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A continuous injection Zp n↪Up(F)\mathbb{Z}_p^{\,n} \hookrightarrow U_p(\mathbb{F})Zpn​↪Up​(F) with principal-unit values is Zp\mathbb{Z}_pZp​-linear, so n≤rank⁡ZpU1n \le \operatorname{rank}_{\mathbb{Z}_p} U_1n≤rankZp​​U1​

Proved
Leopoldt.natCast_le_rank_of_continuous_injective

by WCoram · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

local-fieldsnumber-theoryp-adicunits

Let ppp be a prime and F\mathbb{F}F a number field, with semilocal units Up(F)=∏℘∣pO℘×U_p(\mathbb{F}) = \prod_{\wp \mid p} \mathcal{O}_\wp^\timesUp​(F)=∏℘∣p​O℘×​ (Section 1.1 of the source). Write

U1(F)  =  ∏℘∣pU1(F℘),U1(F℘)={u∈F℘×:∥u−1∥<1},U_1(\mathbb{F}) \;=\; \prod_{\wp \mid p} U_1(\mathbb{F}_\wp), \qquad U_1(\mathbb{F}_\wp) = \{u \in \mathbb{F}_\wp^\times : \|u - 1\| < 1\},U1​(F)=℘∣p∏​U1​(F℘​),U1​(F℘​)={u∈F℘×​:∥u−1∥<1},

for the product of the principal units of the completions at the primes above ppp. Each factor is a pro-ppp group and hence a topological Zp\mathbb{Z}_pZp​-module, with ua=lim⁡nuanu^a = \lim_n u^{a_n}ua=limn​uan​ for integers an→aa_n \to aan​→a (Definitions.Def_OneUnits, switched on at the primes above ppp by Definitions.Def_PrimesOverNorm).

Suppose f:Zp n→Up(F)f : \mathbb{Z}_p^{\,n} \to U_p(\mathbb{F})f:Zpn​→Up​(F) is a continuous injective group homomorphism all of whose values are principal units, that is, ∥f(x)℘−1∥<1\|f(x)_\wp - 1\| < 1∥f(x)℘​−1∥<1 for every xxx and every ℘∣p\wp \mid p℘∣p. Then

n  ≤  rank⁡ZpU1(F).n \;\le\; \operatorname{rank}_{\mathbb{Z}_p} U_1(\mathbb{F}).n≤rankZp​​U1​(F).

The reason is that such an fff is automatically Zp\mathbb{Z}_pZp​-linear: for a∈Zpa \in \mathbb{Z}_pa∈Zp​ and integers an→aa_n \to aan​→a, continuity gives f(ax)=lim⁡f(anx)=lim⁡f(x)an=f(x)af(a x) = \lim f(a_n x) = \lim f(x)^{a_n} = f(x)^{a}f(ax)=limf(an​x)=limf(x)an​=f(x)a. So fff is an injective Zp\mathbb{Z}_pZp​-linear map from the free module Zp n\mathbb{Z}_p^{\,n}Zpn​ into U1(F)U_1(\mathbb{F})U1​(F), and the rank of the source is at most the rank of the target.

This is the bridge between the two ways of measuring Zp\mathbb{Z}_pZp​-ranks in this mission: the definition file measures the rank of the ppp-adic closure Eˉ\bar{E}Eˉ from below by continuous injections of Zp n\mathbb{Z}_p^{\,n}Zpn​ (zpRankBelow), while the structure theory of local units is naturally expressed through Module.rank ℤ_[p]. It reduces the open lemma Leopoldt.le_finrank_of_continuous_injective_semilocalUnits, once the values are moved into the principal units by a finite power, to the statement rank⁡ZpU1(F)≤[F:Q]\operatorname{rank}_{\mathbb{Z}_p} U_1(\mathbb{F}) \le [\mathbb{F} : \mathbb{Q}]rankZp​​U1​(F)≤[F:Q].

Formalization Note Zp n\mathbb{Z}_p^{\,n}Zpn​ is Multiplicative (Fin n → ℤ_[p]) with the product topology, and the target module is ∀ v : PrimesOver p F, Additive (oneUnits (v.1.adicCompletion F)), whose ℤ_[p]-module structure is OneUnits.instModule from the definition files. The principal-unit hypothesis is stated on the coordinates of f(x)f(x)f(x) viewed in the completion F℘\mathbb{F}_\wpF℘​. The conclusion is an inequality of cardinals, since Module.rank is a cardinal; U1(F)U_1(\mathbb{F})U1​(F) is in fact finitely generated, but that is not assumed here.

Preamble
import Definitions.Def_PrimesOverNorm

open NumberField
Formal statement
namespace Leopoldt
theorem natCast_le_rank_of_continuous_injective (p : ℕ) [Fact p.Prime]
    (F : Type*) [Field F] [NumberField F] {n : ℕ}
    (f : Multiplicative (Fin n → ℤ_[p]) →* SemilocalUnits p F)
    (hf : Function.Injective f) (hc : Continuous f)
    (h1 : ∀ x (v : PrimesOver p F),
      ‖((f x v : v.1.adicCompletionIntegers F) : v.1.adicCompletion F) - 1‖ < 1) :
    (n : Cardinal) ≤ Module.rank ℤ_[p]
      (∀ v : PrimesOver p F, Additive (oneUnits (v.1.adicCompletion F))) := by sorry
end Leopoldt
Source
Preda Mihailescu, On CM Z_p-extensions and the Leopoldt conjecture for CM fields, https://arxiv.org/abs/1105.4544, Section 1.1, p. 3 (semilocal units U and Z_p-rank of subgroups of U); B. Klopsch, Five lectures on analytic pro-p groups, LMS-EPSRC short course notes, Oxford 2007, Exercise 6.1 (f), p. 24 (a pro-p abelian group is a Z_p-module and continuous homomorphisms are Z_p-linear); J. Neukirch, Algebraic Number Theory, Springer 1999, Chapter II, Proposition 5.7 (structure of the principal units). The statement is the bridge between the definition file's zpRankBelow (continuous injections of Z_p^n) and Module.rank over Z_p.

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