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The ρ^\hat\rhoρ^​-increment along symplectic paths is invariant under homotopy rel end points

Proved
CauchyRiemannIndex.rhoHat_increment_eq_of_symplectic_homotopy

by Mazecto · Oct 16, 2026 · Mathlib 0df444a (Lean v4.33.1)

cauchy-riemannconley-zehnder-indexsymplectic-geometry

Let Φ:[0,1]×[0,1]→Sp(2n,R)\Phi:[0,1]\times[0,1]\to\mathrm{Sp}(2n,\mathbb R)Φ:[0,1]×[0,1]→Sp(2n,R) be continuous with Φ(s,0)=Φ(0,0)\Phi(s,0)=\Phi(0,0)Φ(s,0)=Φ(0,0) and Φ(s,1)=Φ(0,1)\Phi(s,1)=\Phi(0,1)Φ(s,1)=Φ(0,1) for all sss, and let ρ^:Sp(2n,R)→S1\hat\rho:\mathrm{Sp}(2n,\mathbb R)\to S^1ρ^​:Sp(2n,R)→S1 is the map ρ^(A)=det⁡CCA/∣det⁡CCA∣\hat\rho(A)=\det_{\mathbb C}C_A/|\det_{\mathbb C}C_A|ρ^​(A)=detC​CA​/∣detC​CA​∣, where CA=12(A−J0AJ0)C_A=\tfrac12(A-J_0AJ_0)CA​=21​(A−J0​AJ0​) is the complex linear part of AAA (Gutt, eq. (9)). If θ,θ′:[0,1]→R\theta,\theta':[0,1]\to\mathbb Rθ,θ′:[0,1]→R are continuous arguments of t↦ρ^(Φ(0,t))t\mapsto\hat\rho(\Phi(0,t))t↦ρ^​(Φ(0,t)) and t↦ρ^(Φ(1,t))t\mapsto\hat\rho(\Phi(1,t))t↦ρ^​(Φ(1,t)), i.e. ρ^(Φ(0,t))=eiθ(t)\hat\rho(\Phi(0,t))=e^{i\theta(t)}ρ^​(Φ(0,t))=eiθ(t) and ρ^(Φ(1,t))=eiθ′(t)\hat\rho(\Phi(1,t))=e^{i\theta'(t)}ρ^​(Φ(1,t))=eiθ′(t), then

θ(1)−θ(0)=θ′(1)−θ′(0).\theta(1)-\theta(0)=\theta'(1)-\theta'(0).θ(1)−θ(0)=θ′(1)−θ′(0).

So the total change of the argument of ρ^\hat\rhoρ^​ along a path of symplectic matrices depends only on the homotopy class of the path relative to its end points; in particular the Maslov index deg⁡(ρ^∘φ)\deg(\hat\rho\circ\varphi)deg(ρ^​∘φ) of a loop is a homotopy invariant (Gutt, §2; Wendl, Lecture 3, §3.4).

Formalization Note. R2n×2n\mathbb R^{2n\times2n}R2n×2n is Mat n (real matrices indexed by Fin n ⊕ Fin n, first block qqq, second block ppp) and J0=(0−IdId0)J_0=\begin{pmatrix}0&-\mathrm{Id}\\ \mathrm{Id}&0\end{pmatrix}J0​=(0Id​−Id0​) is Matrix.J; IsSymplectic A is membership in Matrix.symplecticGroup. Vectors of R2n\mathbb R^{2n}R2n are functions Fin n ⊕ Fin n → ℝ and AvAvAv is A *ᵥ v. ρ^\hat\rhoρ^​ is rhoHat and the argument conditions are IsArgLift (fun t => rhoHat (Φ (0, t))) θ and IsArgLift (fun t => rhoHat (Φ (1, t))) θ' from the setting definitions.

Preamble
import Definitions.Def_CauchyRiemannIndex_Setting
Formal statement
namespace CauchyRiemannIndex

open Matrix

/-- The total change of a continuous argument of `ρ̂` along a path of symplectic matrices is
unchanged under homotopies of symplectic paths with fixed end points. -/
theorem rhoHat_increment_eq_of_symplectic_homotopy {n : ℕ}
    (Φ : C(unitInterval × unitInterval, Mat n)) (hs : ∀ p, IsSymplectic (Φ p))
    (h0 : ∀ s, Φ (s, 0) = Φ (0, 0)) (h1 : ∀ s, Φ (s, 1) = Φ (0, 1)) (θ θ' : unitInterval → ℝ)
    (hθ : IsArgLift (fun t => rhoHat (Φ (0, t))) θ)
    (hθ' : IsArgLift (fun t => rhoHat (Φ (1, t))) θ') :
    θ 1 - θ 0 = θ' 1 - θ' 0 := by sorry

end CauchyRiemannIndex
Source
C. Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, https://arxiv.org/abs/1612.01009, Lecture 3, §3.4, p. 62 (Theorem 3.34 and the Maslov index of loops in Sp(2n)\mathrm{Sp}(2n)Sp(2n)); J. Gutt, Generalized Conley-Zehnder index, Ann. Fac. Sci. Toulouse 23 (2014), arXiv:1307.7239, §2 (the map ρ^\hat\rhoρ^​, eq. (9))

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