1−ρˉ\rho \mapsto 1-\bar\rhoρ↦1−ρˉ​ of the zero set and makes the off-line quadruple contribute a negative amount in the limit along a family of test functions.

Formalization scope

Conventions the Lean statements commit to. Test functions are C\mathbb{C}C-valued on R\mathbb{R}R, ContDiff ℝ (⊤ : ℕ∞) (so C∞C^{\infty}C∞, not analytic) with HasCompactSupport; the multiplicative group R+∗\mathbb{R}^{*}_{+}R+∗​ is always written additively. The transform carries the 12\tfrac1221​-shift shown above, so the critical line is Re⁡z=12\operatorname{Re} z = \tfrac12Rez=21​ and g^(0),g^(1)\widehat{g}(0), \widehat{g}(1)g​(0),g​(1) are the two pole terms. Zeros are indexed by the subtype {s:0<Re⁡s<1, ζ(s)=0}\{s : 0 < \operatorname{Re} s < 1,\ \zeta(s) = 0\}{s:0<Res<1, ζ(s)=0} and weighted by (analyticOrderAt riemannZeta s).toNat; the trivial zeros are excluded. Integrals are Bochner integrals and sums are tsum, so both take the junk value 000 when the integrand is not integrable or the family is not summable — for that reason the explicit formula is stated as a HasSum, which carries summability, rather than as an equation between tsums. The archimedean term is written with Re⁡ψ\operatorname{Re}\psiReψ, ψ=\psi = ψ= logDeriv Complex.Gamma, rather than as a principal value, to avoid a second regularization convention.

The goal is not trivially satisfiable: its hypothesis quantifies over a nonempty class (smooth bump functions exist), and its conclusion is RH for ζ\zetaζ, so no vacuous reading is available.

Infrastructure a complete development needs, all reusable beyond this mission: growth bounds for ζ′/ζ\zeta'/\zetaζ′/ζ inside the critical strip, a Riemann–von Mangoldt zero-counting bound, Fourier analysis of Cc∞C^\infty_cCc∞​ functions (Paley–Wiener style decay of g^\widehat gg​), and the Hadamard product / functional equation package for the completed zeta function.

Out of scope, and deliberately so: Connes' operator-theoretic trace formula (equations (41) and (45) of the paper) and the spectral realization theorem of p. 17. Both are statements about traces of operators on Hilbert space, and Mathlib presently has no trace-class operator theory to state them faithfully. The mission therefore formalizes the arithmetic side of the paper's endpoint; contributions that build the missing operator theory, or that extend the statements from ζ\zetaζ to Dirichlet LLL-functions and Hecke LLL-functions with Grössencharakter, are welcome.

Selected references

  • A. Connes, Noncommutative geometry and the Riemann zeta function, in Mathematics: Frontiers and Perspectives, AMS (2000) — the source of this mission (§3, equations (11) and (45), and the concluding assertion on p. 22).
  • A. Connes, Trace formula in noncommutative geometry and the zeros of the Riemann zeta function, Selecta Math. (N.S.) 5 (1999) — reference [9] of the source. https://arxiv.org/abs/math/9811068
  • A. Weil, Sur les "formules explicites" de la théorie des nombres premiers, Comm. Sém. Math. Univ. Lund (1952) — reference [27] of the source.
  • E. Bombieri, Remarks on Weil's quadratic functional in the theory of prime numbers, I (2000).
  • H. Iwaniec and E. Kowalski, Analytic Number Theory, AMS Colloquium Publications 53 (2004), Chapter 5 (explicit formulas).
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🏆Completed
Analysis·Captain: Lucas

The de Bruijn–Newman Constant is Non-negativeResearch Paper

Motivation

The Riemann hypothesis asserts that all nontrivial zeros of the Riemann zeta function lie on the critical line. A classical way to measure how far the hypothesis is from failing runs through a one-parameter deformation of the Riemann ξ\xiξ function by the backward heat flow. De Bruijn (1950) introduced a family of entire functions HtH_tHt​, t∈Rt \in \mathbb{R}t∈R, with H0H_0H0​ essentially the ξ\xiξ function, and showed that HtH_tHt​ has only real zeros for t≥1/2t \ge 1/2t≥1/2. Newman (1976) proved that there is a finite constant Λ\LambdaΛ, now called the de Bruijn–Newman constant, such that HtH_tHt​ has only real zeros precisely when t≥Λt \ge \Lambdat≥Λ. The Riemann hypothesis is exactly the statement Λ≤0\Lambda \le 0Λ≤0, and Newman conjectured the complementary bound Λ≥0\Lambda \ge 0Λ≥0 — in his phrase, that if the Riemann hypothesis is true, then it is only barely so.

Timeline of lower bounds on Λ\LambdaΛ, all obtained before 2018 by exhibiting Lehmer pairs, that is, pairs of adjacent zeros of ζ\zetaζ that are unusually close together: Λ>−∞\Lambda > -\inftyΛ>−∞ (Newman 1976), Λ≥−50\Lambda \ge -50Λ≥−50 (Csordas–Norfolk–Varga 1988), Λ≥−5\Lambda \ge -5Λ≥−5 (te Riele 1991), Λ≥−0.385\Lambda \ge -0.385Λ≥−0.385 (Norfolk–Ruttan–Varga 1992), Λ≥−0.0991\Lambda \ge -0.0991Λ≥−0.0991 (Csordas–Ruttan–Varga 1991), Λ≥−4.379×10−6\Lambda \ge -4.379 \times 10^{-6}Λ≥−4.379×10−6 (Csordas–Smith–Varga 1994), Λ≥−5.895×10−9\Lambda \ge -5.895 \times 10^{-9}Λ≥−5.895×10−9 (Csordas–Odlyzko–Smith–Varga 1993), Λ≥−2.63×10−9\Lambda \ge -2.63 \times 10^{-9}Λ≥−2.63×10−9 (Odlyzko 2000), Λ≥−1.15×10−11\Lambda \ge -1.15 \times 10^{-11}Λ≥−1.15×10−11 (Saouter–Gourdon–Demichel 2011). Rodgers and Tao closed the gap in 2020 by proving Λ≥0\Lambda \ge 0Λ≥0. In the other direction, de Bruijn's bound Λ≤1/2\Lambda \le 1/2Λ≤1/2 was sharpened to Λ<1/2\Lambda < 1/2Λ<1/2 by Ki–Kim–Lee (2009) and to Λ≤0.22\Lambda \le 0.22Λ≤0.22 by the Polymath 15 project (2019).

Setting

For a real number uuu put

Φ(u):=∑n=1∞(2π2n4e9u−3πn2e5u)exp⁡(−πn2e4u),\Phi(u) := \sum_{n=1}^{\infty}\bigl(2\pi^2 n^4 e^{9u} - 3\pi n^2 e^{5u}\bigr)\exp\bigl(-\pi n^2 e^{4u}\bigr),Φ(u):=n=1∑∞​(2π2n4e9u−3πn2e5u)exp(−πn2e4u),

a function that decays super-exponentially as ∣u∣→∞|u| \to \infty∣u∣→∞ and satisfies Φ(u)=Φ(−u)\Phi(u) = \Phi(-u)Φ(u)=Φ(−u). For each t∈Rt \in \mathbb{R}t∈R define the entire function

Ht(z):=∫0∞etu2 Φ(u) cos⁡(zu) du.H_t(z) := \int_0^{\infty} e^{t u^2}\,\Phi(u)\,\cos(z u)\,du .Ht​(z):=∫0∞​etu2Φ(u)cos(zu)du.

Each HtH_tHt​ is even and satisfies Ht(zˉ)=Ht(z)‾H_t(\bar z) = \overline{H_t(z)}Ht​(zˉ)=Ht​(z)​; the function H0H_0H0​ is 18ξ(12+iz2)\tfrac18 \xi\bigl(\tfrac12 + \tfrac{iz}{2}\bigr)81​ξ(21​+2iz​), so the Riemann hypothesis says exactly that every zero of H0H_0H0​ is real. Write

S:={ t∈R:every zero of Ht is real },Λ:=inf⁡S.S := \{\, t \in \mathbb{R} : \text{every zero of } H_t \text{ is real} \,\},\qquad \Lambda := \inf S .S:={t∈R:every zero of Ht​ is real},Λ:=infS.

By Pólya and Newman, SSS is the ray [Λ,∞)[\Lambda, \infty)[Λ,∞) with −∞<Λ≤1/2-\infty < \Lambda \le 1/2−∞<Λ≤1/2.

When Λ<t≤0\Lambda < t \le 0Λ<t≤0 the zeros of HtH_tHt​ are real, simple, symmetric about the origin and avoid the origin, so they can be listed as (xj(t))j∈Z∗(x_j(t))_{j \in \mathbb{Z}^*}(xj​(t))j∈Z∗​, indexed by the nonzero integers, with 0<x1(t)<x2(t)<⋯0 < x_1(t) < x_2(t) < \cdots0<x1​(t)<x2​(t)<⋯ and x−j(t)=−xj(t)x_{-j}(t) = -x_j(t)x−j​(t)=−xj​(t). The classical locations ξj\xi_jξj​ are defined for j≥1j \ge 1j≥1 by Ψ(ξj)=j\Psi(\xi_j) = jΨ(ξj​)=j with

Ψ(T):=T4πlog⁡T4π−T4π,\Psi(T) := \frac{T}{4\pi}\log\frac{T}{4\pi} - \frac{T}{4\pi},Ψ(T):=4πT​log4πT​−4πT​,

extended by ξ−j=−ξj\xi_{-j} = -\xi_jξ−j​=−ξj​; they are the positions the zeros would occupy if the Riemann–von Mangoldt counting formula were exact. Throughout, log⁡+x:=log⁡(2+∣x∣)\log_+ x := \log(2 + |x|)log+​x:=log(2+∣x∣).

Formalization targets

Goal — Newman's conjecture

Λ≥0,equivalentlyevery t with Ht having only real zeros satisfies t≥0.\Lambda \ge 0, \qquad\text{equivalently}\qquad \text{every } t \text{ with } H_t \text{ having only real zeros satisfies } t \ge 0 .Λ≥0,equivalentlyevery t with Ht​ having only real zeros satisfies t≥0.

The goal is stated in both forms simultaneously, so that it does not depend on any convention for the infimum of a set that might be empty or unbounded below.

Milestones

The milestone list follows the architecture of Rodgers–Tao, which is a proof by contradiction: every milestone is stated under the standing hypothesis Λ<0\Lambda < 0Λ<0 of that paper, in the time ranges the paper uses (Λ<t≤0\Lambda < t \le 0Λ<t≤0, then Λ/2≤t≤0\Lambda/2 \le t \le 0Λ/2≤t≤0, then Λ/4≤t≤0\Lambda/4 \le t \le 0Λ/4≤t≤0). In order: an upper bound for HtH_tHt​ near the real axis (Lemma 4); Riemann–von Mangoldt type counting formulae for the zeros of HtH_tHt​ (Theorem 9); the resulting macroscopic description of the zeros (Corollary 10); the equations of motion ∂txk=2∑j≠k(xk−xj)−1\partial_t x_k = 2\sum_{j \ne k} (x_k - x_j)^{-1}∂t​xk​=2∑j=k​(xk​−xj​)−1 (Theorem 11); a quantitative lower bound on gaps between zeros (Proposition 13); a bound on the time-integrated renormalized energy (Theorem 17); and a bound on that energy at time t=0t = 0t=0 (Proposition 26). The last of these says that at time zero the zeros are, on average, locally in the equilibrium configuration of an arithmetic progression, which contradicts known results on the local distribution of zeros of ζ\zetaζ.

Significance

Λ≥0\Lambda \ge 0Λ≥0 settles Newman's conjecture, and together with the Riemann hypothesis it would force Λ=0\Lambda = 0Λ=0. Unconditionally, it says that the zeros of ξ\xiξ are not in local equilibrium: infinitely often, gaps between consecutive zeros deviate from the mean spacing, which is what makes the pair correlation phenomenology of Montgomery and of Conrey–Ghosh–Goldston–Gonek–Heath-Brown incompatible with Λ<0\Lambda < 0Λ<0. Any proof of the Riemann hypothesis must therefore be compatible with the hypothesis being tight in this sense.

The theorem has a complete published proof (Rodgers–Tao, Forum of Mathematics, Pi, 2020); it is not an open problem. What is missing is a machine-checked proof. To the extent the material has been formalized at all, the underlying objects — the ξ\xiξ function, the heat flow HtH_tHt​, the counting function for zeros, the zero dynamics, the renormalized energies — are not available in Mathlib, so the mission produces reusable analytic infrastructure: bounds for a Fourier–Laplace type integral by the saddle point method, a Riemann–von Mangoldt counting argument via the argument principle, and a gradient-flow monotonicity framework for an infinite particle system with logarithmic interaction.

Difficulty

The obvious route to Λ≥0\Lambda \ge 0Λ≥0 is the one used for every previous lower bound: exhibit Lehmer pairs of ever higher quality, since if Λ\LambdaΛ were very negative the zeros of H0H_0H0​ would repel each other and unusually close pairs of zeta zeros could not exist. Producing an infinite sequence of Lehmer pairs of arbitrarily high quality is possible under the GUE hypothesis, but the known unconditional upper bounds for small gaps between zeta zeros are too weak, even assuming the Riemann hypothesis. The proof instead upgrades repulsion to relaxation to local equilibrium: it must control the zeros of HtH_tHt​ uniformly for Λ<t≤0\Lambda < t \le 0Λ<t≤0 at length scales as fine as log⁡T\log TlogT, with only the weaker counting formulae available for negative ttt (an error term O(log⁡+2T)O(\log_+^2 T)O(log+2​T) rather than O(log⁡+T)O(\log_+ T)O(log+​T)), and must make sense of a Hamiltonian and an energy that are given by divergent series, which requires truncation, renormalization, and careful control of all the resulting boundary terms.

Formalization scope

The Lean development commits to the following conventions. Φ\PhiΦ is a tsum over the positive integers and Ht(z)H_t(z)Ht​(z) is the Bochner integral over (0,∞)(0, \infty)(0,∞) of etu2Φ(u)cos⁡(zu)e^{tu^2}\Phi(u)\cos(zu)etu2Φ(u)cos(zu); no convergence or entireness statement is built into the definition. Λ\LambdaΛ is sInf of the set of admissible times, and the goal theorem also states the quantifier form "every admissible ttt is nonnegative", so it cannot be satisfied by a junk value of the infimum. The zero families (xj(t))(x_j(t))(xj​(t)) and the classical locations (ξj)(\xi_j)(ξj​) are not defined by choice functions: they enter the milestones as universally quantified functions Z→R\mathbb{Z} \to \mathbb{R}Z→R subject to explicit predicates saying exactly which sequences they are, so a milestone asserts something about every valid enumeration. Asymptotic notation is unfolded: O(⋅)O(\cdot)O(⋅) becomes an explicit existential constant, oT→∞(⋅)o_{T \to \infty}(\cdot)oT→∞​(⋅) an explicit ε\varepsilonε–T0T_0T0​ statement, and a principal value sum a limit of symmetric partial sums. Where a statement asserts the value of a time integral, absolute integrability is part of the conclusion, so the statement cannot be satisfied by the convention that a non-integrable function has integral zero.

One degeneracy is inherent to the source and is stated here explicitly: since the paper argues by contradiction, each milestone carries the hypothesis Λ<0\Lambda < 0Λ<0 (directly, or through a time range such as Λ<t≤0\Lambda < t \le 0Λ<t≤0). Once the goal theorem is proved, those hypotheses are unsatisfiable and the milestones become vacuously true. They are the intended attack path on the goal, not independent targets, and a solver who derives one of them from the goal theorem contributes nothing.

Contributions welcome: the analytic estimates for HtH_tHt​ (Lemma 4) and the counting formulae (Theorem 9) are independent of the dynamical part and are the natural entry points; Mathlib-level infrastructure on the argument principle, the saddle point method, and Stirling asymptotics for Γ\GammaΓ in vertical strips is reusable well beyond this mission.

Selected references

  • B. Rodgers and T. Tao, The de Bruijn–Newman constant is non-negative, Forum of Mathematics, Pi 8 (2020), e6. https://doi.org/10.1017/fmp.2020.6
  • N. G. de Bruijn, The roots of trigonometric integrals, Duke Math. J. 17 (1950), 197–226. https://doi.org/10.1215/S0012-7094-50-01720-0
  • C. M. Newman, Fourier transforms with only real zeros, Proc. Amer. Math. Soc. 61 (1976), 246–251. https://doi.org/10.1090/S0002-9939-1976-0434982-5
  • G. Csordas, W. Smith and R. S. Varga, Lehmer pairs of zeros, the de Bruijn–Newman constant Λ\LambdaΛ, and the Riemann hypothesis, Constr. Approx. 10 (1994), 107–129. https://doi.org/10.1007/BF01205170
  • H. L. Montgomery, The pair correlation of zeros of the zeta function, Proc. Sympos. Pure Math. XXIV (1973), 181–193. https://doi.org/10.1090/pspum/024
  • J. B. Conrey, A. Ghosh, D. Goldston, S. M. Gonek and D. R. Heath-Brown, On the distribution of gaps between zeros of the zeta-function, Q. J. Math. 36 (1985), 43–51. https://doi.org/10.1093/qmath/36.1.43
  • D. H. J. Polymath, Effective approximation of heat flow evolution of the Riemann ξ\xiξ function, and a new upper bound for the de Bruijn–Newman constant, Res. Math. Sci. 6 (2019), 31. https://doi.org/10.1007/s40687-019-0193-1
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AlgebraGroup Theory·Captain: Lucas

The Inverse Galois ProblemOpen Problem

Motivation

Galois theory attaches to every finite Galois extension L/KL/KL/K a finite group Gal(L/K)\mathrm{Gal}(L/K)Gal(L/K), the group of field automorphisms of LLL fixing KKK pointwise, and the fundamental theorem of Galois theory turns the subfield structure of L/KL/KL/K into the subgroup structure of that group. The inverse Galois problem asks whether this correspondence is surjective over the rationals: given an arbitrary finite group GGG, is there a Galois extension L/QL/\mathbb{Q}L/Q with Gal(L/Q)≅G\mathrm{Gal}(L/\mathbb{Q}) \cong GGal(L/Q)≅G? The question was posed in the early nineteenth century and is unsolved.

What makes it a live research question rather than a curiosity is that the known positive results come from genuinely different sources, and none of them covers all finite groups.

  • Cyclic and, more generally, finite abelian groups are realizable over Q\mathbb{Q}Q by an explicit cyclotomic construction resting on Dirichlet's theorem on primes in arithmetic progressions.
  • Symmetric and alternating groups are realizable over Q\mathbb{Q}Q; this is due to Hilbert, who realized them first over the rational function field Q(t)\mathbb{Q}(t)Q(t) and then specialized ttt using his irreducibility theorem.
  • Every finite solvable group is realizable over Q\mathbb{Q}Q; this is Shafarevich's theorem (I. R. Shafarevich, The imbedding problem for splitting extensions, Dokl. Akad. Nauk SSSR 120 (1958), 1217–1219), obtained by solving embedding problems.
  • Over C(t)\mathbb{C}(t)C(t) — and over K(t)K(t)K(t) for any algebraically closed KKK of characteristic zero — every finite group is realizable, by the Riemann existence theorem. The obstruction to the goal is not the group theory; it is descending the field of constants to Q\mathbb{Q}Q.
  • Case-by-case work covers large finite lists: all transitive permutation groups of degree at most 232323, and every sporadic simple group, are known to be realizable over Q\mathbb{Q}Q.

Setting

Fix a field KKK and a group GGG. A Galois realization of GGG over KKK is a field LLL equipped with a KKK-algebra structure such that the extension L/KL/KL/K is Galois — normal and separable — together with a group isomorphism

G  ≅  Gal(L/K),G \;\cong\; \mathrm{Gal}(L/K),G≅Gal(L/K),

where Gal(L/K)\mathrm{Gal}(L/K)Gal(L/K) denotes the group of KKK-algebra automorphisms of LLL under composition. The group GGG is realizable over KKK, written IsRealizable K G, when at least one Galois realization of GGG over KKK exists. No finiteness of L/KL/KL/K is imposed in the definition; it is automatic once GGG is finite, because an infinite Galois extension has infinite automorphism group.

Two base fields beyond Q\mathbb{Q}Q appear throughout. K(t)K(t)K(t) denotes the field of rational functions in one variable over KKK, written RatFunc K; and for the statement that a group is realizable over some number field, the base field ranges over the intermediate fields of C/Q\mathbb{C}/\mathbb{Q}C/Q.

Formalization targets

Goal — the inverse Galois problem

for every finite group G,∃ L/Q Galois with Gal(L/Q)≅G.\text{for every finite group } G, \qquad \exists\, L/\mathbb{Q} \text{ Galois with } \mathrm{Gal}(L/\mathbb{Q}) \cong G.for every finite group G,∃L/Q Galois with Gal(L/Q)≅G.

The goal fixes no degree, no polynomial and no construction: it asserts only the shape of the truth, so no later refinement of the known constructions can invalidate it.

Milestones — the known partial results

G cyclic  ⟹  G realizable over Q,G abelian  ⟹  G realizable over Q,G \text{ cyclic} \;\Longrightarrow\; G \text{ realizable over } \mathbb{Q}, \qquad G \text{ abelian} \;\Longrightarrow\; G \text{ realizable over } \mathbb{Q},G cyclic⟹G realizable over Q,G abelian⟹G realizable over Q, Sym(S),  An realizable over Q,G solvable  ⟹  G realizable over Q,\mathrm{Sym}(S),\; A_n \text{ realizable over } \mathbb{Q}, \qquad G \text{ solvable} \;\Longrightarrow\; G \text{ realizable over } \mathbb{Q},Sym(S),An​ realizable over Q,G solvable⟹G realizable over Q, ∃ K, Q⊆K⊆C, G realizable over K,\exists\, K,\ \mathbb{Q} \subseteq K \subseteq \mathbb{C},\ G \text{ realizable over } K,∃K, Q⊆K⊆C, G realizable over K, G realizable over C(t),G realizable over K(t) (K algebraically closed, char 0),G \text{ realizable over } \mathbb{C}(t), \qquad G \text{ realizable over } K(t) \ (K \text{ algebraically closed, char } 0),G realizable over C(t),G realizable over K(t) (K algebraically closed, char 0), G realizable over Q(t)  ⟹  G realizable over Q.G \text{ realizable over } \mathbb{Q}(t) \;\Longrightarrow\; G \text{ realizable over } \mathbb{Q}.G realizable over Q(t)⟹G realizable over Q.

The last milestone is the Hilbert-irreducibility descent step; together with the geometric milestones it makes precise which half of the classical programme is missing.

Significance

The result itself would settle a two-century-old question and, with it, the surjectivity of the Galois correspondence over Q\mathbb{Q}Q: every abstract finite group would be known to arise from an explicit arithmetic object, a polynomial with rational coefficients. Its absence is felt in practice — constructing a single new Galois group over Q\mathbb{Q}Q is publishable work, as the recent additions of the degree-171717 group 17T717T717T7 (van Bommel–Costa–Elkies–Keller–Schiavone–Voight, 2024) and of the Mathieu group M23M_{23}M23​ show.

Formalizing it produces something available today independently of the goal: a machine-checked library of the known realizability results. Mathlib has the fundamental theorem of Galois theory, cyclotomic extensions, the Kronecker–Weber theorem, solvability of groups and symmetric/alternating group theory, but it does not have a predicate for "GGG is a Galois group over KKK", nor any of the milestones above. Every milestone here is a proved theorem of classical number theory and an unformalized one; the cyclic and abelian cases are within reach of current Mathlib, while the Shafarevich and Riemann-existence milestones are substantial formalization projects in their own right.

Difficulty

The obvious strategy fails at a well-understood point. Over C(t)\mathbb{C}(t)C(t) the problem is solved: by the Riemann existence theorem every finite group occurs as the deck-transformation group of a branched cover of the projective line. Hilbert's irreducibility theorem then descends realizability from Q(t)\mathbb{Q}(t)Q(t) to Q\mathbb{Q}Q. What is missing is the step in between: producing the cover over Q\mathbb{Q}Q rather than over C\mathbb{C}C, i.e. showing that the geometric solution can be chosen with rational field of constants. The rigidity method makes this work for many groups, but there is no known argument covering all of them; an approach that only produces realizability over some number field is not enough, and that weaker statement is included as a milestone precisely to mark the line.

A second, purely formal difficulty: the milestones are classical but their published proofs are long. Shafarevich's theorem rests on a delicate analysis of embedding problems, and the Riemann existence theorem is analytic input that Mathlib does not currently have in the required form.

Formalization scope

The mission fixes one definition file, published first, carrying the structure GaloisRealization and the one-field class IsRealizable. Conventions it commits to:

  • IsGalois K L is Mathlib's Galois condition (normal and separable); finiteness of the extension is not assumed.
  • The isomorphism is with the full automorphism group L≃alg[K]LL \simeq_{\mathrm{alg}[K]} LL≃alg[K]​L, not with a quotient or a subgroup of it.
  • The carrier LLL of a realization is required to live in the same universe as KKK. This costs no generality for the statements of the mission — for finite GGG a realization is a finite extension of KKK — and keeps every statement universe-monomorphic.
  • Sym(S)\mathrm{Sym}(S)Sym(S) is Equiv.Perm S for a finite type SSS, and AnA_nAn​ is alternatingGroup (Fin n); degenerate small cases are included rather than excluded.
  • Solvability is Group.IsSolvable.

The statements cannot be satisfied vacuously: IsRealizable K G asserts the existence of data, so a solver must exhibit an extension; and the hypotheses of the milestones (cyclic, abelian, solvable, or none at all) are all satisfiable, so no milestone is empty. The one conditional milestone, Hilbert descent, is stated with realizability over Q(t)\mathbb{Q}(t)Q(t) as an explicit hypothesis.

Infrastructure a complete development needs, most of it reusable well beyond this mission: transport of a Galois realization along an isomorphism of groups and along an isomorphism of base fields; the fixed-field construction and the fundamental theorem in the form "Gal(L/LH)≅H\mathrm{Gal}(L/L^H) \cong HGal(L/LH)≅H"; Galois groups of cyclotomic fields; Dirichlet's theorem on primes in arithmetic progressions (already in Mathlib); Hilbert's irreducibility theorem (not in Mathlib). Contributions of any of these as reusable platform definitions or lemmas are welcome, as are decompositions of the harder milestones into sketches.

Selected references

  • Inverse Galois problem, Wikipedia. https://en.wikipedia.org/wiki/Inverse_Galois_problem
  • I. R. Shafarevich, The imbedding problem for splitting extensions, Dokl. Akad. Nauk SSSR 120 (1958), 1217–1219.
  • C. U. Jensen, A. Ledet, N. Yui, Generic Polynomials: Constructive Aspects of the Inverse Galois Problem, MSRI Publications 45, Cambridge University Press, 2002. http://library.msri.org/books/Book45/files/book45.pdf
  • G. Malle, B. H. Matzat, Inverse Galois Theory, Springer Monographs in Mathematics, 1999.
  • R. van Bommel, E. Costa, N. D. Elkies, T. Keller, S. Schiavone, J. Voight, 17T7 is a Galois group over the rationals, arXiv:2411.07857, 2024. https://arxiv.org/abs/2411.07857
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Captain: xuanji

Lagarias criterion is equivalent to RHResearch Paper

Motivation

The Riemann hypothesis concerns the zeros of a complex analytic function, yet it admits an equivalent formulation involving only positive integers, finite sums, the real exponential, and the natural logarithm. Jeffrey C. Lagarias established this formulation in An Elementary Problem Equivalent to the Riemann Hypothesis (Theorem 1.1). It connects the distribution of divisors of an integer with the analytic behavior of the zeta function. For number theorists and formalizers, the interest lies in making that connection precise without confusing an elementary statement with an elementary proof.

The objective is the known equivalence selected by LeanEval v1, not a resolution of RH. Lagarias's paper builds on results of Guy Robin concerning large values of the divisor-sum function; those results remain substantial parts of the formalization workload (Lagarias, §3).

Setting

For a positive integer nnn, its divisor sum is

σ(n)=∑d∣nd,\sigma(n)=\sum_{d\mid n}d,σ(n)=d∣n∑​d,

where the sum runs over positive divisors, including 111 and nnn. Its harmonic number is

Hn=∑j=1n1j.H_n=\sum_{j=1}^{n}\frac1j.Hn​=j=1∑n​j1​.

All inequalities below are inequalities of real numbers. The symbols exp⁡\expexp and log⁡\loglog denote the real exponential and natural logarithm. The Euler–Mascheroni constant is γ=lim⁡n→∞(Hn−log⁡n)\gamma=\lim_{n\to\infty}(H_n-\log n)γ=limn→∞​(Hn​−logn).

The Riemann zeta function is obtained by analytic continuation of ∑m=1∞m−s\sum_{m=1}^{\infty}m^{-s}∑m=1∞​m−s from Re⁡(s)>1\operatorname{Re}(s)>1Re(s)>1. RH asserts that its nontrivial zeros have real part 1/21/21/2. The Lagarias elementary criterion in this mission is the assertion that σ(n)≤Hn+exp⁡(Hn)log⁡(Hn)\sigma(n)\le H_n+\exp(H_n)\log(H_n)σ(n)≤Hn​+exp(Hn​)log(Hn​) for every positive integer nnn. These conventions agree with the arithmetic quantities in Lagarias, Problem E, with the precise equality-clause distinction stated below.

Formalization targets

Main goal: the exact LeanEval equivalence

RH⟺∀n∈N,  n>0⟹σ(n)≤Hn+exp⁡(Hn)log⁡(Hn).\mathrm{RH}\quad\Longleftrightarrow\quad \forall n\in\mathbb N,\;n>0\Longrightarrow \sigma(n)\le H_n+\exp(H_n)\log(H_n).RH⟺∀n∈N,n>0⟹σ(n)≤Hn​+exp(Hn​)log(Hn​).

There are no hypotheses on the goal theorem. The quantifier ranges over all positive integers, not a bounded test set or an unspecified tail. The benchmark uses a non-strict inequality and does not include an equality characterization. Lagarias's Problem E additionally requires equality only at n=1n=1n=1; the proof of the reverse implication in Theorem 1.1, p. 8 uses the non-strict inequality alone. The stronger source formulation is therefore not silently substituted for the benchmark.

Supporting targets from the paper

The milestone list records the following source statements, with their thresholds unchanged:

  • Lemma 3.1: for n≥3n\ge3n≥3,
eγnlog⁡log⁡n≤exp⁡(Hn)log⁡(Hn).e^\gamma n\log\log n\le\exp(H_n)\log(H_n).eγnloglogn≤exp(Hn​)log(Hn​).
  • Lemma 3.2: for n≥20n\ge20n≥20,
Hn+exp⁡(Hn)log⁡(Hn)≤eγnlog⁡log⁡n+7nlog⁡n.H_n+\exp(H_n)\log(H_n)\le e^\gamma n\log\log n+\frac{7n}{\log n}.Hn​+exp(Hn​)log(Hn​)≤eγnloglogn+logn7n​.
  • The finite check in the proof of Theorem 1.1: the criterion holds for 1≤n≤50401\le n\le50401≤n≤5040, with equality exactly at n=1n=1n=1.
  • Proposition 3.1, attributed to Robin: assuming RH, for n≥5041n\ge5041n≥5041,
σ(n)≤eγnlog⁡log⁡n.\sigma(n)\le e^\gamma n\log\log n.σ(n)≤eγnloglogn.
  • Proposition 3.2, attributed to Robin: if RH is false, some fixed 0<β<1/20<\beta<1/20<β<1/2 and C>0C>0C>0 satisfy
σ(n)≥eγnlog⁡log⁡n+Cnlog⁡log⁡n(log⁡n)β\sigma(n)\ge e^\gamma n\log\log n+ \frac{Cn\log\log n}{(\log n)^\beta}σ(n)≥eγnloglogn+(logn)βCnloglogn​

for arbitrarily large integers nnn.

All five are taken from Lagarias, §3, pp. 6–8; the finite check is explicitly an unnumbered step, not a newly attributed lemma.

Significance

The result identifies an exact arithmetic reformulation of RH. It does not make either side unconditional. A proof of the equivalence gives a bridge between statements in different mathematical languages; it does not certify the universal inequality merely because many instances can be checked. This distinction is central to the interpretation of Lagarias's theorem.

The formalization would connect existing Mathlib definitions of the zeta function, divisor sums, harmonic numbers, and Euler's constant through a machine-checked argument. Reusable outputs include explicit harmonic/exponential comparisons, certified finite real inequalities, and formal versions of Robin's conditional and oscillation results. The mathematical results are known; this proposal supplies open formalization targets, not completed proofs. No accepted LeanEval result is claimed by creating or launching the mission.

Difficulty

The elementary appearance of the criterion hides its main analytic requirements. Bounding the divisor sum crudely, or checking any finite number of integers, cannot establish the universal equivalence. The conditional upper bound and especially the quantitative oscillation theorem connect zeta zeros with unusually large divisor sums. They must be proved, not packaged as definitions or presumed available because the paper cites them (Lagarias, Propositions 3.1–3.2).

The oscillation statement requires uniform positive constants and arbitrarily large indices. Replacing it with one counterexample loses essential information. The bounded computation also requires rigorous control of exponential and logarithmic values: an ordinary floating-point loop is not a Lean proof. Beyond the listed milestones, completion still requires standard growth comparisons, threshold bookkeeping, and assembly of the two implications. The short length of the source's final argument should not be read as an estimate of total formalization effort.

Formalization scope

The goal is LeanEval.NumberTheory.riemann_hypothesis_iff_lagarias_elementary_criterion, with type RiemannHypothesis ↔ LagariasElementaryCriterion. The criterion definition is copied from the benchmark. σ 1 n is natural-valued and cast to the reals; harmonic n is rational-valued and cast to the reals. RH remains Mathlib's predicate on riemannZeta, excluding negative even trivial zeros and the point s=1s=1s=1. No replacement axiom, hidden RH assumption, altered zeta function, or circular child restatement is permitted.

The goal excludes n=0n=0n=0 and includes n=1n=1n=1. Thresholds ensure positive logarithm arguments in the analytic milestones. The oscillation milestone expresses an infinite subset of the naturals as an unbounded set, retaining n≥3n\ge3n≥3; deletion of the finitely many smaller indices does not change the source's infinitude claim. Its real exponent is represented by Real.rpow, not natural exponentiation. Constants are chosen before the arbitrary cutoff.

The benchmark pins Lean 4.33.0 and Mathlib 6f1ef4e5dd604a435bddba4747b13970cd65d2a1. The proposal targets Prove2me's supported Lean 4.33.1 environment, Mathlib 0df444a360eaa60ab8c11dca51a86af692955474. These environments are distinct; eventual benchmark credit requires the benchmark's own validation. Contributions to analytic infrastructure, source-faithful supporting results, and certified finite inequalities are welcome. The five milestones are an initial source-backed structure, not a claim that all required infrastructure is already present.

Selected references

  • Jeffrey C. Lagarias, An Elementary Problem Equivalent to the Riemann Hypothesis, American Mathematical Monthly 109 (2002), 534–543. arXiv:math/0008177v2, posted 6 May 2001. The theorem, proposition, equation, and page numbers in this proposal refer to this nine-page arXiv version.
  • Guy Robin, Grandes valeurs de la fonction somme des diviseurs et hypothèse de Riemann, Journal de Mathématiques Pures et Appliquées 63 (1984), 187–213. Bibliography entry [18] in Lagarias. The milestone formulations are those explicitly reproduced and attributed in Lagarias's Propositions 3.1 and 3.2.
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Differential GeometryGeometry & Topology·Captain: t4v1

Thurston's Question 23: rational relations among hyperbolic volumesOpen Problem

Motivation

In the last of the twenty-four questions that closed his 1982 survey Three-dimensional manifolds, Kleinian groups and hyperbolic geometry (Bull. Amer. Math. Soc. 6 (1982), 357–381), Thurston asked to "show that volumes of hyperbolic 333-manifolds are not all rationally related" (p. 380). Twenty-two of the twenty-four have since been answered — geometrization by Perelman, tameness by Agol and by Calegari–Gabai, the ending lamination conjecture by Brock–Canary–Minsky, virtual fibering by Agol — and this one is among the two that remain open.

Some rational relations are forced, and for a trivial reason: a degree nnn cover of a hyperbolic 333-manifold has nnn times its volume, so any two commensurable manifolds have rationally related volumes. The question, which remains open, is whether every rational relation arises that way — equivalently, whether some two hyperbolic 333-manifolds have irrational volume ratio. Remarkably, not a single such pair is known.

Setting

The bundle fixes the meaning of every term. Hyperbolic 333-space is the upper half-space {(x,y,z):z>0}\{(x,y,z) : z > 0\}{(x,y,z):z>0}. Its volume is Lebesgue measure with density z−3z^{-3}z−3 — the Riemannian volume of the metric (dx2+dy2+dz2)/z2(dx^2+dy^2+dz^2)/z^2(dx2+dy2+dz2)/z2 written out, so that no Riemannian machinery is required. The hyperbolic distance is given by its closed formula

cosh⁡d(p,q)  =  1+∣p−q∣22 p3 q3.\cosh d(p,q) \;=\; 1 + \frac{|p-q|^2}{2\,p_3\,q_3}.coshd(p,q)=1+2p3​q3​∣p−q∣2​.

A Kleinian action is a free, properly discontinuous action by hyperbolic isometries; the quotient is a complete hyperbolic 333-manifold, discreteness and torsion freeness being consequences rather than hypotheses. The volume of the quotient is the measure of a fundamental domain, in the sense of Mathlib's MeasureTheory.IsFundamentalDomain, and the set of volumes collects those that are finite and positive.

Two conventions are stated rather than derived, and are worth flagging. Isometries are not required to preserve orientation, so the set of volumes also contains those of non-orientable quotients; this enlarges the set but not its Q\mathbb{Q}Q-span, so neither goal is affected. And preservation of the hyperbolic volume is a field of the structure rather than a consequence of preserving the distance: it holds for every hyperbolic isometry, but deriving it amounts to classifying Isom(H3)\mathrm{Isom}(\mathbb{H}^3)Isom(H3), which is not the subject of this mission.

Formalization targets

The goal is that the volumes are not all rationally related: there are two of them, vvv and www, with v≠qwv \neq q wv=qw for every rational qqq.

Two milestones support it. The first is that passing to a subgroup of index nnn multiplies the volume by nnn, a fundamental domain for the subgroup being the union of nnn translates of one for the whole group; this is the source of every known rational relation, and it is why the question is phrased as it is. The second is that the set of volumes is nonempty — that some finite-volume hyperbolic 333-manifold exists at all — without which the goal would be vacuously false rather than open.

A stronger form of the question, that the Q\mathbb{Q}Q-span of the set of volumes is infinite dimensional, is also stated.

Significance

The question is a geometric statement whose difficulty is arithmetic. For the Bianchi groups of an imaginary quadratic field FFF, Humbert's formula gives the covolume as ∣δF∣3/2ζF(2)/4π2|\delta_F|^{3/2}\zeta_F(2)/4\pi^2∣δF​∣3/2ζF​(2)/4π2, so the ratio of two such volumes is, up to explicit algebraic factors, a ratio of Dedekind zeta values at 222; and Neumann and Yang showed that the Bloch invariant of a hyperbolic 333-manifold lies in a subgroup of finite Q\mathbb{Q}Q-rank determined by its invariant trace field, so that manifolds sharing an invariant trace field with a single complex place, such as an imaginary quadratic one, have rationally related volumes. Producing one irrational ratio therefore means separating two such transcendentals — a statement of the same order of difficulty as the irrationality of ζ(5)\zeta(5)ζ(5). The value of formalizing the question is not that it will be closed, but that its statement, and the elementary relations that make its naive form false, are pinned down exactly.

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Captain: tianyipeng

FLT-5: Fermats Last Theorem for n=5Textbook

A complete formal proof of Fermats Last Theorem for exponent 5: for all positive natural numbers a,b,c, a^5 + b^5 != c^5. The proof follows the classical Legendre-Dirichlet approach (1825-1830): Case 1 (5 does not divide a,b,c) is dispatched by congruences, and Case 2 (5 divides one of them) uses infinite descent through the ring Z[zeta_5]. The open hard leaf is the Z[zeta_5] PID step (flt5_zeta5_ring_witnesses).

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Operations ResearchOptimization·Captain: mikedeng1

Integer Factorization: Why Two-Item Joint Replenishment Is Hard 1: For Odd Composite M, Every Optimal Plan of an Explicit Two-Item Aperiodic JRP Instance Has q₂ = M and 1 < gcd(q₁, M) < MResearch Paper

Motivation

The joint replenishment problem (JRP) is one of the basic models of multi-item inventory control. Each item follows the economic order quantity (EOQ) model of Harris (1913): ordering costs a fixed amount, holding stock costs a rate proportional to the stock, and the classical trade-off between the two determines how often to reorder. In a JRP, items replenished together share part of the fixed cost, so the reorder cycles of the items should be coordinated. The problem has been studied for decades, with a large literature of heuristics and approximation algorithms (see the survey of Khouja and Goyal 2008; Porras and Dekker 2008 compare the two ways of charging joint costs), yet its exact complexity remained unclear even for very few items.

Schulz and Telha (arXiv:2007.09045, 2020; Operations Research, 2024) give a striking answer for the smallest non-trivial case, two items. They show that solving the two-item problem exactly is at least as hard as integer factorization (their Theorem 1), and, assuming the Riemann hypothesis, that the two-item periodic JRP is NP-hard under randomized reductions (Theorem 2). This mission formalizes the mathematical core of Theorem 1(a), for the aperiodic JRP: the paper's Lemma 1.

Timeline. The complexity of both JRP variants was open for a long time. Schulz and Telha announced the reduction from integer factorization to the two-item aperiodic JRP (Theorem 1(a)) in 2011. Cohen-Hillel and Yedidsion (2018) then proved that the aperiodic JRP with an arbitrary number of items is strongly NP-hard (they call it the periodic JRP). The 2020 preprint adds the reduction for the two-item periodic JRP (Theorem 1(b)) and, under the Riemann hypothesis, a randomized reduction from Partition to it (Theorem 2).

Setting

For an item with fixed ordering cost KKK and holding cost rate HHH, replenished every qqq time units, the long-run cost per unit time is

EOQK,H(q)=Kq+Hq.\mathrm{EOQ}_{K,H}(q) = \frac{K}{q} + Hq .EOQK,H​(q)=qK​+Hq.

Reorder cycles are positive integers q∈Z+q \in \mathbb Z^+q∈Z+. In the aperiodic two-item JRP (objective (1) of the paper) items 1 and 2 have data (K1,H1)(K_1,H_1)(K1​,H1​) and (K2,H2)(K_2,H_2)(K2​,H2​), and every joint replenishment earns a discount K0≤K1,K2K_0 \le K_1, K_2K0​≤K1​,K2​. With cycles q1,q2q_1, q_2q1​,q2​, joint replenishments happen every lcm(q1,q2)\mathrm{lcm}(q_1,q_2)lcm(q1​,q2​) time units, so the discount per unit time is DC(q1,q2;K0)=K0/lcm(q1,q2)\mathrm{DC}(q_1,q_2;K_0) = K_0/\mathrm{lcm}(q_1,q_2)DC(q1​,q2​;K0​)=K0​/lcm(q1​,q2​) and the problem is

min⁡{JRP(q1,q2)=EOQK1,H1(q1)+EOQK2,H2(q2)−K0lcm(q1,q2) : q1,q2∈Z+}.\min\left\{\mathrm{JRP}(q_1,q_2) = \mathrm{EOQ}_{K_1,H_1}(q_1) + \mathrm{EOQ}_{K_2,H_2}(q_2) - \frac{K_0}{\mathrm{lcm}(q_1,q_2)} \ :\ q_1,q_2 \in \mathbb Z^+\right\}.min{JRP(q1​,q2​)=EOQK1​,H1​​(q1​)+EOQK2​,H2​​(q2​)−lcm(q1​,q2​)K0​​ : q1​,q2​∈Z+}.

For an integer MMM, the instance of Lemma 1 has

K1=K0=M(M−1),H1=4,K2=M3(M2−1),H2=M(M2−1).K_1 = K_0 = M(M-1),\qquad H_1 = 4,\qquad K_2 = M^3(M^2-1),\qquad H_2 = M(M^2-1).K1​=K0​=M(M−1),H1​=4,K2​=M3(M2−1),H2​=M(M2−1).

Item 2's own EOQ optimum is q2=Mq_2 = Mq2​=M. Fixing q2=Mq_2 = Mq2​=M leaves the one-variable problem (2) with objective

JRPred(q1)=M(M−1)(1q1−1lcm(q1,M))+4q1.\mathrm{JRP}^{\mathrm{red}}(q_1) = M(M-1)\left(\frac{1}{q_1} - \frac{1}{\mathrm{lcm}(q_1,M)}\right) + 4q_1 .JRPred(q1​)=M(M−1)(q1​1​−lcm(q1​,M)1​)+4q1​.

In Lean these are eoq, aperiodicCost, lemma1Cost, eoq2 (item 2's cost) and jrpRed, and an optimal solution (IsOptimal) is a pair of positive integers whose value is no larger than that of any other pair of positive integers.

Formalization targets

Goal: Lemma 1

For every odd composite number MMM, the instance above satisfies K0≤K1K_0 \le K_1K0​≤K1​, K0≤K2K_0 \le K_2K0​≤K2​, has all coefficients at most M5M^5M5, has an optimal solution, and

every optimal (q1,q2) satisfies q2=Mand1<gcd⁡(q1,M)<M.\text{every optimal } (q_1,q_2) \text{ satisfies } \quad q_2 = M \quad\text{and}\quad 1 < \gcd(q_1,M) < M .every optimal (q1​,q2​) satisfies q2​=Mand1<gcd(q1​,M)<M.

So gcd⁡(q1,M)\gcd(q_1, M)gcd(q1​,M) is a non-trivial divisor of MMM.

Milestones (the steps of the paper's proof, pp. 9–10)

  1. EOQK2,H2(M±1)=EOQK2,H2(M)+H2/(M±1)≥EOQK2,H2(M)+K0\mathrm{EOQ}_{K_2,H_2}(M\pm1) = \mathrm{EOQ}_{K_2,H_2}(M) + H_2/(M\pm1) \ge \mathrm{EOQ}_{K_2,H_2}(M) + K_0EOQK2​,H2​​(M±1)=EOQK2​,H2​​(M)+H2​/(M±1)≥EOQK2​,H2​​(M)+K0​.
  2. For q2≠Mq_2 \ne Mq2​=M: JRP(q1,q2)≥EOQK2,H2(M)+K0+4>JRP(1,M)\mathrm{JRP}(q_1,q_2) \ge \mathrm{EOQ}_{K_2,H_2}(M) + K_0 + 4 > \mathrm{JRP}(1,M)JRP(q1​,q2​)≥EOQK2​,H2​​(M)+K0​+4>JRP(1,M).
  3. JRP(q1,M)=EOQK2,H2(M)+JRPred(q1)\mathrm{JRP}(q_1, M) = \mathrm{EOQ}_{K_2,H_2}(M) + \mathrm{JRP}^{\mathrm{red}}(q_1)JRP(q1​,M)=EOQK2​,H2​​(M)+JRPred(q1​).
  4. For q1q_1q1​ coprime with MMM: JRPred(q1)≥4(M−1)\mathrm{JRP}^{\mathrm{red}}(q_1) \ge 4(M-1)JRPred(q1​)≥4(M−1).
  5. For a divisor ppp of MMM with 3≤p<M3 \le p < M3≤p<M and a multiple qqq of ppp: JRPred(q)≤(M−1)(M−p)/q+4q\mathrm{JRP}^{\mathrm{red}}(q) \le (M-1)(M-p)/q + 4qJRPred(q)≤(M−1)(M−p)/q+4q.
  6. Some multiple qqq of ppp in [M−12−p−12,M−12+p−12]\left[\frac{M-1}{2} - \frac{p-1}{2}, \frac{M-1}{2} + \frac{p-1}{2}\right][2M−1​−2p−1​,2M−1​+2p−1​] has JRPred(q)<4(M−1)\mathrm{JRP}^{\mathrm{red}}(q) < 4(M-1)JRPred(q)<4(M−1).
  7. Multiples q1q_1q1​ of MMM have JRPred(q1)=4q1≥4M\mathrm{JRP}^{\mathrm{red}}(q_1) = 4q_1 \ge 4MJRPred(q1​)=4q1​≥4M, while JRPred((M−1)/2)≤4(M−1)\mathrm{JRP}^{\mathrm{red}}((M-1)/2) \le 4(M-1)JRPred((M−1)/2)≤4(M−1).

Significance

The result. Lemma 1 turns any exact algorithm for the two-item aperiodic JRP into a factoring algorithm: solve the instance, read off gcd⁡(q1,M)\gcd(q_1, M)gcd(q1​,M), and recurse on the two factors. Since the instance's coefficients have size O(log⁡M)O(\log M)O(logM), a polynomial-time JRP algorithm would factor integers in polynomial time (Theorem 1(a)). This explains, in a precise sense, why the many exact and approximation methods for the JRP never produced a provably polynomial exact algorithm even for two items, and why the problem's difficulty is number-theoretic rather than combinatorial.

Formalizing it. The lemma has a complete, elementary proof in the paper; it has not been machine-checked. The formalization pins down every quantifier the prose leaves loose: that optimal solutions exist, that the claim is about every optimum, which coefficients are used, and that periods range over positive integers only. The proof steps (the item-2 pin, the coprime bound, the interval argument) are stated as separate milestones so they can be checked individually.

Difficulty

Each step is elementary, but the argument mixes discrete and continuous reasoning. The objective is not convex in q1q_1q1​: the term −K0/lcm(q1,M)-K_0/\mathrm{lcm}(q_1,M)−K0​/lcm(q1​,M) jumps down at every period sharing a factor with MMM. The obvious approach, comparing against the continuous EOQ minimizer, gives the right threshold 4(M−1)4(M-1)4(M−1) for coprime periods but says nothing about where a cheaper non-coprime period sits. The interval step needs the exact size of a window of integers around (M−1)/2(M-1)/2(M−1)/2, that ppp consecutive integers contain a multiple of ppp, and a strict inequality between a quadratic's roots and that window. The existence of an optimum is not stated in the paper and needs a coercivity argument over Z+×Z+\mathbb Z^+ \times \mathbb Z^+Z+×Z+.

Formalization scope

This mission formalizes the correctness of the reduction behind Theorem 1(a); polynomial running time is not formalized, and neither are Theorem 1 as a statement about algorithms, the recursion to a full factorization, nor primality testing.

Conventions: periods are natural numbers, and every quantification over a period requires it to be positive, because Lean evaluates K/0=0K/0 = 0K/0=0, lcm(0,M)=0\mathrm{lcm}(0,M) = 0lcm(0,M)=0 and gcd⁡(0,M)=M\gcd(0,M) = Mgcd(0,M)=M. Costs are real numbers. Coefficients are natural numbers cast to R\mathbb RR. "Odd composite" is Odd M ∧ 1 < M ∧ ¬ M.Prime. "Size at most 5log⁡M5\log M5logM" is stated as "every coefficient is at most M5M^5M5", equivalent in any logarithm base.

Two additions relative to the printed statement are disclosed in the goal's Formalization Note. The goal states the explicit instance of the proof (p. 9) rather than "there is an instance", since an existential instance could be chosen to make the claim easy and loses the polynomial-size construction the reduction needs. The goal also asserts that an optimal solution exists, so that "every optimal solution satisfies …" is not vacuously true. Neither periods equal to zero nor junk values of division can satisfy the optimality predicate.

All objects are defined in one file, JRPHard.Aperiodic.Setting; nothing beyond Mathlib's Nat.gcd, Nat.lcm, Nat.Prime and real arithmetic is needed. Proofs of any milestone, or alternative proofs of the goal, are welcome.

Selected references

  • A. S. Schulz and C. Telha, Integer factorization and Riemann's hypothesis: Why two-item joint replenishment is hard, arXiv:2007.09045v1, 2020; published as Integer Factorization: Why Two-Item Joint Replenishment Is Hard, Operations Research, 2024. https://arxiv.org/abs/2007.09045
  • F. W. Harris, How many parts to make at once, Factory, The Magazine of Management 10(2), 1913; reprinted in Operations Research 38(6), 1990. https://doi.org/10.1287/opre.38.6.947
  • E. Porras and R. Dekker, A solution method for the joint replenishment problem with correction factor, International Journal of Production Economics 113(2), 834–851, 2008. https://doi.org/10.1016/j.ijpe.2007.11.008
  • M. Khouja and S. Goyal, A review of the joint replenishment problem literature: 1989–2005, European Journal of Operational Research 186(1), 2008. https://doi.org/10.1016/j.ejor.2007.03.007
  • M. Cohen-Hillel and L. Yedidsion, The periodic joint replenishment problem is strongly NP-hard, Mathematics of Operations Research 43(4), 2018. https://doi.org/10.1287/moor.2017.0904
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Captain: Nickrobbins95

Irrationality measure of π is at most 7.101862832357 (Bai 2026)Research Paper

Y. Bai (arXiv:2609.11276, September 2026) proves that the irrationality measure of π is at most 7.101862832357, improving the Zeilberger–Zudilin bound 7.103205334137 (2020). The proof keeps the Zeilberger–Zudilin integral but gives its numerator two independent exponents, specialised at A₁ = A₂ = 1857/2785; the resulting integer linear forms in 1 and π, combined with Hata's lemma, give μ(π) ≤ 7.101862832357. This entry is the campaign template with the value 7.101862832357. Source: https://arxiv.org/abs/2609.11276

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Quantum Information·Captain: Lucas

Shor's Algorithm (Wikipedia): Quantum Order Finding and the Reduction of FactoringTextbook

Motivation

Shor's algorithm is a quantum algorithm that finds a nontrivial factor of an integer NNN in time polynomial in log⁡N\log NlogN, and its variants compute discrete logarithms in finite cyclic groups. It was developed by Peter Shor in 1994 (Shor, FOCS 1994; Shor, SIAM J. Comput. 1997). No classical polynomial-time factoring algorithm is known; the best classical method, the general number field sieve, runs in sub-exponential time. Because the security of RSA and of finite-field and elliptic-curve Diffie–Hellman rests on the hardness of factoring and of discrete logarithms, Shor's algorithm is the main reason these schemes are considered breakable by a large fault-tolerant quantum computer, and the main motivation for post-quantum cryptography.

This mission follows the presentation of the algorithm in the Wikipedia article Shor's algorithm (revision 1378862216), which describes the quantum part through quantum phase estimation, an approach due to Kitaev (Kitaev 1995) and standard in textbooks (Nielsen–Chuang 2010).

Setting

Let 1<a<N1 < a < N1<a<N be integers with gcd⁡(a,N)=1\gcd(a, N) = 1gcd(a,N)=1. The order r=ord⁡N(a)r = \operatorname{ord}_N(a)r=ordN​(a) is the smallest positive integer with ar≡1(modN)a^r \equiv 1 \pmod Nar≡1(modN).

Classical reduction. If rrr is even and N∤ar/2+1N \nmid a^{r/2}+1N∤ar/2+1, then gcd⁡(N,ar/2−1)\gcd(N, a^{r/2}-1)gcd(N,ar/2−1) is a nontrivial factor of NNN. Factoring therefore reduces to computing orders.

Quantum order finding. Let n=⌈log⁡2N⌉n = \lceil\log_2 N\rceiln=⌈log2​N⌉ and Q=22nQ = 2^{2n}Q=22n. A state of an mmm-qubit register is a vector in C2m\mathbb C^{2^m}C2m with standard basis ∣0⟩,…,∣2m−1⟩|0\rangle, \dots, |2^m-1\rangle∣0⟩,…,∣2m−1⟩. The modular-multiplication gate is the nnn-qubit gate

U∣k⟩=∣ak mod N⟩ (0≤k<N),U∣k⟩=∣k⟩ (N≤k<2n).U|k\rangle = |ak \bmod N\rangle \ (0 \le k < N), \qquad U|k\rangle = |k\rangle \ (N \le k < 2^n).U∣k⟩=∣akmodN⟩ (0≤k<N),U∣k⟩=∣k⟩ (N≤k<2n).

With ωr=e2πi/r\omega_r = e^{2\pi i/r}ωr​=e2πi/r, the states ∣ψj⟩=r−1/2∑k=0r−1ωr−kj∣ak mod N⟩|\psi_j\rangle = r^{-1/2}\sum_{k=0}^{r-1}\omega_r^{-kj}|a^k \bmod N\rangle∣ψj​⟩=r−1/2∑k=0r−1​ωr−kj​∣akmodN⟩ are eigenvectors of UUU with eigenvalues ωrj\omega_r^jωrj​. The order-finding circuit acts on a 2n2n2n-qubit first register and the nnn-qubit second register: Hadamard gates H⊗2nH^{\otimes 2n}H⊗2n on the first register, controlled gates C-U2iC\text{-}U^{2^i}C-U2i for i=0,…,2n−1i = 0, \dots, 2n-1i=0,…,2n−1 (qubit iii of the first register controls U2iU^{2^i}U2i on the second), and the inverse quantum Fourier transform QFT22n−1\mathrm{QFT}^{-1}_{2^{2n}}QFT22n−1​ on the first register. It is applied to ∣0⟩⊗2n∣1⟩|0\rangle^{\otimes 2n}|1\rangle∣0⟩⊗2n∣1⟩ and the first register is measured, producing an outcome k∈{0,…,Q−1}k \in \{0, \dots, Q-1\}k∈{0,…,Q−1} with probability P(k)P(k)P(k). Finally the continued fractions algorithm is run on k/Qk/Qk/Q.

Formalization targets

Goal: one run of the order-finding subroutine

For every j∈{0,…,r−1}j \in \{0, \dots, r-1\}j∈{0,…,r−1},

∑k : ∣k/22n−j/r∣≤2−(2n+1)P(k)  ≥  4π2r,\sum_{k\,:\,|k/2^{2n} - j/r| \le 2^{-(2n+1)}} P(k) \;\ge\; \frac{4}{\pi^2 r},k:∣k/22n−j/r∣≤2−(2n+1)∑​P(k)≥π2r4​,

and for every such kkk some continued fraction convergent of k/22nk/2^{2n}k/22n equals j/rj/rj/r in lowest terms, i.e. has numerator j/gcd⁡(j,r)j/\gcd(j,r)j/gcd(j,r) and denominator r/gcd⁡(j,r)r/\gcd(j,r)r/gcd(j,r). Summed over jjj, a single run yields with probability at least 4/π24/\pi^24/π2 an outcome from which the continued fractions algorithm recovers some j/rj/rj/r in lowest terms.

Milestones

  1. Classical reduction (article section "Classical reduction"): gcd⁡(a,N)≠1\gcd(a,N) \ne 1gcd(a,N)=1 is a nontrivial factor; N∣(ar/2−1)(ar/2+1)N \mid (a^{r/2}-1)(a^{r/2}+1)N∣(ar/2−1)(ar/2+1) for even rrr; N∤ar/2−1N \nmid a^{r/2}-1N∤ar/2−1; and gcd⁡(N,ar/2∓1)\gcd(N, a^{r/2} \mp 1)gcd(N,ar/2∓1) are nontrivial factors when N∤ar/2+1N \nmid a^{r/2}+1N∤ar/2+1.
  2. Spectrum of UUU (section "Quantum phase estimation"): Ur=IU^r = IUr=I; every eigenvalue is some ωrk\omega_r^kωrk​; U∣ψj⟩=ωrj∣ψj⟩U|\psi_j\rangle = \omega_r^j|\psi_j\rangleU∣ψj​⟩=ωrj​∣ψj​⟩; ∑jωrjk=0\sum_{j}\omega_r^{jk} = 0∑j​ωrjk​=0 for 1≤k≤r−11 \le k \le r-11≤k≤r−1; r−1/2∑j∣ψj⟩=∣1⟩r^{-1/2}\sum_j|\psi_j\rangle = |1\rangler−1/2∑j​∣ψj​⟩=∣1⟩.
  3. Phase estimation: on ∣0⟩⊗2n∣ψj⟩|0\rangle^{\otimes 2n}|\psi_j\rangle∣0⟩⊗2n∣ψj​⟩ the circuit outputs ∣ϕj⟩∣ψj⟩|\phi_j\rangle|\psi_j\rangle∣ϕj​⟩∣ψj​⟩ with ∣⟨k∣ϕj⟩∣2≥4/π2|\langle k|\phi_j\rangle|^2 \ge 4/\pi^2∣⟨k∣ϕj​⟩∣2≥4/π2 at every nearest integer kkk to 22nj/r2^{2n}j/r22nj/r; on ∣0⟩⊗2n∣1⟩|0\rangle^{\otimes 2n}|1\rangle∣0⟩⊗2n∣1⟩ each ∣ϕj⟩|\phi_j\rangle∣ϕj​⟩ is found with probability 1/r1/r1/r.
  4. Continued fractions and register size (section "Choosing the size of the first register"): ∣j/r−φ∣<1/(2r2)|j/r - \varphi| < 1/(2r^2)∣j/r−φ∣<1/(2r2) implies φ\varphiφ has j/rj/rj/r in lowest terms as a convergent, and 2−(2n+1)≤1/(2N2)≤1/(2r2)2^{-(2n+1)} \le 1/(2N^2) \le 1/(2r^2)2−(2n+1)≤1/(2N2)≤1/(2r2).
  5. Discrete logarithms (section "Shor's algorithm for discrete logarithms"): f(a,b)=gax−bf(a,b) = g^a x^{-b}f(a,b)=gax−b on Zp×Zp\mathbb Z_p \times \mathbb Z_pZp​×Zp​ is a homomorphism with kernel the multiples of (r,1)(r,1)(r,1).

Significance

The goal is the quantitative statement behind the article's claim that phase estimation "gives as output a random integer of the form jr22n\frac{j}{r}2^{2n}rj​22n" and that a 2n2n2n-qubit first register suffices to recover j/rj/rj/r. Combined with the classical milestones, it is the correctness argument of Shor's factoring algorithm, minus the separate number-theoretic estimate of how often a random aaa has even order with ar/2≢−1a^{r/2} \not\equiv -1ar/2≡−1, which the article does not state.

The results are classical and their proofs are published. The work this mission asks for is a machine-checked proof against an explicit gate-level model of the circuit — Hadamard tensor power, controlled modular-multiplication gates, inverse QFT — rather than against a closed-form output distribution assumed up front. Related missions on the platform formalize Shor's 1997 paper, which analyses the circuit by a direct Fourier-sum computation with q≥N2q \ge N^2q≥N2; this mission follows the phase-estimation route with the article's constants.

Difficulty

The spectral facts about UUU and the classical reduction are short arguments. The main obstacle is the circuit: showing that the product of the 2n2n2n controlled gates C-U2iC\text{-}U^{2^i}C-U2i acts on ∣x⟩∣ψj⟩|x\rangle|\psi_j\rangle∣x⟩∣ψj​⟩ as multiplication by ωrjx\omega_r^{jx}ωrjx​ requires the binary expansion of xxx and the commutation of the controlled gates, and the subsequent inverse QFT must be computed explicitly. The bound 4/π24/\pi^24/π2 requires an estimate of ∣∑x<Qe2πixδ∣\left|\sum_{x<Q} e^{2\pi i x\delta}\right|​∑x<Q​e2πixδ​ for ∣δ∣≤1/(2Q)|\delta| \le 1/(2Q)∣δ∣≤1/(2Q) which is uniform in QQQ; a crude estimate gives a weaker constant. The measurement identity P(k)=1r∑jPj(k)P(k) = \frac1r\sum_j P_j(k)P(k)=r1​∑j​Pj​(k) requires the orthonormality of the ∣ψj⟩|\psi_j\rangle∣ψj​⟩, which uses that a0,…,ar−1a^0, \dots, a^{r-1}a0,…,ar−1 are distinct modulo NNN.

Formalization scope

States are coordinate vectors Fin d → ℂ, gates are complex matrices acting by Matrix.mulVec, two-register operators are Kronecker products on Fin d₁ × Fin d₂, and measurement probabilities are sums of squared moduli. The order is orderOf (a : ZMod N) and nnn is Nat.clog 2 N. Convergents are Mathlib's Real.convergent, the standard continued fraction expansion. The goal is a statement about the specific circuit defined in the mission's definition file, so it cannot be satisfied by choosing a convenient output distribution, and the recovery statement is quantified over a fixed jjj, so the trivial convergent ⌊k/Q⌋=0\lfloor k/Q\rfloor = 0⌊k/Q⌋=0 (which equals 0/r0/r0/r) does not discharge it for j≠0j \ne 0j=0.

Reusable infrastructure welcome from this mission: the action of the Kronecker-product phase estimation circuit on eigenstates, the explicit inverse QFT computation, and the 4/π24/\pi^24/π2 estimate for the Fejér-type kernel.

Selected references

  • P. W. Shor, Algorithms for quantum computation: discrete logarithms and factoring, Proc. 35th FOCS, 1994. https://doi.org/10.1109/sfcs.1994.365700
  • P. W. Shor, Polynomial-time algorithms for prime factorization and discrete logarithms on a quantum computer, SIAM J. Comput. 26(5), 1997. https://arxiv.org/abs/quant-ph/9508027
  • A. Yu. Kitaev, Quantum measurements and the Abelian stabilizer problem, 1995. https://arxiv.org/abs/quant-ph/9511026
  • M. A. Nielsen, I. L. Chuang, Quantum Computation and Quantum Information, Cambridge University Press, 2010. https://doi.org/10.1017/CBO9780511976667
  • Wikipedia, Shor's algorithm, revision 1378862216. https://en.wikipedia.org/w/index.php?title=Shor%27s_algorithm&oldid=1378862216
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Theoretical Computer Science·Captain: Lucas

General Number Field Sieve: Congruence of SquaresTextbook

Motivation

The general number field sieve (GNFS) is the most efficient classical algorithm known for factoring integers larger than about 1010010^{100}10100. Its heuristic running time for an integer nnn is

exp⁡ ⁣(((64/9)1/3+o(1))(log⁡n)1/3(log⁡log⁡n)2/3)=Ln[1/3, (64/9)1/3],\exp\!\Big(\big((64/9)^{1/3}+o(1)\big)(\log n)^{1/3}(\log\log n)^{2/3}\Big) = L_n\big[1/3,\,(64/9)^{1/3}\big],exp(((64/9)1/3+o(1))(logn)1/3(loglogn)2/3)=Ln​[1/3,(64/9)1/3],

super-polynomial but sub-exponential in the bit length of nnn. Every record factorization of a general RSA modulus of recent decades (RSA-768, RSA-240, RSA-250) was obtained with it, so the security margins of RSA key sizes are calibrated against it (Pomerance, A Tale of Two Sieves, 1996; Boudot et al., 2020).

Like the rational and quadratic sieves, GNFS works by producing a congruence of squares x2≡y2(modn)x^2 \equiv y^2 \pmod nx2≡y2(modn) and then taking gcd⁡(x−y,n)\gcd(x-y,n)gcd(x−y,n). Its gain comes from searching for smooth values that are sub-exponential in the size of nnn, which forces the algorithm to compute in algebraic number fields.

Setting

Let f∈Z[x]f \in \mathbb{Z}[x]f∈Z[x] be a polynomial of degree ddd and θ∈C\theta \in \mathbb{C}θ∈C a root of fff. The number field Q(θ)\mathbb{Q}(\theta)Q(θ) is the set of complex numbers ∑i<daiθi\sum_{i<d} a_i\theta^i∑i<d​ai​θi with ai∈Qa_i \in \mathbb{Q}ai​∈Q; it is ddd-dimensional over Q\mathbb{Q}Q when fff is irreducible over Q\mathbb{Q}Q. The ring Z[θ]\mathbb{Z}[\theta]Z[θ] is the subring of C\mathbb{C}C generated by θ\thetaθ; the ring of integers OQ(θ)\mathcal{O}_{\mathbb{Q}(\theta)}OQ(θ)​ consists of the elements of Q(θ)\mathbb{Q}(\theta)Q(θ) that are roots of monic integer polynomials. It contains Z[θ]\mathbb{Z}[\theta]Z[θ] when fff is monic, and the two can differ.

GNFS chooses two irreducible integer polynomials f1,f2f_1, f_2f1​,f2​ with a common root mmm modulo nnn, i.e. n∣f1(m)n \mid f_1(m)n∣f1​(m) and n∣f2(m)n \mid f_2(m)n∣f2​(m). A simple choice is the base-mmm polynomial: write n=admd+⋯+a1m+a0n = a_d m^d + \dots + a_1 m + a_0n=ad​md+⋯+a1​m+a0​ with digits 0≤ai<m0 \le a_i < m0≤ai​<m, put f1(x)=∑aixif_1(x) = \sum a_i x^if1​(x)=∑ai​xi and f2(x)=x−mf_2(x) = x - mf2​(x)=x−m. Pairs of integers (a,b)(a,b)(a,b) (relations) are sieved so that both homogenized values Fj(a,b)=bdeg⁡fjfj(a/b)F_j(a,b) = b^{\deg f_j} f_j(a/b)Fj​(a,b)=bdegfj​fj​(a/b) are smooth; up to the leading coefficient these are the norms N(a−bθj)N(a - b\theta_j)N(a−bθj​). Linear algebra over F2\mathbb{F}_2F2​ then selects a set SSS of relations for which

∏(a,b)∈S(a−bθ1)=γ12,γ1∈Z[θ1],∏(a,b)∈S(a−bθ2)=γ22,γ2∈Z[θ2].\prod_{(a,b)\in S}(a-b\theta_1) = \gamma_1^2,\quad \gamma_1 \in \mathbb{Z}[\theta_1], \qquad \prod_{(a,b)\in S}(a-b\theta_2) = \gamma_2^2,\quad \gamma_2 \in \mathbb{Z}[\theta_2].(a,b)∈S∏​(a−bθ1​)=γ12​,γ1​∈Z[θ1​],(a,b)∈S∏​(a−bθ2​)=γ22​,γ2​∈Z[θ2​].

Because mmm is a root of both polynomials mod nnn, there are ring homomorphisms φj:Z[θj]→Z/nZ\varphi_j : \mathbb{Z}[\theta_j] \to \mathbb{Z}/n\mathbb{Z}φj​:Z[θj​]→Z/nZ with φj(θj)=m\varphi_j(\theta_j) = mφj​(θj​)=m. Both send ∏S(a−bθj)\prod_S(a - b\theta_j)∏S​(a−bθj​) to ∏S(a−bm)\prod_S(a - bm)∏S​(a−bm).

Formalization targets

Goal: the congruence of squares

For f1,f2f_1, f_2f1​,f2​ irreducible in Z[x]\mathbb{Z}[x]Z[x] with complex roots θ1,θ2\theta_1,\theta_2θ1​,θ2​, a common root mmm mod nnn, and SSS, γ1\gamma_1γ1​, γ2\gamma_2γ2​ as above:

∃ φj:Z[θj]→Z/nZ, φj(θj)=m,and every such pair satisfiesφ1(γ1)2=φ2(γ2)2.\exists\,\varphi_j:\mathbb{Z}[\theta_j]\to\mathbb{Z}/n\mathbb{Z},\ \varphi_j(\theta_j)=m, \qquad\text{and every such pair satisfies}\qquad \varphi_1(\gamma_1)^2 = \varphi_2(\gamma_2)^2 .∃φj​:Z[θj​]→Z/nZ, φj​(θj​)=m,and every such pair satisfiesφ1​(γ1​)2=φ2​(γ2​)2.

This is the correctness statement of the algebraic part of GNFS: whatever relations the sieve and linear algebra produce, the square-root step yields x=φ1(γ1)x = \varphi_1(\gamma_1)x=φ1​(γ1​), y=φ2(γ2)y = \varphi_2(\gamma_2)y=φ2​(γ2​) with n∣x2−y2n \mid x^2 - y^2n∣x2−y2.

Supporting statements (milestones)

  1. [Q(θ):Q]=d[\mathbb{Q}(\theta):\mathbb{Q}] = d[Q(θ):Q]=d for fff irreducible over Q\mathbb{Q}Q.
  2. Z[θ]\mathbb{Z}[\theta]Z[θ] can be strictly smaller than the ring of integers.
  3. The base-mmm polynomial has digits 0≤ai<m0\le a_i<m0≤ai​<m as coefficients and f(m)=nf(m)=nf(m)=n, so mmm is a root mod nnn.
  4. Existence of the homomorphism Z[θ]→Z/nZ\mathbb{Z}[\theta]\to\mathbb{Z}/n\mathbb{Z}Z[θ]→Z/nZ, θ↦m\theta\mapsto mθ↦m.
  5. cd NQ(θ)/Q(a−bθ)=bdf(a/b)c_d\,N_{\mathbb{Q}(\theta)/\mathbb{Q}}(a-b\theta) = b^d f(a/b)cd​NQ(θ)/Q​(a−bθ)=bdf(a/b), where cdc_dcd​ is the leading coefficient.
  6. If n∣x2−y2n\mid x^2-y^2n∣x2−y2, n∤x−yn\nmid x-yn∤x−y, n∤x+yn\nmid x+yn∤x+y, then 1<gcd⁡(x−y,n)<n1<\gcd(x-y,n)<n1<gcd(x−y,n)<n.
  7. For odd nnn with at least two prime factors and a unit xxx, at least half of the square roots of x2x^2x2 mod nnn differ from ±x\pm x±x (the "probability at least 1/21/21/2" of the final step).

Significance

The goal and milestones together certify that every output of the GNFS pipeline that passes the square-root step is a genuine congruence of squares, and that such a congruence splits nnn with probability at least 1/21/21/2 over the choice of square root. This is the part of the algorithm whose correctness is unconditional; the running-time bound is heuristic and is not a target here.

These results are classical and appear in standard references (Lenstra–Lenstra 1993; Crandall–Pomerance 2005, §6.2). The mission's contribution is a machine-checked formal version connecting number fields in C\mathbb{C}C, integer polynomials, and residue rings, which current libraries do not package for this purpose.

Difficulty

The ring homomorphism Z[θ]→Z/nZ\mathbb{Z}[\theta] \to \mathbb{Z}/n\mathbb{Z}Z[θ]→Z/nZ is the delicate point. Z[θ]\mathbb{Z}[\theta]Z[θ] is a subring of C\mathbb{C}C, not a quotient ring, so a map defined by θ↦m\theta \mapsto mθ↦m is well defined only if every integer polynomial vanishing at θ\thetaθ is a multiple of fff in Z[x]\mathbb{Z}[x]Z[x]. This needs fff irreducible over Z\mathbb{Z}Z (in particular primitive), via Gauss's lemma; for f(x)=2xf(x) = 2xf(x)=2x and n=2n = 2n=2, every mmm is a root mod nnn, but θ=0\theta = 0θ=0 only admits θ↦0\theta \mapsto 0θ↦0. The norm identity requires identifying f/cdf/c_df/cd​ as the minimal polynomial of θ\thetaθ and expressing the norm as a product over conjugates. The probability milestone needs the Chinese remainder theorem and counting square roots of units modulo odd prime powers.

Formalization scope

All statements live in the namespace GNFS. Number fields are realized inside C\mathbb{C}C: Q(θ)\mathbb{Q}(\theta)Q(θ) is ℚ⟮θ⟯ and Z[θ]\mathbb{Z}[\theta]Z[θ] is Algebra.adjoin ℤ {θ}. Residues mod nnn are ZMod n with n∈Nn \in \mathbb{N}n∈N (n=0n = 0n=0 gives Z\mathbb{Z}Z, consistent with every statement). Two definitions are shared: GNFS.baseMPolynomial n m, the polynomial whose coefficients are the base-mmm digits of nnn (via Nat.digits), and GNFS.homogenize f a b =∑i≤dciaibd−i= \sum_{i\le d} c_i a^i b^{d-i}=∑i≤d​ci​aibd−i.

Irreducibility "over the rationals" with integer coefficients is encoded as irreducibility in Z[x]\mathbb{Z}[x]Z[x] (primitive and irreducible over Q\mathbb{Q}Q) where a homomorphism to Z/nZ\mathbb{Z}/n\mathbb{Z}Z/nZ is needed. Without primitivity the claimed homomorphism can fail to exist. The goal asserts both the existence of the homomorphisms and the equality for every such pair, so it cannot be satisfied by the trivial choice x=yx = yx=y. The sieving, smoothness, linear-algebra and complexity aspects of the article are out of scope.

Reusable by-products: norms of linear elements in simple extensions, homomorphisms out of Z[θ]\mathbb{Z}[\theta]Z[θ], and square-root counting in Z/nZ\mathbb{Z}/n\mathbb{Z}Z/nZ.

Selected references

  • Wikipedia, General number field sieve, revision 1377718368. https://en.wikipedia.org/w/index.php?title=General_number_field_sieve&oldid=1377718368
  • C. Pomerance, A Tale of Two Sieves, Notices of the AMS 43(12), 1996. https://www.ams.org/notices/199612/pomerance.pdf
  • A. K. Lenstra, H. W. Lenstra Jr. (eds.), The development of the number field sieve, Lecture Notes in Math. 1554, Springer, 1993. https://doi.org/10.1007/BFb0091534
  • R. Crandall, C. Pomerance, Prime Numbers: A Computational Perspective, 2nd ed., Springer, 2005, §6.2. https://doi.org/10.1007/0-387-28979-8
  • F. Boudot et al., Comparing the difficulty of factorization and discrete logarithm: a 240-digit experiment, CRYPTO 2020. https://eprint.iacr.org/2020/697
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Algebraic Geometry·Captain: Lucas

Weil Conjectures (Wikipedia): Rationality, Functional Equation and Riemann Hypothesis over Finite FieldsTextbook

Motivation

Counting solutions of polynomial equations over finite fields is one of the oldest themes of number theory, going back to Gauss's count of points on x3+1=y3x^3 + 1 = y^3x3+1=y3 modulo a prime. In 1949 André Weil proposed a precise description of how these counts behave when the field is enlarged: for a smooth projective variety over Fq\mathbb F_qFq​, the generating function of its point counts — the zeta function — should be a rational function with integer polynomial factors, satisfy a functional equation, and have its zeros on prescribed "critical lines", in exact analogy with the Riemann hypothesis. These Weil conjectures organized several decades of work in algebraic geometry and directly motivated the construction of étale cohomology.

Timeline (as recorded in the source article, Wikipedia: Weil conjectures):

  • 1924 — Artin conjectures the statements for curves.
  • 1930s — Hasse proves the case of elliptic curves: #E(Fqm)=1−αm−βm+qm\#E(\mathbb F_{q^m}) = 1 - \alpha^m - \beta^m + q^m#E(Fqm​)=1−αm−βm+qm with ∣α∣=∣β∣=q|\alpha| = |\beta| = \sqrt q∣α∣=∣β∣=q​.
  • 1948–49 — Weil proves the conjectures for curves and formulates them in all dimensions (Weil 1949).
  • 1960 — Dwork proves rationality by ppp-adic methods (Dwork 1960).
  • 1965 — Grothendieck, with M. Artin and Verdier, proves rationality, the functional equation and the Betti-number statement via the Lefschetz trace formula in ℓ\ellℓ-adic cohomology.
  • 1974 — Deligne proves the Riemann hypothesis part (Deligne 1974); in 1980 he proves a generalization for pushforwards of sheaves (Deligne 1980).

Setting

Let k=Fqk = \mathbb F_qk=Fq​ be a finite field with qqq elements and characteristic ppp. Let XXX be a smooth projective variety of dimension nnn over kkk: a scheme XXX with a structure morphism f:X→Spec⁡kf : X \to \operatorname{Spec} kf:X→Speck that is smooth of relative dimension nnn, geometrically irreducible, and admits a closed immersion into some projective space PkN\mathbb P^N_kPkN​ over kkk.

For m≥1m \ge 1m≥1 let Fqm\mathbb F_{q^m}Fqm​ be the extension of kkk of degree mmm, and let

Nm=#X(Fqm)N_m = \#X(\mathbb F_{q^m})Nm​=#X(Fqm​)

be the number of kkk-morphisms Spec⁡Fqm→X\operatorname{Spec}\mathbb F_{q^m} \to XSpecFqm​→X. The zeta function of XXX is the formal power series

Z(X,T)=exp⁡(∑m≥1NmmTm)∈Q[[T]],Z(X,T) = \exp\Big(\sum_{m\ge1} \frac{N_m}{m} T^m\Big) \in \mathbb Q[[T]],Z(X,T)=exp(m≥1∑​mNm​​Tm)∈Q[[T]],

so that ζ(X,s)=Z(X,q−s)\zeta(X,s) = Z(X, q^{-s})ζ(X,s)=Z(X,q−s).

Formalization targets

Goal: the Weil conjectures (parts 1–3)

There exist integer polynomials P0,…,P2nP_0, \dots, P_{2n}P0​,…,P2n​ and multisets of nonzero complex numbers {αij}j\{\alpha_{ij}\}_j{αij​}j​ such that

  1. Rationality.
Z(X,T)=P1(T) P3(T)⋯P2n−1(T)P0(T) P2(T)⋯P2n(T),Z(X,T) = \frac{P_1(T)\,P_3(T)\cdots P_{2n-1}(T)}{P_0(T)\,P_2(T)\cdots P_{2n}(T)},Z(X,T)=P0​(T)P2​(T)⋯P2n​(T)P1​(T)P3​(T)⋯P2n−1​(T)​,

with P0(T)=1−TP_0(T) = 1-TP0​(T)=1−T, P2n(T)=1−qnTP_{2n}(T) = 1 - q^nTP2n​(T)=1−qnT, and Pi(T)=∏j(1−αijT)P_i(T) = \prod_j (1-\alpha_{ij}T)Pi​(T)=∏j​(1−αij​T) over C\mathbb CC for 1≤i≤2n−11 \le i \le 2n-11≤i≤2n−1. 2. Functional equation.

Z(X,q−nT−1)=± qnE/2 TE Z(X,T),Z\big(X, q^{-n}T^{-1}\big) = \pm\, q^{nE/2}\, T^{E}\, Z(X,T),Z(X,q−nT−1)=±qnE/2TEZ(X,T),

where E=∑i(−1)ideg⁡PiE = \sum_i (-1)^i \deg P_iE=∑i​(−1)idegPi​ is the Euler characteristic; moreover {α2n−i,j}j={qn/αi,j}j\{\alpha_{2n-i,j}\}_j = \{q^n/\alpha_{i,j}\}_j{α2n−i,j​}j​={qn/αi,j​}j​ as multisets. 3. Riemann hypothesis. ∣αij∣=qi/2|\alpha_{ij}| = q^{i/2}∣αij​∣=qi/2 for all 1≤i≤2n−11 \le i \le 2n-11≤i≤2n−1 and all jjj.

Milestones

The historical partial results (Weil's theorem for curves; Dwork's rationality; Grothendieck's rationality and functional equation; Deligne's Riemann hypothesis) and the worked examples of the source (projective line, projective space, elliptic curves, the genus-2 curve y2+y=x5y^2 + y = x^5y2+y=x5 over F41\mathbb F_{41}F41​ and the Weil polynomials of its Jacobian).

Significance

The Weil conjectures give sharp estimates ∣Nm−qnm−⋯∣=O(qm(2n−1)/2)|N_m - q^{nm} - \cdots| = O(q^{m(2n-1)/2})∣Nm​−qnm−⋯∣=O(qm(2n−1)/2) for point counts, and through them bounds on exponential sums (Kloosterman sums, character sums), the Ramanujan–Petersson conjecture for holomorphic modular forms (Deligne 1971), and the hard Lefschetz theorem over finite fields. They are a standard input in analytic number theory, coding theory and cryptography.

All four statements have been proved since 1974. None of them has a machine-checked proof in Lean/Mathlib at present; Mathlib does not yet contain étale cohomology, Jacobians of curves, or the Hasse bound for elliptic curves over finite fields. This mission records faithful, compiling statements so that partial formalizations — the elementary examples, Hasse's theorem, Weil's theorem for curves via Riemann–Roch or Stepanov–Bombieri, Dwork's ppp-adic rationality proof, and eventually the cohomological proofs — can be attached to a common target.

Difficulty

The examples with a cell decomposition (projective spaces, Grassmannians) reduce to counting points in affine spaces. Beyond them, even rationality is a theorem of substance: there is no elementary formula for NmN_mNm​, and the counts must be shown to satisfy a linear recurrence. The functional equation and the precise shape of the PiP_iPi​ require a cohomology theory with Poincaré duality and a Lefschetz trace formula; the Riemann hypothesis requires, in addition, control of the absolute values of Frobenius eigenvalues, which in Deligne's proof uses Lefschetz pencils, monodromy and the "tensor power trick". For curves, Riemann–Roch and the Hasse–Weil bound (or Stepanov–Bombieri) suffice, but these too are absent from Mathlib.

Formalization scope

  • The finite field is any k : Type with [Field k] [Finite k] [CharP k p], p prime; q = Nat.card k. Schemes live in Scheme.{0}.
  • PkN\mathbb P^N_kPkN​ is Proj of k[x0,…,xN]k[x_0,\dots,x_N]k[x0​,…,xN​] graded by total degree; "projective" means a closed immersion into some PkN\mathbb P^N_kPkN​ commuting with the structure maps. "Non-singular of dimension nnn" is SmoothOfRelativeDimension n f; "variety" is GeometricallyIrreducible f.
  • NmN_mNm​ counts kkk-morphisms Spec⁡Fqm→X\operatorname{Spec} \mathbb F_{q^m} \to XSpecFqm​→X with Fqm\mathbb F_{q^m}Fqm​ = FiniteField.Extension k p m; Z(X,T)Z(X,T)Z(X,T) is PowerSeries.subst of ∑m≥1NmTm/m\sum_{m\ge1} N_m T^m/m∑m≥1​Nm​Tm/m into PowerSeries.exp ℚ.
  • Rationality is stated as an identity of power series after clearing denominators; the functional equation is stated pointwise for complex t≠0t \neq 0t=0 away from the poles of both sides; qnE/2q^{nE/2}qnE/2 is a real power.
  • The Euler characteristic EEE is encoded as ∑i(−1)ideg⁡Pi\sum_i (-1)^i \deg P_i∑i​(−1)idegPi​ (the alternating sum of the Betti numbers), since Mathlib has no étale cohomology from which to define it independently.
  • Part 4 (Betti numbers of a lift to characteristic zero) is not formalized: stating it requires the complex-analytic space of a variety over a number field and its singular cohomology, which Mathlib does not provide.
  • The αij\alpha_{ij}αij​ are required to be nonzero, which excludes junk factors 1−0⋅T1 - 0\cdot T1−0⋅T and junk values of qn/0q^n/0qn/0.

Contributions welcome: the zeta function of projective space, Hasse's theorem, point counts and Weil polynomials for the F41\mathbb F_{41}F41​ examples, rationality for curves, and general infrastructure (Riemann–Roch for curves, Jacobians, étale cohomology).

Selected references

  • Wikipedia, Weil conjectures. https://en.wikipedia.org/wiki/Weil_conjectures
  • A. Weil, Numbers of solutions of equations in finite fields, Bull. Amer. Math. Soc. 55 (1949), 497–508. https://doi.org/10.1090/S0002-9904-1949-09219-4
  • B. Dwork, On the rationality of the zeta function of an algebraic variety, Amer. J. Math. 82 (1960), 631–648. https://doi.org/10.2307/2372974
  • P. Deligne, La conjecture de Weil. I, Publ. Math. IHÉS 43 (1974), 273–307. https://doi.org/10.1007/BF02684373
  • P. Deligne, La conjecture de Weil. II, Publ. Math. IHÉS 52 (1980), 137–252. https://doi.org/10.1007/BF02684780
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Ramanujan–Petersson Conjecture (Wikipedia): Coefficient Bounds for Holomorphic Cusp FormsTextbook

Motivation

The Fourier coefficients of modular forms are among the most studied arithmetic functions in number theory. In 1916 Srinivasa Ramanujan studied the coefficients τ(n)\tau(n)τ(n) of the discriminant modular form Δ\DeltaΔ and conjectured three properties: multiplicativity, a three-term recursion on prime powers, and the bound ∣τ(p)∣≤2p11/2|\tau(p)|\le 2p^{11/2}∣τ(p)∣≤2p11/2 for primes ppp (Ramanujan 1916). Hans Petersson extended the size bound to the coefficients of holomorphic cusp forms for congruence subgroups (Petersson 1930). The resulting Ramanujan–Petersson conjecture for holomorphic cusp forms is now a theorem of Deligne (weight k≥2k\ge 2k≥2) and Deligne–Serre (weight k=1k=1k=1). Its analogues for Maass forms and for general automorphic representations remain open.

Timeline (as recorded in the source article, Wikipedia: Ramanujan–Petersson conjecture):

  • 1916: Ramanujan conjectures that τ\tauτ is multiplicative, that it satisfies the prime-power recursion, and that ∣τ(p)∣≤2p11/2|\tau(p)|\le 2p^{11/2}∣τ(p)∣≤2p11/2.
  • 1917: Mordell proves the first two statements, using what are now called Hecke operators.
  • 1930: Petersson formulates the coefficient bound for holomorphic cusp forms for congruence subgroups.
  • 1937: Hecke extends Mordell's method to holomorphic cusp forms in general.
  • 1971: Deligne, building on Kuga, Sato, Shimura and Ihara, reduces the conjecture for weight k≥2k\ge 2k≥2 to the Weil conjectures via the Eichler–Shimura isomorphism (Deligne 1971).
  • 1974: Deligne proves the Riemann hypothesis part of the Weil conjectures, which settles the case k≥2k\ge 2k≥2 and in particular ∣τ(p)∣≤2p11/2|\tau(p)|\le 2p^{11/2}∣τ(p)∣≤2p11/2 (Deligne 1974). Deligne and Serre treat weight k=1k=1k=1 (Deligne–Serre 1974).

Setting

Let H={z∈C:Im⁡z>0}\mathbb H=\{z\in\mathbb C:\operatorname{Im}z>0\}H={z∈C:Imz>0} and q=e2πizq=e^{2\pi i z}q=e2πiz. The Dedekind eta function is η(z)=q1/24∏n≥1(1−qn)\eta(z)=q^{1/24}\prod_{n\ge1}(1-q^n)η(z)=q1/24∏n≥1​(1−qn). The discriminant modular form is

Δ(z)=q∏n>0(1−qn)24=η(z)24.\Delta(z)=q\prod_{n>0}(1-q^n)^{24}=\eta(z)^{24}.Δ(z)=qn>0∏​(1−qn)24=η(z)24.

It is a holomorphic cusp form of weight 121212 and level 111. Ramanujan's tau function τ:N→C\tau:\mathbb N\to\mathbb Cτ:N→C is defined by the Fourier expansion

Δ(z)=∑n≥1τ(n)qn=q−24q2+252q3−1472q4+4830q5−⋯ .\Delta(z)=\sum_{n\ge1}\tau(n)q^n=q-24q^2+252q^3-1472q^4+4830q^5-\cdots.Δ(z)=n≥1∑​τ(n)qn=q−24q2+252q3−1472q4+4830q5−⋯.

Its Ramanujan LLL-function is the Dirichlet series L(s,τ)=∑n≥1τ(n)n−sL(s,\tau)=\sum_{n\ge1}\tau(n)n^{-s}L(s,τ)=∑n≥1​τ(n)n−s.

More generally, let Γ⊆SL(2,Z)\Gamma\subseteq SL(2,\mathbb Z)Γ⊆SL(2,Z) be a congruence subgroup, meaning that Γ\GammaΓ contains the principal congruence subgroup Γ(N)\Gamma(N)Γ(N) for some N≥1N\ge1N≥1. A holomorphic cusp form of weight kkk for Γ\GammaΓ is a holomorphic function f:H→Cf:\mathbb H\to\mathbb Cf:H→C with f(γz)=(cz+d)kf(z)f(\gamma z)=(cz+d)^k f(z)f(γz)=(cz+d)kf(z) for every γ=(abcd)∈Γ\gamma=\begin{pmatrix}a&b\\c&d\end{pmatrix}\in\Gammaγ=(ac​bd​)∈Γ, which vanishes at every cusp. Such an fff is periodic with some least period h>0h>0h>0, and it has a Fourier expansion f(z)=∑n≥1anqhnf(z)=\sum_{n\ge1}a_n q_h^nf(z)=∑n≥1​an​qhn​ with qh=e2πiz/hq_h=e^{2\pi i z/h}qh​=e2πiz/h. When Γ\GammaΓ contains z↦z+1z\mapsto z+1z↦z+1 (for example Γ0(N)\Gamma_0(N)Γ0​(N), Γ1(N)\Gamma_1(N)Γ1​(N), or SL(2,Z)SL(2,\mathbb Z)SL(2,Z) itself), h=1h=1h=1 and qh=qq_h=qqh​=q.

Formalization targets

Goal: the Ramanujan–Petersson conjecture for holomorphic cusp forms

For every congruence subgroup Γ\GammaΓ, every weight k≥1k\ge1k≥1, every cusp form fff of weight kkk for Γ\GammaΓ with coefficients ana_nan​, and every ε>0\varepsilon>0ε>0,

an=Oε ⁣(n(k−1)/2+ε).a_n=O_\varepsilon\!\left(n^{(k-1)/2+\varepsilon}\right).an​=Oε​(n(k−1)/2+ε).

The goal splits by weight into Deligne's theorem (k≥2k\ge2k≥2) and the Deligne–Serre theorem (k=1k=1k=1), both listed as milestones.

The tau function

  1. Values: τ(1)=1\tau(1)=1τ(1)=1, τ(2)=−24\tau(2)=-24τ(2)=−24, τ(3)=252\tau(3)=252τ(3)=252, τ(4)=−1472\tau(4)=-1472τ(4)=−1472, τ(5)=4830\tau(5)=4830τ(5)=4830.
  2. Multiplicativity (Mordell): τ(mn)=τ(m)τ(n)\tau(mn)=\tau(m)\tau(n)τ(mn)=τ(m)τ(n) whenever gcd⁡(m,n)=1\gcd(m,n)=1gcd(m,n)=1.
  3. Recursion (Mordell): τ\tauτ is not completely multiplicative, and τ(pj+1)=τ(p)τ(pj)−p11τ(pj−1)\tau(p^{j+1})=\tau(p)\tau(p^j)-p^{11}\tau(p^{j-1})τ(pj+1)=τ(p)τ(pj)−p11τ(pj−1) for primes ppp and j≥2j\ge2j≥2.
  4. Ramanujan's bound (Deligne): ∣τ(p)∣≤2p11/2|\tau(p)|\le 2p^{11/2}∣τ(p)∣≤2p11/2 for all primes ppp.
  5. Consequences: ∣τ(n)∣≤d(n)n11/2|\tau(n)|\le d(n)n^{11/2}∣τ(n)∣≤d(n)n11/2 for all n≥1n\ge1n≥1, where d(n)d(n)d(n) is the number of divisors, and hence τ(n)=O(n11/2+ε)\tau(n)=O(n^{11/2+\varepsilon})τ(n)=O(n11/2+ε).

The Ramanujan LLL-function

  1. ∑k≤nτ(k)=O(n13/2+ε)\sum_{k\le n}\tau(k)=O(n^{13/2+\varepsilon})∑k≤n​τ(k)=O(n13/2+ε), and L(s,τ)L(s,\tau)L(s,τ) converges absolutely for Re⁡s>13/2\operatorname{Re}s>13/2Res>13/2.
  2. L(s,τ)L(s,\tau)L(s,τ) continues to an entire function satisfying Γ(s)L(s,τ)(2π)s=Γ(12−s)L(12−s,τ)(2π)12−s\dfrac{\Gamma(s)L(s,\tau)}{(2\pi)^s}=\dfrac{\Gamma(12-s)L(12-s,\tau)}{(2\pi)^{12-s}}(2π)sΓ(s)L(s,τ)​=(2π)12−sΓ(12−s)L(12−s,τ)​.
  3. Euler product: L(s,τ)=∏p∑n≥0τ(pn)p−ns=∏p(1−τ(p)p−s+p11−2s)−1L(s,\tau)=\prod_p\sum_{n\ge0}\tau(p^n)p^{-ns}=\prod_p\big(1-\tau(p)p^{-s}+p^{11-2s}\big)^{-1}L(s,τ)=∏p​∑n≥0​τ(pn)p−ns=∏p​(1−τ(p)p−s+p11−2s)−1 for Re⁡s>13/2\operatorname{Re}s>13/2Res>13/2.

Significance

The bound ∣τ(p)∣≤2p11/2|\tau(p)|\le 2p^{11/2}∣τ(p)∣≤2p11/2 says that the roots of 1−τ(p)u+p11u21-\tau(p)u+p^{11}u^21−τ(p)u+p11u2 have equal absolute value p−11/2p^{-11/2}p−11/2, an analogue of the Riemann hypothesis for the local factors of L(s,τ)L(s,\tau)L(s,τ). The bounds for general cusp forms are used throughout analytic number theory to control sums of Fourier coefficients. They are also used in the explicit construction of Ramanujan graphs by Lubotzky, Phillips and Sarnak, which are optimal expander graphs. The generalized conjecture for GL(n)GL(n)GL(n) implies Selberg's 1/41/41/4 conjecture on Laplace eigenvalues.

All targets in this mission are proved theorems in the literature. At the pinned Mathlib revision, none of them is formalized except the identity τ(1)=1\tau(1)=1τ(1)=1. Mathlib does contain the definitions they need: η\etaη, Δ\DeltaΔ as a cusp form of weight 12 and level 1, qqq-expansions, congruence subgroups, and the LLL-function of a cusp form. Mathlib also proves the analytic continuation of that LLL-function. The remaining work is to formalize Hecke theory for Δ\DeltaΔ, the elementary consequences of Deligne's bound, the LLL-function statements, and ultimately Deligne's and Deligne–Serre's theorems.

Difficulty

The algebraic statements about τ\tauτ (multiplicativity, the recursion, the Euler product) and the functional equation are classical, but formalizing them needs infrastructure that Mathlib does not yet have, such as Hecke operators on cusp forms. The size bounds are of a different kind. Estimates from the Petersson inner product or from Hecke's method give only the exponent k/2k/2k/2 (Hecke's bound). That exponent is attainable by complex analysis alone, but the improvement to (k−1)/2(k-1)/2(k−1)/2 is not. In the literature it depends on arithmetic geometry: Deligne's proof of the Weil conjectures for k≥2k\ge2k≥2, and Galois representations for k=1k=1k=1. The analytically similar statement for Maass forms is still open.

Formalization scope

  • τ(n)\tau(n)τ(n) is defined as the nnn-th coefficient of Mathlib's qqq-expansion of ModularForm.discriminant with period 111, as a complex number. The source's description of τ\tauτ is taken as the definition, and integrality is not assumed.
  • Absolute values are complex norms. n11/2n^{11/2}n11/2 and similar powers are real powers of nonnegative reals.
  • O(⋅)O(\cdot)O(⋅) is Mathlib's big-O along atTop on N\mathbb NN, with the constant allowed to depend on ε\varepsilonε.
  • In the general goal, the coefficients are taken with respect to qh=e2πiz/hq_h=e^{2\pi i z/h}qh​=e2πiz/h, where hhh is the strict width of the cusp ∞\infty∞ for Γ\GammaΓ (Subgroup.strictWidthInfty). This equals 111 whenever z↦z+1z\mapsto z+1z↦z+1 lies in Γ\GammaΓ. A congruence subgroup is CongruenceSubgroup.IsCongruenceSubgroup.
  • The functional equation is stated only at points sss where neither sss nor 12−s12-s12−s is a pole of Γ\GammaΓ. This avoids Mathlib's convention that Γ\GammaΓ is 000 at its poles.
  • The recursion is stated for j≥2j\ge2j≥2, exactly as in the source.
  • The Maass-form and automorphic-representation versions, the function-field results and the bounds towards Ramanujan over number fields are outside this mission's scope. Mathlib lacks the definitions they need.

Selected references

  • S. Ramanujan, On certain arithmetical functions, Trans. Cambridge Philos. Soc. 22 (1916), 159–184. http://ramanujan.sirinudi.org/Volumes/published/ram18.pdf
  • H. Petersson, Theorie der automorphen Formen beliebiger reeller Dimension …, Math. Ann. 103 (1930), 369–436. https://doi.org/10.1007/BF01455702
  • P. Deligne, Formes modulaires et représentations l-adiques, Sém. Bourbaki 1968/69, LNM 179 (1971). https://doi.org/10.1007/BFb0058801
  • P. Deligne, La conjecture de Weil. I, Publ. Math. IHÉS 43 (1974), 273–307. https://doi.org/10.1007/BF02684373
  • P. Deligne, J.-P. Serre, Formes modulaires de poids 1, Ann. Sci. ÉNS 7 (1974), 507–530. https://doi.org/10.24033/asens.1277
  • P. Sarnak, Notes on the generalized Ramanujan conjectures, Clay Math. Proc. 4 (2005). http://www.claymath.org/publications/Harmonic_Analysis/chapter9.pdf
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Euler Systems (Wikipedia): Relations of the Cyclotomic Euler SystemTextbook

Motivation

An Euler system is a family of cohomology classes, indexed by abelian extensions of a base field, whose members are tied together by norm relations whose correction factors look like the Euler factors of an LLL-function. Euler systems were introduced by Kolyvagin (Kolyvagin 1990), building on Thaine's work on cyclotomic fields (Thaine 1988), and they are one of the main tools for bounding Selmer groups and ideal class groups: Kolyvagin used them to prove finiteness of some Tate–Shafarevich groups, and Rubin used them for a new proof of the main conjecture of Iwasawa theory (Rubin 2000).

The simplest Euler system, and the model for all others, is the cyclotomic Euler system of cyclotomic units αn=1−ζn\alpha_n = 1-\zeta_nαn​=1−ζn​. Kolyvagin used it to give an elementary proof of the Gras conjecture. This mission formalizes the two defining relations of this system as stated in the Wikipedia article Euler system.

Timeline (as summarized in the source): Thaine (1988) annihilators of class groups of real abelian fields; Kolyvagin (1988, 1990) Heegner-point and general Euler systems; Kato (2004) Euler system of Beilinson elements; Rubin (2000) monograph Euler Systems; Mazur–Rubin (2004) Kolyvagin systems.

Setting

For every square-free positive integer nnn fix a primitive nnn-th root of unity ζn∈C\zeta_n\in\mathbb Cζn​∈C, chosen compatibly: ζmn=ζmζn\zeta_{mn}=\zeta_m\zeta_nζmn​=ζm​ζn​ whenever m,nm,nm,n are coprime. Put

αn=1−ζn∈Q(ζn).\alpha_n = 1-\zeta_n \in \mathbb Q(\zeta_n).αn​=1−ζn​∈Q(ζn​).

For a prime l∤nl\nmid nl∤n, the Frobenius Frl\mathrm{Fr}_lFrl​ is the automorphism of Q(ζn)/Q\mathbb Q(\zeta_n)/\mathbb QQ(ζn​)/Q with Frl(ζn)=ζn l\mathrm{Fr}_l(\zeta_n)=\zeta_n^{\,l}Frl​(ζn​)=ζnl​. The norm NQ(ζnl)/Q(ζn)N_{\mathbb Q(\zeta_{nl})/\mathbb Q(\zeta_n)}NQ(ζnl​)/Q(ζn​)​ is the field norm of the extension Q(ζnl)/Q(ζn)\mathbb Q(\zeta_{nl})/\mathbb Q(\zeta_n)Q(ζnl​)/Q(ζn​), and a prime P\mathfrak PP of Q(ζnl)\mathbb Q(\zeta_{nl})Q(ζnl​) lies above lll if it is a prime ideal of the ring of integers containing lll.

Formalization targets

Goal: the cyclotomic Euler system relations

For square-free nnn and a prime l∤nl\nmid nl∤n:

NQ(ζnl)/Q(ζn)(αnl)=αnFrl−1(n>1),αnl≡αn(modP)  for all P∣l.N_{\mathbb Q(\zeta_{nl})/\mathbb Q(\zeta_n)}(\alpha_{nl})=\alpha_n^{\mathrm{Fr}_l-1}\quad(n>1),\qquad \alpha_{nl}\equiv\alpha_n \pmod{\mathfrak P}\ \text{ for all } \mathfrak P\mid l.NQ(ζnl​)/Q(ζn​)​(αnl​)=αnFrl​−1​(n>1),αnl​≡αn​(modP)  for all P∣l.

Milestones

  1. Existence of a compatible system (ζn)(\zeta_n)(ζn​) (the "pick" step).
  2. The norm relation.
  3. The congruence relation.

Significance

The two relations are exactly the axioms that later, more abstract Euler systems (Gauss sums, elliptic units, Heegner points, Kato's elements) are modelled on; the cyclotomic case is where the Euler-system machinery for class groups of abelian fields starts. Both relations are classical and proved; what remains is formalizing them. Mathlib provides cyclotomic fields, primitive roots of unity, field norms and rings of integers; the mission builds the relations on top of these and provides a reusable definition layer for cyclotomic units.

Difficulty

The norm relation requires identifying the Galois group of Q(ζnl)/Q(ζn)\mathbb Q(\zeta_{nl})/\mathbb Q(\zeta_n)Q(ζnl​)/Q(ζn​) with (Z/l)×(\mathbb Z/l)^\times(Z/l)× — which uses the irreducibility of the lll-th cyclotomic polynomial over Q(ζn)\mathbb Q(\zeta_n)Q(ζn​) for l∤nl\nmid nl∤n — and then computing the norm as a product over conjugates inside C\mathbb CC, transported along the intermediate-field coercions. The congruence relation requires working in the ring of integers of a subfield of C\mathbb CC and showing that 1−ζl1-\zeta_l1−ζl​ lies in every prime above lll. Neither is conceptually deep, but both involve substantial bookkeeping between subfields of C\mathbb CC, abstract cyclotomic extensions, and rings of integers.

Formalization scope

All fields are subfields of C\mathbb CC: Q(ζn)\mathbb Q(\zeta_n)Q(ζn​) is IntermediateField.adjoin ℚ {ζ n}, and Q(ζnl)\mathbb Q(\zeta_{nl})Q(ζnl​) over Q(ζn)\mathbb Q(\zeta_n)Q(ζn​) is IntermediateField.adjoin (ℚ(ζ_n)) {ζ (n*l)}. The norm is Algebra.norm; αnFrl−1\alpha_n^{\mathrm{Fr}_l-1}αnFrl​−1​ is written as Frl(αn)/αn\mathrm{Fr}_l(\alpha_n)/\alpha_nFrl​(αn​)/αn​; Frl\mathrm{Fr}_lFrl​ is any Q\mathbb QQ-algebra automorphism of Q(ζn)\mathbb Q(\zeta_n)Q(ζn​) with ζn↦ζnl\zeta_n\mapsto\zeta_n^lζn​↦ζnl​. Roots of unity are required to be primitive. Two deviations from the literal text of the source, both forced: the norm's base field is Q(ζn)\mathbb Q(\zeta_n)Q(ζn​) (the source's Q(ζl)\mathbb Q(\zeta_l)Q(ζl​) is a typo), and the norm relation assumes n>1n>1n>1 (for n=1n=1n=1, α1=0\alpha_1=0α1​=0). The existence milestone rules out a vacuous reading of the compatibility hypothesis. Welcome contributions: lemmas on Galois groups of compositums of cyclotomic fields inside C\mathbb CC, and on primes above lll in Q(ζnl)\mathbb Q(\zeta_{nl})Q(ζnl​).

Selected references

  • Wikipedia, Euler system, revision 1353502478. https://en.wikipedia.org/w/index.php?title=Euler_system&oldid=1353502478
  • V. A. Kolyvagin, Euler systems, The Grothendieck Festschrift II, Progr. Math. 87, Birkhäuser, 1990. https://doi.org/10.1007/978-0-8176-4575-5_11
  • F. Thaine, On the ideal class groups of real abelian number fields, Ann. of Math. 128 (1988), 1–18. https://doi.org/10.2307/1971460
  • K. Rubin, Euler Systems, Annals of Mathematics Studies 147, Princeton University Press, 2000. https://books.google.com/books?isbn=0691050767
  • B. Mazur, K. Rubin, Kolyvagin systems, Mem. Amer. Math. Soc. 168 (2004), no. 799. https://doi.org/10.1090/memo/0799
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Captain: Lucas

Dirichlet's Unit Theorem and the RegulatorTextbook

Motivation

The units of a ring of algebraic integers control much of the arithmetic of a number field. They decide when two generators of the same principal ideal differ, they enter the analytic class number formula through the regulator, and for real quadratic fields they are the solutions of Pell's equation x2−dy2=±1x^2 - dy^2 = \pm 1x2−dy2=±1. Dirichlet's unit theorem (Dirichlet, 1846) determines the structure of this unit group completely: it is finitely generated, and its rank is computed from the way the field embeds into R\mathbb RR and C\mathbb CC. With the finiteness of the class group, it is one of the two basic finiteness theorems of algebraic number theory and appears in every introductory text on the subject.

This mission follows the account of the theorem, the regulator and its standard examples given in the Wikipedia article Dirichlet's unit theorem (https://en.wikipedia.org/wiki/Dirichlet%27s_unit_theorem).

Setting

A number field KKK is a field containing Q\mathbb QQ with finite dimension n=[K:Q]n = [K:\mathbb Q]n=[K:Q] as a Q\mathbb QQ-vector space. Its ring of integers OK\mathcal O_KOK​ consists of the elements of KKK that are roots of monic polynomials with integer coefficients, and its unit group OK×\mathcal O_K^\timesOK×​ is the group of invertible elements of OK\mathcal O_KOK​.

The field KKK has exactly nnn field embeddings σ:K→C\sigma : K \to \mathbb Cσ:K→C. Let r1r_1r1​ be the number of embeddings with image in R\mathbb RR, and r2r_2r2​ the number of pairs of complex-conjugate non-real embeddings, so that n=r1+2r2n = r_1 + 2r_2n=r1​+2r2​. Equivalently, r1r_1r1​ and r2r_2r2​ count the real and complex infinite places www of KKK, i.e. the absolute values ∣x∣w=∣σ(x)∣|x|_w = |\sigma(x)|∣x∣w​=∣σ(x)∣. Write Nw=1N_w = 1Nw​=1 for a real place and Nw=2N_w = 2Nw​=2 for a complex place.

The rank of an abelian group is the largest number of elements that are independent over Z\mathbb ZZ. For OK×\mathcal O_K^\timesOK×​ this is the largest number of multiplicatively independent units. Units of finite order are exactly the roots of unity in KKK.

Put r=r1+r2−1r = r_1 + r_2 - 1r=r1​+r2​−1. If u1,…,uru_1, \dots, u_ru1​,…,ur​ generate OK×\mathcal O_K^\timesOK×​ modulo roots of unity, the r×(r+1)r \times (r+1)r×(r+1) matrix (Nwlog⁡∣ui∣w)\big(N_w \log |u_i|_w\big)(Nw​log∣ui​∣w​) has every row summing to 000. The absolute value RRR of the determinant of the square matrix left after deleting any one column is the regulator of KKK.

Formalization targets

Goal: Dirichlet's unit theorem

OK× is finitely generated and rank⁡OK×=r1+r2−1.\mathcal O_K^\times \text{ is finitely generated and } \operatorname{rank}\mathcal O_K^\times = r_1 + r_2 - 1.OK×​ is finitely generated and rankOK×​=r1​+r2​−1.

Milestones

  1. The signature identity n=r1+2r2n = r_1 + 2r_2n=r1​+2r2​. If K/QK/\mathbb QK/Q is Galois, then r1=0r_1 = 0r1​=0 or r2=0r_2 = 0r2​=0.
  2. Two other ways to compute (r1,r2)(r_1, r_2)(r1​,r2​): real and non-real roots of the minimal polynomial of a primitive element, and R⊗QK≅Rr1×Cr2\mathbb R \otimes_{\mathbb Q} K \cong \mathbb R^{r_1} \times \mathbb C^{r_2}R⊗Q​K≅Rr1​×Cr2​.
  3. Quadratic fields have unit rank 111 when real and 000 when imaginary. The rank is positive except for Q\mathbb QQ and imaginary quadratic fields.
  4. Torsion: the torsion units are the roots of unity and form a finite cyclic group. When KKK has a real embedding they are ±1\pm 1±1.
  5. Rank equality in a proper extension L/KL/KL/K holds exactly when KKK is totally real and L/KL/KL/K is a totally complex quadratic extension.
  6. The unit theorem for an arbitrary order O⊆OK\mathcal O \subseteq \mathcal O_KO⊆OK​.
  7. The logarithmic picture: ∑wNwlog⁡∣u∣w=0\sum_w N_w \log |u|_w = 0∑w​Nw​log∣u∣w​=0 for every unit, and the vectors (Nwlog⁡∣u∣w)w\big(N_w \log |u|_w\big)_w(Nw​log∣u∣w​)w​ form a lattice in the hyperplane of coordinate sum 000.
  8. The regulator does not depend on the generators or on the deleted column, and it is positive.
  9. Examples: Reg⁡=1\operatorname{Reg} = 1Reg=1 for Q\mathbb QQ and imaginary quadratic fields. Reg⁡(Q(5))=log⁡1+52\operatorname{Reg}(\mathbb Q(\sqrt5)) = \log\frac{1+\sqrt5}{2}Reg(Q(5​))=log21+5​​. For the cyclic cubic field defined by x3+x2−2x−1x^3 + x^2 - 2x - 1x3+x2−2x−1, the fundamental units are α2+α−1\alpha^2 + \alpha - 1α2+α−1 and 2−α22 - \alpha^22−α2, and Reg⁡≈0.5255\operatorname{Reg} \approx 0.5255Reg≈0.5255.

Significance

The result itself. The unit theorem gives OK×≅μ(K)×Zr1+r2−1\mathcal O_K^\times \cong \mu(K) \times \mathbb Z^{r_1 + r_2 - 1}OK×​≅μ(K)×Zr1​+r2​−1. This is the input for the analytic class number formula, where the regulator appears next to the class number. It also yields the finiteness of solutions of norm-form and SSS-unit problems and the structure of solutions of Pell's equation. It is the model for Hasse and Chevalley's SSS-unit theorem and for Leopoldt's conjecture on ppp-adic regulators.

Formalizing it. The theorem itself is classical and has already been formalized: Mathlib contains the unit group's rank, a system of fundamental units and a regulator in its NumberField.Units development. This mission adds the surrounding statements of the source article as explicit, independently checkable targets. These are the alternative descriptions of the signature, the rank in quadratic fields and in extensions, the unit theorem for non-maximal orders, the well-definedness of the regulator in the generator-free form given in the article, and the worked examples. The examples involve explicit numerical regulator values that are not in the library.

Difficulty

The upper bound on the rank follows by showing that the logarithmic image of the units is discrete. The hard part is the lower bound: one must produce r1+r2−1r_1 + r_2 - 1r1​+r2​−1 independent units. This requires constructing units of prescribed size at the infinite places. The obvious approach of writing down units explicitly does not work in general. The standard route uses Minkowski's geometry of numbers. The examples carry their own difficulty: showing that given units are fundamental and pinning a regulator to four decimal places takes certified bounds, not just exhibiting units. The statement for orders requires passing between O×\mathcal O^\timesO× and OK×\mathcal O_K^\timesOK×​ through a finite-index argument.

Formalization scope

Statements are in Lean 4 over Mathlib, in the namespace DirichletUnitTheorem. They use Mathlib's notions directly: NumberField, 𝓞 K, InfinitePlace, nrRealPlaces/nrComplexPlaces for r1r_1r1​/r2r_2r2​, InfinitePlace.mult for NwN_wNw​, IsTotallyReal/IsTotallyComplex for real/imaginary quadratic fields, and NumberField.Units.regulator for the regulator in the example milestones. The rank is Module.rank ℤ of the additive version of the unit group. This is a cardinal, so finite generation and the rank are stated separately. An order is a subring of OK\mathcal O_KOK​ of finite additive index. Approximate numerical values from the source are encoded as open intervals.

Units of finite order are written with IsOfFinOrder, so no statement depends on a particular torsion API. The goal is not trivialized by the truncated subtraction in r1+r2−1r_1 + r_2 - 1r1​+r2​−1, because r1+r2≥1r_1 + r_2 \ge 1r1​+r2​≥1 always holds.

Welcome contributions include proofs that bridge to the existing Mathlib development, certified numerical bounds for regulators, and the order and extension statements, which are reusable beyond this mission.

Selected references

  • Wikipedia contributors, Dirichlet's unit theorem, Wikipedia. https://en.wikipedia.org/wiki/Dirichlet%27s_unit_theorem
  • J. Neukirch, Algebraic Number Theory, Grundlehren 322, Springer, 1999, Chapter I §7. https://doi.org/10.1007/978-3-662-03983-0
  • H. Cohen, A Course in Computational Algebraic Number Theory, GTM 138, Springer, 1993, Table B.4. https://doi.org/10.1007/978-3-662-02945-9
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Probability·Captain: Lucas

Benford's Law: Leading Digits of Powers, Fibonacci Numbers and FactorialsTextbook

Motivation

Benford's law (also the Newcomb–Benford law, or first-digit law) is the observation that in many real-life collections of numbers the leading significant digit is small far more often than a uniform guess would suggest: the digit 111 leads about 30.1%30.1\%30.1% of the time and the digit 999 less than 5%5\%5% of the time. Simon Newcomb noticed in 1881 that the early pages of logarithm tables were more worn than the later ones and proposed that digit ddd leads with probability log⁡10(d+1)−log⁡10d\log_{10}(d+1)-\log_{10} dlog10​(d+1)−log10​d (Newcomb 1881); Frank Benford rediscovered the law in 1938 and tested it on 20,229 observations from 20 domains (Benford 1938). The law is used today as a screening statistic in forensic accounting, election forensics and the detection of fabricated scientific data.

Beyond empirical data, many classical integer sequences satisfy the law exactly, in the asymptotic sense: the powers of 222, the powers of any integer kkk with log⁡10k\log_{10} klog10​k irrational, the Fibonacci numbers and the factorials. These are theorems, and they are the core of this mission.

Timeline of the mathematical results formalized here:

  • 1881 — Newcomb states the first-digit law (doi:10.2307/2369148).
  • 1938 — Benford's empirical study (JSTOR 984802).
  • 1961 — Pinkham: a scale-invariant first-digit law must be logarithmic (doi:10.1214/aoms/1177704862).
  • 1967, 1981 — Duncan and Washington: the Fibonacci numbers are Benford (doi:10.1080/00150517.1967.12431312, doi:10.1080/00150517.1981.12430109).
  • 1976 — Raimi's survey "The first digit problem" (doi:10.2307/2319349).
  • 1995 — Hill: base invariance and a statistical derivation; the distribution of digits beyond the first (doi:10.1214/ss/1177009869, doi:10.1080/00029890.1995.11990578).

Setting

Fix an integer base b≥2b \ge 2b≥2. Every real x≠0x \neq 0x=0 can be written uniquely as ∣x∣=m⋅be|x| = m \cdot b^{e}∣x∣=m⋅be with significand m∈[1,b)m \in [1, b)m∈[1,b) and e∈Ze \in \mathbb{Z}e∈Z. The leading digit of xxx is Db(x)=⌊m⌋∈{1,…,b−1}D_b(x) = \lfloor m \rfloor \in \{1,\dots,b-1\}Db​(x)=⌊m⌋∈{1,…,b−1}. Equivalently, with {t}=t−⌊t⌋\{t\} = t - \lfloor t \rfloor{t}=t−⌊t⌋ the fractional part,

Db(x)=⌊b{log⁡b∣x∣}⌋.D_b(x) = \left\lfloor b^{\{\log_b |x|\}} \right\rfloor .Db​(x)=⌊b{logb​∣x∣}⌋.

More generally, the integer formed by the first kkk significant digits is ⌊b{log⁡b∣x∣}+k−1⌋\lfloor b^{\{\log_b|x|\} + k - 1}\rfloor⌊b{logb​∣x∣}+k−1⌋, and the nnn-th significant digit is that integer for k=nk=nk=n reduced modulo bbb.

The Benford probabilities are

Pb(d)=log⁡b(d+1)−log⁡bd=log⁡b ⁣(1+1d),d=1,…,b−1.P_b(d) = \log_b(d+1) - \log_b d = \log_b\!\left(1 + \frac1d\right), \qquad d = 1, \dots, b-1 .Pb​(d)=logb​(d+1)−logb​d=logb​(1+d1​),d=1,…,b−1.

A real sequence (an)n≥0(a_n)_{n \ge 0}(an​)n≥0​ satisfies Benford's law in base bbb if for every digit d∈{1,…,b−1}d \in \{1,\dots,b-1\}d∈{1,…,b−1}

lim⁡N→∞#{0≤n<N:Db(an)=d}N=Pb(d).\lim_{N\to\infty} \frac{\#\{0 \le n < N : D_b(a_n) = d\}}{N} = P_b(d).N→∞lim​N#{0≤n<N:Db​(an​)=d}​=Pb​(d).

A positive random variable XXX satisfies the strong form of the law if {log⁡bX}\{\log_b X\}{logb​X} is uniformly distributed on [0,1)[0,1)[0,1).

Formalization targets

Goal — powers of kkk (Note 3 of the source)

For every natural number kkk such that log⁡10k\log_{10} klog10​k is irrational, the sequence k1,k2,k3,…k^1, k^2, k^3, \dotsk1,k2,k3,… satisfies Benford's law in base 101010:

lim⁡N→∞#{1≤n≤N:D10(kn)=d}N=log⁡10 ⁣(1+1d)(d=1,…,9).\lim_{N\to\infty}\frac{\#\{1\le n\le N : D_{10}(k^n)=d\}}{N}=\log_{10}\!\left(1+\frac1d\right)\quad (d=1,\dots,9).N→∞lim​N#{1≤n≤N:D10​(kn)=d}​=log10​(1+d1​)(d=1,…,9).

Milestones

  1. The Benford probabilities in base bbb sum to 111.
  2. Db(x)=dD_b(x) = dDb​(x)=d if and only if log⁡bd≤{log⁡bx}<log⁡b(d+1)\log_b d \le \{\log_b x\} < \log_b (d+1)logb​d≤{logb​x}<logb​(d+1).
  3. Strong form ⇒\Rightarrow⇒ first-digit law, in every base b≥2b \ge 2b≥2.
  4. In base 222 every nonzero number has leading digit 111.
  5. The powers of 222 satisfy Benford's law.
  6. The Fibonacci numbers satisfy Benford's law.
  7. The factorials satisfy Benford's law.
  8. Exponential growth or decay CertC e^{rt}Cert (r≠0r\ne 0r=0) spends an asymptotic fraction log⁡10(1+1/d)\log_{10}(1+1/d)log10​(1+1/d) of its time with leading digit ddd.
  9. A scale-invariant first-digit distribution is the Benford distribution.
  10. Under the strong form, the first kkk digits form the integer nnn with probability log⁡10(1+1/n)\log_{10}(1+1/n)log10​(1+1/n).
  11. Under the strong form, the nnn-th digit (n≥2n \ge 2n≥2) equals ddd with probability ∑k=10n−210n−1−1log⁡10 ⁣(1+110k+d)\sum_{k=10^{n-2}}^{10^{n-1}-1}\log_{10}\!\left(1+\frac{1}{10k+d}\right)∑k=10n−210n−1−1​log10​(1+10k+d1​).
  12. That nnn-th-digit probability tends to 1/101/101/10.
  13. The Benford first-digit distribution has mean 3.4403.4403.440 and variance 6.0576.0576.057 (to three decimals).
  14. The reciprocals 1/n1/n1/n and the square roots n\sqrt nn​ of the natural numbers do not satisfy Benford's law.

Significance

The goal is the cleanest instance of the mechanism behind Benford's law: a sequence obeys the law exactly when the fractional parts of its base-101010 logarithms are equidistributed modulo 111, and for knk^nkn those fractional parts are the multiples nlog⁡10kn\log_{10}knlog10​k reduced modulo 111. The milestones cover the rest of the mathematical content of the article: the definition and normalization of the law, the derivation from a log-uniform significand, the generalization to several leading digits and to the nnn-th digit, scale invariance, the continuous-time exponential case, and the negative results for 1/n1/n1/n and n\sqrt nn​.

All of these results are classical and proved in the literature cited above; the work here is formalizing the known proofs. Related entries already on the platform (a leading-digit / fractional-part characterization and an equidistribution-based Benford criterion, stated with different definitions) may be reusable by solvers.

Difficulty

The goal and milestones 5–7 reduce to equidistribution of a sequence modulo 111. For knk^nkn and Fibonacci numbers this is Weyl's equidistribution theorem for irrational rotations (Fibonacci additionally needs Binet's formula and an error term that vanishes). Factorials are harder: log⁡10n!\log_{10} n!log10​n! is not a linear sequence, and the classical proof combines Stirling's formula with an equidistribution criterion for sequences whose differences vary slowly. The scale-invariance theorem requires a Fourier-analytic argument on the circle R/Z\mathbb{R}/\mathbb{Z}R/Z. The negative results require showing that a counting ratio oscillates, which needs explicit lower and upper estimates along two subsequences.

Formalization scope

  • Digits are defined through real logarithms: Db(x)=⌊b{log⁡bx}⌋D_b(x) = \lfloor b^{\{\log_b x\}} \rfloorDb​(x)=⌊b{logb​x}⌋. Lean's Real.logb takes log⁡b∣x∣\log_b|x|logb​∣x∣, so negative numbers get the leading digit of their absolute value, and the junk value Db(0)=1D_b(0) = 1Db​(0)=1 occurs. Every statement either restricts to positive (or nonzero) inputs or only uses positive sequences.
  • Sequences are indexed from n=0n=0n=0; "the sequence k1,k2,…k^1, k^2, \dotsk1,k2,…" is encoded as an=kn+1a_n = k^{n+1}an​=kn+1, the Fibonacci numbers as Fn+1F_{n+1}Fn+1​ and the factorials as (n+1)!(n+1)!(n+1)!.
  • The asymptotic frequency is a natural density over {0,…,N−1}\{0,\dots,N-1\}{0,…,N−1}; "satisfies Benford's law" requires convergence for every digit 1≤d<b1\le d<b1≤d<b.
  • The strong form is encoded as: XXX measurable, X>0X>0X>0 almost surely, and the pushforward of the probability measure under ω↦{log⁡bX(ω)}\omega \mapsto \{\log_b X(\omega)\}ω↦{logb​X(ω)} equals Lebesgue measure restricted to [0,1)[0,1)[0,1) (this forces the underlying measure to have total mass 111).
  • Moments are stated to three decimals, matching the source's rounding: ∣mean−3.440∣<0.0005|\mathrm{mean} - 3.440| < 0.0005∣mean−3.440∣<0.0005 and ∣variance−6.057∣<0.0005|\mathrm{variance} - 6.057| < 0.0005∣variance−6.057∣<0.0005.
  • Not formalized: the empirical claims (tables, applications, statistical tests), Hill's 1995 theorem on random mixtures of distributions, and the Krieger–Kafri entropy explanation; their statements in the source are not precise enough to formalize faithfully.

Reusable infrastructure: leading-digit and significand API, equidistribution of nαn\alphanα modulo 111 (Weyl), Benford criteria via equidistribution. Contributions toward a general "equidistributed {log⁡10an}\{\log_{10} a_n\}{log10​an​} ⇒\Rightarrow⇒ Benford" lemma are welcome.

Selected references

  • S. Newcomb, Note on the frequency of use of the different digits in natural numbers, American Journal of Mathematics 4 (1881), 39–40. https://doi.org/10.2307/2369148
  • F. Benford, The law of anomalous numbers, Proc. Amer. Philos. Soc. 78 (1938), 551–572. https://www.jstor.org/stable/984802
  • R. S. Pinkham, On the distribution of first significant digits, Ann. Math. Statist. 32 (1961), 1223–1230. https://doi.org/10.1214/aoms/1177704862
  • R. L. Duncan, An application of uniform distribution to the Fibonacci numbers, Fibonacci Quarterly 5 (1967), 137–140. https://doi.org/10.1080/00150517.1967.12431312
  • L. C. Washington, Benford's law for Fibonacci and Lucas numbers, Fibonacci Quarterly 19 (1981), 175–177. https://doi.org/10.1080/00150517.1981.12430109
  • R. A. Raimi, The first digit problem, American Mathematical Monthly 83 (1976), 521–538. https://doi.org/10.2307/2319349
  • T. P. Hill, A statistical derivation of the significant-digit law, Statistical Science 10 (1995), 354–363. https://doi.org/10.1214/ss/1177009869
  • T. P. Hill, The significant-digit phenomenon, American Mathematical Monthly 102 (1995), 322–327. https://doi.org/10.1080/00029890.1995.11990578
  • A. Berger, T. P. Hill, The mathematics of Benford's law: a primer, Stat. Methods Appl. 30 (2021), 779–795. https://arxiv.org/abs/1909.07527
  • Wikipedia, Benford's law. https://en.wikipedia.org/wiki/Benford%27s_law
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CombinatoricsGroup Theory·Captain: Lucas

Landau's Function: Growth of the Maximal Order of a PermutationResearch Paper

Motivation

How large can the order of a single permutation of nnn objects be? The answer, Landau's function g(n)g(n)g(n), is a basic invariant of the symmetric group SnS_nSn​: it is the maximum number of times a permutation can be iterated before it returns to the identity. Because the order of a permutation is the least common multiple of its cycle lengths, g(n)g(n)g(n) is also the largest least common multiple of the parts of a partition of nnn, which ties the question to the distribution of prime numbers.

Timeline.

  • 1902–1903. E. Landau proved that ln⁡g(n)∼nln⁡n\ln g(n)\sim\sqrt{n\ln n}lng(n)∼nlnn​.
  • 1968. J.-L. Nicolas showed that ggg is constant on arbitrarily long runs of consecutive integers.
  • 1984. J.-P. Massias proved the explicit bound ln⁡g(n)≤1.05313836nln⁡n\ln g(n)\le 1.05313836\sqrt{n\ln n}lng(n)≤1.05313836nlnn​ for all n≥1n\ge 1n≥1.
  • 1988. Massias, Nicolas and Robin obtained a three-term asymptotic expansion of ln⁡g(n)\ln g(n)lng(n), its expression through the inverse logarithmic integral, and the equivalence of a one-sided inequality with the Riemann hypothesis.
  • 2002. K. Ford's bounds for the Riemann zeta function give the error term xexp⁡(−c(ln⁡x)3/5(ln⁡ln⁡x)−1/5)x\exp(-c(\ln x)^{3/5}(\ln\ln x)^{-1/5})xexp(−c(lnx)3/5(lnlnx)−1/5) in the prime number theorem, which can be fed into the 1988 result.

Setting

For a natural number nnn, let SnS_nSn​ be the group of all permutations of an nnn-element set. The order of σ∈Sn\sigma\in S_nσ∈Sn​ is the least k≥1k\ge 1k≥1 with σk=id\sigma^k=\mathrm{id}σk=id. Landau's function is

g(n)=max⁡σ∈Snord⁡(σ).g(n)=\max_{\sigma\in S_n}\operatorname{ord}(\sigma).g(n)=σ∈Sn​max​ord(σ).

A partition of nnn is a multiset of positive integers summing to nnn. The prime counting function π(x)\pi(x)π(x) is the number of primes p≤xp\le xp≤x, the (offset) logarithmic integral is Li(x)=∫2xdtln⁡t\mathrm{Li}(x)=\int_2^x\frac{dt}{\ln t}Li(x)=∫2x​lntdt​, and Li−1\mathrm{Li}^{-1}Li−1 is its inverse on [2,∞)[2,\infty)[2,∞). Throughout, ln⁡\lnln is the natural logarithm.

Formalization targets

Goal: Landau's theorem (1902)

lim⁡n→∞ln⁡g(n)nln⁡n=1.\lim_{n\to\infty}\frac{\ln g(n)}{\sqrt{n\ln n}}=1.n→∞lim​nlnn​lng(n)​=1.

Supporting milestones

  1. Partition characterization: g(n)=max⁡{lcm⁡(λ):λ⊢n}g(n)=\max\{\operatorname{lcm}(\lambda):\lambda\vdash n\}g(n)=max{lcm(λ):λ⊢n}.
  2. Initial values g(0),…,g(8)=1,1,2,3,4,6,6,12,15g(0),\dots,g(8)=1,1,2,3,4,6,6,12,15g(0),…,g(8)=1,1,2,3,4,6,6,12,15.
  3. Nicolas (1968): for every mmm there is nnn with g(n)=g(n+1)=⋯=g(n+m)g(n)=g(n+1)=\dots=g(n+m)g(n)=g(n+1)=⋯=g(n+m).
  4. Massias–Nicolas–Robin (1988): ln⁡g(n)=nln⁡n(1+ln⁡ln⁡n−12ln⁡n−(ln⁡ln⁡n)2−6ln⁡ln⁡n+98(ln⁡n)2+O((ln⁡ln⁡nln⁡n)3))\ln g(n)=\sqrt{n\ln n}\Bigl(1+\frac{\ln\ln n-1}{2\ln n}-\frac{(\ln\ln n)^2-6\ln\ln n+9}{8(\ln n)^2}+O\bigl((\tfrac{\ln\ln n}{\ln n})^3\bigr)\Bigr)lng(n)=nlnn​(1+2lnnlnlnn−1​−8(lnn)2(lnlnn)2−6lnlnn+9​+O((lnnlnlnn​)3)).
  5. Ford (2002): π(x)−Li(x)=O(xexp⁡(−c(ln⁡x)3/5(ln⁡ln⁡x)−1/5))\pi(x)-\mathrm{Li}(x)=O\bigl(x\exp(-c(\ln x)^{3/5}(\ln\ln x)^{-1/5})\bigr)π(x)−Li(x)=O(xexp(−c(lnx)3/5(lnlnx)−1/5)) for some c>0c>0c>0.
  6. Massias–Nicolas–Robin (1988): if π(x)−Li(x)=O(R(x))\pi(x)-\mathrm{Li}(x)=O(R(x))π(x)−Li(x)=O(R(x)) with R(x)=xexp⁡(−c(ln⁡x)3/5(ln⁡ln⁡x)−1/5)R(x)=x\exp(-c(\ln x)^{3/5}(\ln\ln x)^{-1/5})R(x)=xexp(−c(lnx)3/5(lnlnx)−1/5), then ln⁡g(n)=Li−1(n)+O(R(nln⁡n)ln⁡n)\ln g(n)=\sqrt{\mathrm{Li}^{-1}(n)}+O\bigl(R(\sqrt{n\ln n})\ln n\bigr)lng(n)=Li−1(n)​+O(R(nlnn​)lnn).
  7. Riemann hypothesis criterion: ln⁡g(n)<Li−1(n)\ln g(n)<\sqrt{\mathrm{Li}^{-1}(n)}lng(n)<Li−1(n)​ for all large nnn   ⟺  \iff⟺ RH.
  8. g(n)≤en/eg(n)\le e^{n/e}g(n)≤en/e for all nnn, with equality only at n=0n=0n=0.
  9. Massias (1984): g(n)≤exp⁡(1.05314nln⁡n)g(n)\le\exp(1.05314\sqrt{n\ln n})g(n)≤exp(1.05314nlnn​).

Significance

Landau's theorem pins down the growth rate of the largest element order in SnS_nSn​, which bounds, for example, how long any fixed shuffle of nnn cards can be repeated before the deck returns to its starting order. The refined statements quantify the second-order behaviour and connect it to the error term in the prime number theorem; the criterion in milestone 7 is one of the known elementary reformulations of the Riemann hypothesis, and is included as a faithful statement of the source, not as an expected deliverable. The other results are proved in the literature; formalizing them requires building the partition/lcm description of element orders in SnS_nSn​ and quantitative prime-counting estimates on top of Mathlib.

Difficulty

The order of a permutation is easy to compute from its cycle type, but maximizing an lcm over all partitions is a non-linear optimization: the optimum uses prime powers whose sizes are dictated by the distribution of primes, so even the leading-order asymptotics need Chebyshev-type or prime number theorem estimates, and the refined milestones need the prime number theorem with an explicit error term.

Formalization scope

  • SnS_nSn​ is Equiv.Perm (Fin n); g(n)g(n)g(n) is the supremum of orderOf σ over the finite group (a natural number; g(0)=1g(0)=1g(0)=1).
  • Partitions are Mathlib's Nat.Partition n; the lcm of a partition is the Multiset.lcm of its parts.
  • Real logarithms use Real.log (which returns 000 at 000 and is defined for negative input); all asymptotic statements are about n→∞n\to\inftyn→∞, so the values at small nnn are irrelevant there. The bounds in milestones 8–9 are stated for every nnn and are true at n=0,1n=0,1n=0,1.
  • π(x)\pi(x)π(x) for real xxx is Nat.primeCounting ⌊x⌋₊; Li\mathrm{Li}Li is the offset logarithmic integral ∫2xdt/ln⁡t\int_2^x dt/\ln t∫2x​dt/lnt; Li−1(y)\mathrm{Li}^{-1}(y)Li−1(y) is the least x≥2x\ge2x≥2 with Li(x)≥y\mathrm{Li}(x)\ge yLi(x)≥y, which for y≥0y\ge0y≥0 is the inverse function value. Replacing Li\mathrm{Li}Li by the full integral li\mathrm{li}li changes the inverse by O(ln⁡n)O(\ln n)O(lnn) and does not affect any of the asymptotic statements.
  • The Riemann hypothesis is Mathlib's RiemannHypothesis.

Contributions of reusable infrastructure (cycle-type lcm, prime-counting error terms, the logarithmic integral) are welcome.

Selected references

  • E. Landau, Über die Maximalordnung der Permutationen gegebenen Grades, Arch. Math. Phys. Ser. 3, vol. 5, 1903.
  • J.-L. Nicolas, Sur l'ordre maximum d'un élément dans le groupe SnS_nSn​ des permutations, Acta Arithmetica 14 (1968), 315–332.
  • J.-P. Massias, Majoration explicite de l'ordre maximum d'un élément du groupe symétrique, Ann. Fac. Sci. Toulouse Math. (5) 6 (1984), 269–281.
  • J.-P. Massias, J.-L. Nicolas, G. Robin, Évaluation asymptotique de l'ordre maximum d'un élément du groupe symétrique, Acta Arithmetica 50 (1988), 221–242.
  • K. Ford, Vinogradov's integral and bounds for the Riemann zeta function, Proc. London Math. Soc. 85 (2002), 565–633. https://doi.org/10.1112/S0024611502013655
  • W. Miller, The maximum order of an element of a finite symmetric group, Amer. Math. Monthly 94 (1987), 497–506.
  • OEIS A000793. https://oeis.org/A000793
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Functional Analysis·Captain: waitingintime

Connes–Weil arithmetic lower bound: cofinal actual-quartet certificatesOpen Problem

Why an arithmetic lower bound is needed

The Riemann hypothesis asks whether every nontrivial zero of the actual Riemann zeta function has real part one half. The Connes formalization has a certified implication from positivity of the Weil distribution to RH. That implication supplies a criterion; its positivity hypothesis still needs a proof. The Green realization formalization supplies an independently certified physical carrier, actual-zero columns and bounded synthesis operators. Their construction does not establish the arithmetic inequality.

This open problem isolates a finite-certificate formulation of that inequality. The goal is new research within the existing formal development, not a theorem asserted by the cited papers. It is an RH-equivalent target. A proof of the reductions below is already available; a proof of the target itself is not.

The relevant historical distinction is explicit: Riemann stated the zero-location hypothesis in 1859; Connes' 1999 paper relates trace-formula and positivity questions to the zeros; the present Lean development certifies the conditional positivity criterion and the Green realization. None of these citations is offered as an unconditional proof of the new arithmetic certificate bound.

Actual zeros and the fixed physical carrier

Let ZZZ be the subtype of complex numbers ρ\rhoρ satisfying ζ(ρ)=0\zeta(\rho)=0ζ(ρ)=0 and 0<Re⁡ρ<10<\operatorname{Re}\rho<10<Reρ<1. Multiplicities are the existing natural analytic multiplicities. Reflection is ρ↦1−ρ‾\rho\mapsto1-\overline\rhoρ↦1−ρ​, and conjugation is ρ↦ρ‾\rho\mapsto\overline\rhoρ↦ρ​. For each actual zero, let SρS_\rhoSρ​ be its finite reflection/conjugation orbit, called its quartet. Repeated orbit elements are removed by the finite-set construction, so the term does not assert four distinct zeros.

At a positive support radius TTT, the physical carrier HTH_THT​ is the existing closed Dirichlet energy-image completion on [−T,T][-T,T][−T,T]. Its energy convention is the integral of ∣u′∣2+∣u∣2/4|u'|^2+|u|^2/4∣u′∣2+∣u∣2/4. Source lifts, Green columns and their pair normalization retain their published definitions. The original admissible tests are smooth compactly supported functions; the carrier is not defined from an arbitrary replacement zero family.

Write pT,τp_{T,\tau}pT,τ​ for the original positive column of an actual zero τ\tauτ, with the original reflected-pair and multiplicity normalization. Their complete squared-norm sum is certified summable at each positive radius. For a finite set F⊂ZF\subset ZF⊂Z, PFP_FPF​ is the published synthesis of exactly these positive columns into HTH_THT​. Let NSN_SNS​ be the original selected negative synthesis on the coefficient space for the unchanged quartet S=SρS=S_\rhoS=Sρ​.

Formalization target

For a positive accuracy δ\deltaδ, define the already-published operators

BF=PF∗PF+δIF,CF,S=PF∗NS,B_F=P_F^*P_F+\delta I_F,\qquad C_{F,S}=P_F^*N_S,BF​=PF∗​PF​+δIF​,CF,S​=PF∗​NS​,

and the selected coefficient correction

DS(T,F,δ)=δIS−NS∗NS+CF,S∗BF−1CF,S.D_S(T,F,\delta)=\delta I_S-N_S^*N_S+C_{F,S}^*B_F^{-1}C_{F,S}.DS​(T,F,δ)=δIS​−NS∗​NS​+CF,S∗​BF−1​CF,S​.

The positive regularization makes BFB_FBF​ strictly positive, including dependent or repeated columns. Its ring inverse is certified to be a genuine inverse for positive δ\deltaδ.

The goal is

∀ρ∈Z  ∀b∈R  ∃T>max⁡(b,0)  ∀δ>0  ∃F⊂Z finite:\forall\rho\in Z\;\forall b\in\mathbb R\;\exists T>\max(b,0)\;\forall\delta>0\;\exists F\subset Z\text{ finite}:∀ρ∈Z∀b∈R∃T>max(b,0)∀δ>0∃F⊂Z finite: Sρ⊆F,F is reflection-closed,∑τ∉F∥pT,τ∥2<δ,DSρ(T,F,δ)⪰0.S_\rho\subseteq F,\quad F\text{ is reflection-closed},\quad \sum_{\tau\notin F}\|p_{T,\tau}\|^2<\delta,\quad D_{S_\rho}(T,F,\delta)\succeq0.Sρ​⊆F,F is reflection-closed,τ∈/F∑​∥pT,τ​∥2<δ,DSρ​​(T,F,δ)⪰0.

Here T>max⁡(b,0)T>\max(b,0)T>max(b,0) abbreviates the two strict inequalities in the Lean statement. The window is chosen before accuracy. The finite cutoff can depend on accuracy, but the selected negative quartet remains unchanged. The same accuracy occurs in the complete omitted tail and the correction operator.

What this target would establish

The certified fixed-window theorem identifies all-accuracy finite certificates with the original Picard marker being at least half the identity. The certified cofinal quartet criterion identifies arbitrarily large such quartet windows with Mathlib's Riemann hypothesis. Their composition has also been checked independently in the native Lean environment against the exact goal statement.

These two reductions are the principal milestones, alongside the existing literature-form positivity implication. Shared definitions and supporting theorems remain reusable library nodes. Certification of a reduction is distinct from establishing the nonnegative correction demanded by the goal. The goal is currently unproved and carries no RH or desired-positivity hypothesis.

The remaining difficulty

Finite tail cutoffs exist by summability, and regularized coefficient inverses exist by strict positivity. Those facts leave the sign of DSD_SDS​ undetermined. An arithmetic representation of the full Weil operator alone also leaves that sign undetermined. The selected negative packet and the unselected negative background are different parts of the original signed operator; replacing one by the other changes the obligation.

The arithmetic transfer audit ZP-WEIL-MARKER-TRANSFER / RH-ZERO-PROV-2 records this distinction. Endpoint estimates or neutral-shell arguments contribute only when they supply the original lower bound with the required window and accuracy quantifiers. A bound at one boundary, an accuracy-dependent choice of window, or an estimate with a positive residual error floor does not supply the displayed target. No easier status is implied by its finite coefficient representation.

Formalization scope

The proposal uses Lean 4.33.1 and Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474, with the published original quartet and selected-correction definitions. A separate native audit uses the existing Lean 4.34.0 repository environment. Complex Hilbert inner products are conjugate-linear in the first argument. Operator nonnegativity uses the existing continuous-linear-map order. Infinite tails are unordered sums on the actual-zero complement.

No simple-zero assumption, independence of columns, unregularized Gram inverse, replacement carrier, changed coefficient metric or silently restricted zero family is permitted. Quartets include zeros on the critical line; an empty actual-zero subtype would make the universal target vacuous, exactly as specified by the existing actual-zero indexing. New auxiliary definitions belong in shared definition bundles, and reusable algebraic lemmas belong in the library. The existing Green milestone history and dependency graph are retained.

Selected references

  • B. Riemann, Ueber die Anzahl der Primzahlen unter einer gegebenen Grösse, Monatsberichte der Berliner Akademie, 1859. Original paper and translations.
  • A. Connes, Trace formula in noncommutative Geometry and the zeros of the Riemann zeta function, Selecta Mathematica 5, 1999. arXiv:math/9811068. Source of the conditional positivity/RH context, not the new certificate inequality.
  • H. Brezis, Functional Analysis, Sobolev Spaces and Partial Differential Equations, Springer, 2011. DOI. Functional-analytic background for the certified carrier.
  • Published Lean results: cofinal quartet criterion, fixed-window selected certificates, and selected-correction definitions.
  • monocap-tech/provenance, RH-ZERO-PROV-2 arithmetic-transfer checkpoint, 2026. Its stated status is representation complete, lower-bound theorem open, RH not proved.

Literature and source audit

The exact cofinal-quartet finite-certificate goal remains open. An independent Lean audit verifies its equivalence to Mathlib RiemannHypothesis by composing the two certified milestone reductions. The window is chosen before every positive regularization parameter; the selected actual-zero quartet is fixed, and the same parameter controls the full positive tail and selected correction. Tail summability and existence of inverses alone do not establish the required sign.

The foreign graph export ConnesRZ.weil_positivity_implies_RH matches the native ConnesRZClosed.weil_positivity_implies_RH: the older native ConnesRZ theorem takes explicitFormula as an input, discharged in Closed. The foreign record has a staged source qualification; it has not been edited.

Arithmetic transfer checkpoint: monocap-tech/provenance 178c83225b2300506ff622899d08ec3c987137d5, rh/checkpoints/RH_ZERO_PROV_2_EULER_WEIL_MARKER_TRANSFER_20260920.md, SHA256 0bb48b950f09220f7b2f193c16b45b15add0333906f919f8b50ca915f77a1a0d. Retained local Git bytes were verified; public availability is unverified. Critical-window location, the prescribed ordered-limit interface, and arithmetic endpoint/neutral-shell control remain open. RH is not established.

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AnalysisCombinatorics·Captain: Xiang Huang

Ramanujan's Notebooks (Berndt)Textbook

Motivation

The notebooks Ramanujan kept in India record identities, evaluations, transformations and general principles, usually presented without proofs. They preserve a working mathematician's collection rather than a textbook arranged around a sequence of prerequisite theorems. The Tata Institute of Fundamental Research published an unedited facsimile edition in 1957, making the manuscripts available for systematic study.

Bruce C. Berndt's Ramanujan's Notebooks, published by Springer in five parts in 1985, 1989, 1991, 1994 and 1998, supplies that study. The volumes examine the entries individually, proving them, correcting them where necessary, or explaining why they are false or lack a rigorous interpretation. Their subject matter ranges from magic squares and combinatorial identities to hypergeometric series, continued fractions, elliptic functions, modular equations, class invariants and asymptotic expansions.

This mission takes the results established in Berndt's treatment as formalization targets. The published arguments provide mathematical reference proofs. The remaining task is to express the results precisely and construct proofs checked by Lean.

Setting

An entry is a source claim identified by its chapter and local entry label in Berndt's series. The collection is organized around one Lean statement per entry that Berndt establishes. Where an entry contains separately identified parts, corollaries or examples, suffixes distinguish the corresponding statements while preserving their common source location. Intermediate steps of a printed proof do not automatically become additional targets.

The mission covers Chapters 1–39. Part I contains Chapters 1–9; Part II, Chapters 10–15; Part III, Chapters 16–21; Part IV, Chapters 22–31; and Part V, Chapters 32–39. The Part IV appendix on the first notebook and the Quarterly Reports treated in Part I also belong to the mission's scope, with their statements incorporated as they are added.

Declarations use the namespace RamanujanNotebooks and names of the form entry_<chapter>_<entry>, such as RamanujanNotebooks.entry_16_19. Shared definitions fix the meaning of recurring objects: q-shifted factorials, theta functions, hypergeometric series, continued-fraction convergents and the special functions used across chapters. Their domains, normalizations and indexing conventions are documented so that different entries refer to the same mathematical objects.

Formalization targets

The series has no single capstone theorem. Its goal item is therefore a representative entry: Chapter 16, Entry 19, Jacobi's triple product identity in Ramanujan's notation. This is in Part III, whose chapter develops q-series and theta functions.

For complex parameters a,ba,ba,b, Ramanujan's general theta function is

f(a,b)=∑n∈Zan(n+1)/2bn(n−1)/2.f(a,b)=\sum_{n\in\mathbb Z} a^{n(n+1)/2}b^{n(n-1)/2}.f(a,b)=n∈Z∑​an(n+1)/2bn(n−1)/2.

Both exponents are nonnegative integers. Under ∣ab∣<1|ab|<1∣ab∣<1, the series converges absolutely, and Entry 19 identifies it with an infinite product. Writing q=abq=abq=ab, the target is

f(a,b)=∏m=0∞(1+aqm)(1+bqm)(1−qm+1),∣ab∣<1.f(a,b)=\prod_{m=0}^{\infty} (1+a q^m)(1+b q^m)(1-q^{m+1}), \qquad |ab|<1.f(a,b)=m=0∏∞​(1+aqm)(1+bqm)(1−qm+1),∣ab∣<1.

Equivalently, with the infinite q-Pochhammer symbol

(z;q)∞=∏m=0∞(1−zqm),(z;q)_\infty=\prod_{m=0}^{\infty}(1-zq^m),(z;q)∞​=m=0∏∞​(1−zqm),

the identity reads

f(a,b)=(−a;ab)∞(−b;ab)∞(ab;ab)∞.f(a,b)=(-a;ab)_\infty(-b;ab)_\infty(ab;ab)_\infty.f(a,b)=(−a;ab)∞​(−b;ab)∞​(ab;ab)∞​.

The Lean statement uses ramanujanTheta and qPochInf, with the hypothesis ‖a * b‖ < 1. Proving this goal establishes the representative identity; completion of the collection is tracked through its member statements, one per entry.

Every entry is a separate statement of this mission, named RamanujanNotebooks.entry_<chapter>_<entry> (with suffixes for parts, corollaries and examples): 3,863 statements for Parts I–V, the Part IV appendix on the first notebook and the Quarterly Reports; the AMS Memoir 477 statements are being added. A chapter's statements are found by searching for its name prefix. The milestone list has one milestone per chapter, in source order, titled like “Part III · Ch. 16 — q-series and theta-functions”; each links one representative result and its description names the chapter's main results.

Statement conventions and source differences

The mathematical reference is what Berndt proves, with the hypotheses his argument requires. A notebook display alone is insufficient when its domain, convergence conditions or branch choices are unstated. Each target identifies its source and records the conditions under which the asserted equality, limit, transformation or asymptotic relation is established.

Corrected statements carry the explicit phrase “Differs from the printed source”. The accompanying note explains the difference and its origin: a correction supplied by Berndt, a restriction required by the proof, or a reading that resolves an ambiguity. A proposed repair supported only by numerical experiments requires further mathematical review before inclusion as a result established by the reference.

Entries that Berndt shows to be false are not stated as theorem targets. Neither are identities treated only formally, without a rigorous version. For example, Chapter 37's Entry 34 manipulates divergent series, while Entries 35–37 are shown false. Chapter 39 also contains formal claims and entries for which the book supplies no definite interpretation. Such omissions preserve the boundary between a proved result and a suggestive manuscript formula.

Numerical checks are recorded in theorem docstrings, including the tested parameters and the kind of comparison performed. They help detect indexing errors, sign errors and unsuitable domains. Agreement at sampled points is evidence about the transcription; it is not a proof of the universally quantified Lean statement.

Significance and status

The mission brings together source-linked statements of known results whose proofs otherwise remain dispersed across Berndt's commentary. Formal proofs can expose exactly which analytic hypotheses an identity needs and make the shared special-function definitions available for later developments. A proof of the triple product, for example, connects the series definition of the general theta function with its product representation, which recurs throughout the theta-function material.

The statements are proof targets. A declaration that type-checks has a meaningful Lean type; that check alone does not establish the proposition. The description makes no claim that the collection already has machine-checked proofs. Progress is measured by proofs of the individual targets with their stated hypotheses.

Difficulty

The entries vary considerably in their prerequisites. Finite algebraic and combinatorial identities can be approached with relatively little analytic infrastructure. Other chapters depend on convergence theory for continued fractions, transformations of theta and elliptic functions, modular forms, or class invariants.

Even a short equality can require substantial work before its expressions have the intended meaning. A divergent series cannot be interpreted as an ordinary sum, and a complex root or logarithm needs an appropriate branch convention. The central challenge is to preserve the object and domain of the reference result while supplying the formal infrastructure needed to prove it.

Formalization scope

Statements use real or complex variables according to the reference, with exceptional values, nonvanishing conditions and convergence ranges explicit. Infinite series are expressed with convergence assertions where necessary; continued fractions are represented through their convergents and limits. Integrals carry the hypotheses needed for their intended interpretation. Lean's total definitions of division, infinite sums and infinite products must not turn an undefined or divergent source expression into a trivial theorem.

Contributions should prove the registered statements using their shared definitions. Reusable lemmas about convergence, special functions and transformations are part of that work. Any suspected statement error should be reported with the declaration name, source location and a specific mathematical objection, so that the source relationship can be reviewed before a replacement is prepared.

Selected references

  • S. Ramanujan, Notebooks, facsimile edition, Tata Institute of Fundamental Research, Bombay, 1957.
  • B. C. Berndt, Ramanujan's Notebooks, Part I, Springer, 1985.
  • B. C. Berndt, Ramanujan's Notebooks, Part II, Springer, 1989.
  • B. C. Berndt, Ramanujan's Notebooks, Part III, Springer, 1991.
  • B. C. Berndt, Ramanujan's Notebooks, Part IV, Springer, 1994.
  • B. C. Berndt, Ramanujan's Notebooks, Part V, Springer, 1998.
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🏆Completed
Functional Analysis·Captain: waitingintime

Connes–Weil Green realization: canonical Dirichlet carrier and actual-zero synthesisTextbook

Why the Green realization matters

The Weil positivity criterion relates the zeros of the Riemann zeta function to an arithmetic quadratic form. The existing Connes mission now has a proved positivity-implies-RH goal. Stronger actual-zero quartet separation also controls the complete complementary coefficient energy. Neither result by itself identifies those scalar coefficients with the adjoint of a physical Dirichlet Green operator.

This mission addresses that identification. The underlying mathematics is the classical Hilbert-space realization of a positive Dirichlet operator, as treated in Brezis, Functional Analysis, Sobolev Spaces and Partial Differential Equations, applied to the original source functions and analytic multiplicities in the Connes–Weil development. It formalizes a known functional-analytic construction; it does not claim a proof of Weil positivity or unconditional RH. The exact goal is the assembly specified below, rather than a theorem quoted verbatim from Brezis or Connes.

The fixed physical space

Fix a positive radius ttt and put It=[−t,t]I_t=[-t,t]It​=[−t,t], with restricted Lebesgue measure. A supported test is a smooth compactly supported complex function ggg on the real line whose closed support lies strictly inside (−t,t)(-t,t)(−t,t). The differential operator and its energy map are

L=−d2dx2+14,Jtu=(u′,u/2).L=-\frac{d^2}{dx^2}+\frac14,\qquad J_tu=(u',u/2).L=−dx2d2​+41​,Jt​u=(u′,u/2).

The ambient space is the Hilbert direct sum of two copies of L2(It;C)L^2(I_t;\mathbb C)L2(It​;C), using the sum of squared norms, not the Banach product maximum norm. Define the physical carrier HtH_tHt​ to be the closure of the complex linear span of JtgJ_tgJt​g for all supported tests. Thus its metric is fixed by

∥Jtu∥2=∫−tt(∣u′∣2+∣u∣2/4) dx.\|J_tu\|^2=\int_{-t}^{t}(|u'|^2+|u|^2/4)\,dx.∥Jt​u∥2=∫−tt​(∣u′∣2+∣u∣2/4)dx.

This carrier is defined independently of the zeta-zero set. It is the energy-image completion of the Dirichlet test space; the source-side HL−1H^{-1}_LHL−1​ interpretation is through Riesz representation, not by identifying the positive Sobolev norm of ggg with the source norm of ggg.

For an L2L^2L2 source fff, the source lift is the orthogonal projection of (0,2f)(0,2f)(0,2f) onto HtH_tHt​. The factor two fixes the pairing convention: its inner product against JtuJ_tuJt​u represents ∫u‾f\int\overline u f∫uf. The induced map on functions uses their L2L^2L2 classes. Its total definition sends non-L2L^2L2 functions to zero; all actual sources and tests used in the target must explicitly satisfy the required L2L^2L2 conditions, so this fallback cannot discharge the target.

The actual Green columns

Let ZZZ be exactly the set of zeros ρ\rhoρ of the actual Riemann zeta function with 0<Re⁡ρ<10<\operatorname{Re}\rho<10<Reρ<1. Let mρm_\rhomρ​ be their natural analytic multiplicity. No surrogate zero configuration or simple-zero convention is used. Write

γρ=−i(1−ρ‾−1/2),fρ(x)=exp⁡(x(−iγρ)),qρ=(1/4+γρ2)−1.\gamma_\rho=-i(1-\overline\rho-1/2),\quad f_\rho(x)=\exp(x(-i\gamma_\rho)),\quad q_\rho=(1/4+\gamma_\rho^2)^{-1}.γρ​=−i(1−ρ​−1/2),fρ​(x)=exp(x(−iγρ​)),qρ​=(1/4+γρ2​)−1.

The original Green column is the existing function

Ft,ρ(x)=qρfρ(x)−qρfρ(t)sinh⁡((t+x)/2)sinh⁡t−qρfρ(−t)sinh⁡((t−x)/2)sinh⁡t.F_{t,\rho}(x)=q_\rho f_\rho(x)-q_\rho f_\rho(t)\frac{\sinh((t+x)/2)}{\sinh t}-q_\rho f_\rho(-t)\frac{\sinh((t-x)/2)}{\sinh t}.Ft,ρ​(x)=qρ​fρ​(x)−qρ​fρ​(t)sinhtsinh((t+x)/2)​−qρ​fρ​(−t)sinhtsinh((t−x)/2)​.

Its energy is the existing Dirichlet integral Et,ρ=∫−tt(∣Ft,ρ′∣2+∣Ft,ρ∣2/4)E_{t,\rho}=\int_{-t}^t(|F'_{t,\rho}|^2+|F_{t,\rho}|^2/4)Et,ρ​=∫−tt​(∣Ft,ρ′​∣2+∣Ft,ρ​∣2/4). The reflected ordinate is retained because the Hilbert inner product is conjugate-linear in its first argument. The ported native definitions have been checked for definitional equality against the repository definitions.

Formalization targets

The goal, for every t>0t>0t>0, is the following conjunction. First, the source lift from L2(It)L^2(I_t)L2(It​) has dense range in HtH_tHt​. This asserts density, not surjectivity. Second, every actual Green column has the required L2L^2L2 regularity and belongs to the prescribed energy completion, and

embed⁡t(fρ)=JtFt,ρ,∥embed⁡t(fρ)∥2=Et,ρ.\operatorname{embed}_t(f_\rho)=J_tF_{t,\rho},\qquad \|\operatorname{embed}_t(f_\rho)\|^2=E_{t,\rho}.embedt​(fρ​)=Jt​Ft,ρ​,∥embedt​(fρ​)∥2=Et,ρ​.

Third, for every supported test ggg, the source LgLgLg is square integrable, the Green product is integrable, and

⟨embed⁡t(fρ),embed⁡t(Lg)⟩=∫−ttFt,ρ(x)‾ Lg(x) dx.\langle\operatorname{embed}_t(f_\rho),\operatorname{embed}_t(Lg)\rangle=\int_{-t}^t\overline{F_{t,\rho}(x)}\,Lg(x)\,dx.⟨embedt​(fρ​),embedt​(Lg)⟩=∫−tt​Ft,ρ​(x)​Lg(x)dx.

Finally, the full actual-zero weighted energy is summable. For vρ=mρembed⁡t(fρ)v_\rho=\sqrt{m_\rho}\operatorname{embed}_t(f_\rho)vρ​=mρ​​embedt​(fρ​), construct the bounded synthesis St:ℓ2(Z;C)→HtS_t:\ell^2(Z;\mathbb C)\to H_tSt​:ℓ2(Z;C)→Ht​ with these exact columns. Every synthesis series must be summable, and

Stu=∑ρuρvρ,(St∗h)ρ=⟨vρ,h⟩,∥St∗h∥2=∑ρ∣⟨vρ,h⟩∣2,∥St∥2≤∑ρmρEt,ρ.S_tu=\sum_\rho u_\rho v_\rho,\quad (S_t^*h)_\rho=\langle v_\rho,h\rangle,\quad \|S_t^*h\|^2=\sum_\rho|\langle v_\rho,h\rangle|^2,\quad \|S_t\|^2\le\sum_\rho m_\rho E_{t,\rho}.St​u=ρ∑​uρ​vρ​,(St∗​h)ρ​=⟨vρ​,h⟩,∥St∗​h∥2=ρ∑​∣⟨vρ​,h⟩∣2,∥St​∥2≤ρ∑​mρ​Et,ρ​.

Require uniqueness among bounded maps on this same coefficient carrier with these same basis columns. None of these norm, projection, density, pairing, or summability conclusions appears as a hypothesis of the goal.

Certified completion

The published reciprocal-square theorem supplies the actual-zero majorant underlying the native energy bound. The published bounded-synthesis theorem supplies the generic operator construction and adjoint identities. They are included as references with their existing identities, not re-created.

The aggregate goal and all seven original mission milestones are now Proved on P2M, with zero open leaves. The independent native development also proves original-constructor physical selected-quartet separation, preserving the exact columns, packet coefficients, complete positive zero family, analytic multiplicities and half-sum/half-difference actor normalization. The realization hypotheses have been discharged for the specified carrier at each positive support window. Neither this construction nor conditional positivity-implies-RH establishes Weil positivity or unconditional RH.

Mathematical content of the certified realization

An explicit smooth column vanishing at the endpoints is not, solely by those facts, an element of the closure of tests supported strictly inside the interval. The certified proofs establish that boundary-density statement in the chosen energy topology and identify the Riesz projection with the explicit Green column. Source-lift density uses the value component to distinguish vectors in the closed derivative graph. No physical column-norm or pairing assertion is assumed.

Formalization scope

All definitions, target statements and accepted proofs are checked against Lean 4.33.1 and Mathlib revision 0df444a360eaa60ab8c11dca51a86af692955474. The additive repository model also compiles with the existing Lean 4.34.0 development. The approved mission retains its shared definition bundle, aggregate goal and seven original proved milestones. Subsequent accepted supporting library lemmas are linked separately, with their exact published hypotheses and conclusions.

Each support radius has its specified carrier HtH_tHt​. Subsequent native results construct the original test-preserving isometries for nested positive support windows and transfer their actual source columns and syntheses. These are constructed inclusions, rather than identifications with a single fixed physical carrier. Downstream packet transfer retains the same-radius basis-column custody. The goal makes no claim that every prescribed window contains a negative Weil witness. The globally constructed separating test may choose its support radius after amplification. The original finite-packet inner regularization norm limits and outer right-hand support norm limits are proved natively, in that order. Subsequent certified reductions classify actual-quartet good windows and express the original fixed-window half-bound as all-accuracy finite certificates. These results do not prove the arithmetic lower inequality. Identification with the prescribed arithmetic/provenance packet endpoint and the arithmetic endpoint lower bound with original neutral-shell custody and persistence remain open for ZP-WEIL-MARKER-TRANSFER / RH-ZERO-PROV-2. The selected-coefficient certificate theorem retains the complete actual-positive tail; it establishes an equivalence, not certificate nonnegativity.

Mission boundary and milestone history

The Textbook category applies to this mission's original known functional-analytic construction. Its realization-and-synthesis goal is complete. The existing downstream milestone list and dependency graph are retained as an archive of certified extensions; milestone completion does not mean that every linked result is a premise of the original goal or that RH has been established. Future supporting definitions and lemmas remain shared library nodes unless they warrant a substantial, source-grounded checkpoint.

The unresolved arithmetic lower bound is being organized in a separate OpenProblem draft, Connes–Weil arithmetic lower bound: cofinal actual-quartet certificates. Its target requires arbitrarily large actual-quartet windows with all-accuracy nonnegative selected certificates and the complete omitted positive tail controlled at the same accuracy. The existing cofinal quartet criterion and finite selected-certificate criterion are proved reductions. The new draft goal itself is unproved and is equivalent to RH in the existing development.

Selected references

  • H. Brezis, Functional Analysis, Sobolev Spaces and Partial Differential Equations, Springer, 2011. DOI. Background on Hilbert representation, Sobolev completions and Dirichlet problems.
  • A. Connes, Trace formula in noncommutative Geometry and the zeros of the Riemann zeta function, Selecta Mathematica 5, 1999. arXiv. Context for the positivity criterion; the canonical Green model here is an explicit subsequent formalization target.
  • monocap-tech/weil, existing native definitions in DirichletResolvent.lean and DirichletEnergy.lean. Canonical model and goal specification are supplied explicitly in this proposal. The complete independently checked Green-frontier source snapshot has SHA256 ce194a69770846a9027a274e581de56b507be219c393d080a06259e175cbe798; this is a source custody record, not a claim that the archive was attached to P2M.
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