The compact-core radial derivative stays uniformly near one

Proved

BianchiIX.exists_compact_core_radial_margin

by trppppp · Nov 5, 2026 · Mathlib 0df444a (Lean v4.33.1)

bianchi-ix-era-statisticsdynamical-systems

For real variables $p,s,a,b,c$ , set

K=a^2+b^2+c^2-2(ab+bc+ca),\qquad S=p^2+s^2,\qquad C=S+K.

The shear components and wall rates are

P=Kp-2a^2+b^2+c^2+ab-2bc+ac,

Q=Ks+\sqrt{3}(-b^2+c^2+ab-ac),

r_1=-S+2p,\qquad r_2=-S-p+\sqrt{3}s,\qquad r_3=-S-p-\sqrt{3}s.

These functions define the normalized vacuum Bianchi IX vector field $(P,Q,r_1a,r_2b,r_3c)$ . For $y=(m,u,v,w)\in\mathbb R^4$ , define

K(u,v,w)=u^2+v^2+w^2-2(uv+vw+wu),\qquad \kappa=u(v+w-u),

F_m=-v^2+w^2+u(v-w)-m\kappa,\qquad F_u=\tfrac12(1-m^2-(v-w)^2+u^2)u,

F_v=(m-1-\kappa)v,\qquad F_w=(-m-1-\kappa)w,\qquad F=(F_m,F_u,F_v,F_w),

and $E(m,v)=(m-1)^2+v^2$ .

For $x=(p,s,a,b,c)$ , put

\psi(p,z)=\frac{\sqrt3\,z}{1+p},\qquad \Pi(x)=(\psi(p,s),\psi(p,a),\psi(p,b),\psi(p,c)).

For $y=(m,u,v,w)$ , set $D(y)=3+m^2+K(u,v,w)$ and

\Xi_A(y)=\left(A-1,\frac{Am}{\sqrt3},\frac{Au}{\sqrt3}, \frac{Av}{\sqrt3},\frac{Aw}{\sqrt3}\right),\qquad \Xi(y)=\Xi_{6/D(y)}(y).

Write $N(x)=(P,Q,r_1a,r_2b,r_3c)$ for the normalized vector field and $\mathcal C(x)=C(p,s,a,b,c)$ for its constraint.

The normalized and projective state spaces are $\mathbb R^5$ and $\mathbb R^4$ with their finite-product norms. The maps $\Pi,\Xi,D,F$ act on these state spaces.

Define the core radius, angle, and clock factor by

r(m,v)=\sqrt{(m-1)^2+v^2},\qquad \theta(m,v)=\operatorname{arsinh}\frac{1-m}{v},\qquad d(r,u,w)=1-\frac{(u-w)^2}{r^2}.

For $y=(m,u,v,w)$ , write $r_y=r(m,v)$ , $\theta_y=\theta(m,v)$ , and $d_y=d(r_y,u,w)$ . All quotients use the total convention $x/0=0$ .

The core state space is $\mathbb R^3$ with coordinates $Y=(r,u,p)$ . Define

\eta(m,u,v,w)=(r(m,v),u,vw),\qquad \iota_z(r,u,p)=\left(1-r\tanh z,u,\frac r{\cosh z}, \frac p{r/\cosh z}\right).

For fixed $(z,Y)$ put $v=r/\cosh z$ , $w=p/v$ , $d=d(r,u,w)$ , and define

\mathcal V(z,Y)=\left( \frac{-\kappa(u,v,w)-\tanh z\,(u-w)^2/r}{d},\quad \frac{u[-r/2+\tanh z+w/\cosh z+(u^2-w^2)/(2r)]}{d},\quad \frac{-2p(1+\kappa(u,v,w))}{rd}\right).

For real $k$ , put $\varepsilon_k=1/(10000k)$ and define

\mathcal K_k=\{(m,u,v,w): |E(m,v)-k^2|\leq1/8,\quad v\geq1, \quad0\leq u\leq\varepsilon_k,\quad0\leq vw\leq\varepsilon_k\}.

Write $X=\mathbb R^5$ , $Y=\mathbb R^4$ , and let $\alpha_{x,t_0}$ be the maximal solution of $\alpha'=N(\alpha)$ with initial value $x$ at $t_0$ and domain $I_{\max}(x,t_0)$ . Put

J_{x,t_0}(t)=d_x\alpha_{x,t_0}(t),\qquad \Psi_{t_0}(y,t)=\Pi(\alpha_{\Xi(y),t_0}(t)),

\mathcal J_{y,t_0}(t)=d\Pi_{\alpha_{\Xi(y),t_0}(t)} \circ J_{\Xi(y),t_0}(t)\circ d\Xi_y.

Write $G(y)=6F(y)/D(y)$ , $\lambda(y)=6r_yd_y/D(y)$ , and $S_k(R,U,P)=(R,kU,P)$ . Define

\mathcal P_y\xi=d\eta_y\xi-d\theta_y\xi\,\mathcal V(\theta_y,\eta(y)), \qquad \mathcal W_{y,t_0,w}(t)= \mathcal P_{\Psi_{t_0}(y,t)}(\mathcal J_{y,t_0}(t)w).

The entrance parametrization and radial exit factor are

e(k,u,w)=(1+\sqrt{k^2-1},u,1,w),

f_y=\mathcal V(\theta_y,\eta(y))_0,\qquad c_y=-\tanh\theta_y, \qquad h_y=c_y+f_y/r_y,\qquad \rho_y=c_y/h_y.

For projective initial data $y$ , put

A_{y,t_0}(t)=1+(\alpha_{\Xi(y),t_0}(t))_0.

Coordinates of three-vectors are indexed by $0,1,2$ ; projective coordinates are indexed by $m,u,v,w$ .

For $Y\in\mathbb R^3$ , put $x_Y=\Xi(e(Y))$ , $\beta_Y(t)=\Psi_0(e(Y),t)$ , and

H_Y=\{t>0:t\in I_{\max}(x_Y,0),\ (\beta_Y(t))_v=1\}, \qquad T(Y)=\inf H_Y,\qquad F(Y)=\eta(\beta_Y(T(Y))).

The infimum uses the total real-order convention. Write $\operatorname{Valid}(Y)$ when $T(Y)$ is the least element of $H_Y$ , every $t\in[0,T(Y)]$ lies in $I_{\max}(x_Y,0)$ with $A_{e(Y),0}(t)>0$ , the active wall is strictly above one for $0<t<T(Y)$ , and

dg_{\alpha_{x_Y,0}(T(Y))}N(\alpha_{x_Y,0}(T(Y)))<0, \qquad g(x)=(\Pi(x))_v.

All vector and operator norms below use the finite-product supremum norm. For every $\delta>0$ there are $\varepsilon,C>0$ such that, if $2\leq Y_0\leq6$ and $|Y_1|,|Y_2|\leq\varepsilon$ , then

|(dF_Ye_0)_0-1|\leq\delta,\qquad\|dF_Y\|\leq C,

where $e_0=(1,0,0)$ .

Preamble

import Definitions.Def_BianchiIX_Dynamics_ReferenceReturn
import Definitions.Def_BianchiIX_Dynamics_CoreAngle
import Definitions.Def_BianchiIX_Dynamics_CoreReturnDifferential
import Definitions.Def_BianchiIX_Dynamics_CompactCoreReturn
import Mathlib.Analysis.Calculus.ParametricIntervalIntegral
import Mathlib.Analysis.Calculus.ContDiff.Operations
import Mathlib.Topology.Order.Compact
import Mathlib.MeasureTheory.Integral.DominatedConvergence
import Mathlib.Data.Fin.VecNotation
import Mathlib.Analysis.Calculus.Deriv.Pi
import Mathlib.MeasureTheory.Integral.IntervalIntegral.FundThmCalculus
import Mathlib.Analysis.Calculus.ImplicitContDiff
import Mathlib.Tactic.NormNum
import Mathlib.Analysis.Calculus.Deriv.Pow
import Mathlib.Analysis.Calculus.Deriv.Mul
import Mathlib.Analysis.Calculus.Deriv.Add
import Mathlib.Analysis.Real.Sqrt
import Mathlib.Tactic.Linarith
import Mathlib.Tactic.Ring
import Mathlib.Analysis.Calculus.Deriv.Prod
import Mathlib.Analysis.Calculus.MeanValue
import Mathlib.Tactic.FinCases
import Mathlib.Tactic.FunProp
import Mathlib.Analysis.SpecialFunctions.Pow.Deriv
import Mathlib.Tactic.FieldSimp
import Mathlib.Analysis.SpecialFunctions.Integrals.Basic
import Mathlib.Analysis.ODE.ExistUnique
import Mathlib.Analysis.Calculus.FDeriv.Partial
import Mathlib.Topology.Order.IntermediateValue
import Mathlib.Topology.Instances.Real.Lemmas
import Mathlib.Analysis.Calculus.FDeriv.Symmetric
import Mathlib.Analysis.Calculus.Deriv.Inv
import Mathlib.Tactic.LinearCombination
import Mathlib.Analysis.SpecialFunctions.Arcosh
import Mathlib.Analysis.Calculus.InverseFunctionTheorem.Deriv
import Mathlib.Analysis.Calculus.Deriv.MeanValue
import Mathlib.Tactic.Module
import Mathlib.Analysis.SpecialFunctions.Arsinh
import Mathlib.Analysis.SpecialFunctions.Sqrt
import Mathlib.Data.Matrix.Mul
import Mathlib.Algebra.BigOperators.Fin
import Mathlib.Data.Real.Basic
import Mathlib.Analysis.ODE.Gronwall
import Mathlib.Analysis.SpecialFunctions.Trigonometric.ArctanDeriv
import Mathlib.Analysis.SpecialFunctions.Trigonometric.DerivHyp
import Mathlib.Analysis.SpecialFunctions.Log.Basic
import Mathlib.MeasureTheory.Integral.IntervalIntegral.DistLEIntegral
import Mathlib.Tactic.GCongr
import Mathlib.Analysis.Calculus.Deriv.Slope
import Mathlib.Topology.Order.OrderClosed
import Mathlib.Tactic.Positivity
import Mathlib.MeasureTheory.Integral.IntervalIntegral.IntegrationByParts
import Mathlib.Topology.MetricSpace.Thickening

noncomputable section
open BianchiIX
open Set Filter Metric
open scoped Topology

Formal statement

theorem BianchiIX.exists_compact_core_radial_margin {δ : ℝ} (hδ : 0 < δ) :
    ∃ ε > (0 : ℝ), ∃ C > (0 : ℝ), ∀ Y : CoreAngleState,
      (2 ≤ Y 0 ∧ Y 0 ≤ 6) → |Y 1| ≤ ε → |Y 2| ≤ ε →
      |(fderiv ℝ (coreReturnState coreRadiusReturnTime) Y (Pi.single 0 1)) 0 - 1| ≤ δ ∧
        ‖fderiv ℝ (coreReturnState coreRadiusReturnTime) Y‖ ≤ C := by sorry

Source

https://github.com/l46430640-del/ERA-STATISTICS-FORMAL/blob/d74c241819f896ab8d050b21ace80c8e90eabd9e/BianchiIX/Dynamics/CompactCoreRadial.lean#L27-L63

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