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Normal form: for u transcendental over a subfield K of ℂ with uū ∈ K, the 2×2 configurations over K in K + Ku + Kū are exactly x = μ·P(1, u), y = μ⁻¹·Q(1, ū) with P, Q ∈ GL₂(K)

Proved
DiazModulus.circle_point_two_by_two_normal_form

by carlok · Oct 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leanlinear-algebratranscendence

A p×qp \times qp×q configuration over a field KKK in a KKK-subspace V⊆CV \subseteq \mathbb{C}V⊆C is a pair x1,…,xpx_1, \dots, x_px1​,…,xp​ and y1,…,yqy_1, \dots, y_qy1​,…,yq​ of complex numbers, each family linearly independent over KKK, with every product xiyjx_iy_jxi​yj​ in VVV; it is the input of Roy's strong six exponentials theorem when p=2p = 2p=2, q=3q = 3q=3, K=Q‾K = \overline{\mathbb{Q}}K=Q​ and V=L~V = \widetilde{\mathcal{L}}V=L.

Let KKK be a subfield of C\mathbb{C}C and u∈Cu \in \mathbb{C}u∈C transcendental over KKK with ρ=uuˉ∈K\rho = u\bar u \in Kρ=uuˉ∈K, and put H0=K+Ku+KuˉH_0 = K + Ku + K\bar uH0​=K+Ku+Kuˉ (note uˉ=ρ/u\bar u = \rho/uuˉ=ρ/u). Then x1,x2x_1, x_2x1​,x2​ and y1,y2y_1, y_2y1​,y2​ form a 2×22 \times 22×2 configuration over KKK in H0H_0H0​ if and only if there are μ≠0\mu \neq 0μ=0 and invertible P,Q∈K2×2P, Q \in K^{2 \times 2}P,Q∈K2×2 with

xi=μ (Pi1+Pi2u),yj=μ−1(Q1j+Q2juˉ).x_i = \mu\,(P_{i1} + P_{i2}u), \qquad y_j = \mu^{-1}(Q_{1j} + Q_{2j}\bar u).xi​=μ(Pi1​+Pi2​u),yj​=μ−1(Q1j​+Q2j​uˉ).

Equivalently (xiyj)=P N Q(x_iy_j) = P\,N\,Q(xi​yj​)=PNQ with N=(1,u)T(1,uˉ)N = (1, u)^{T}(1, \bar u)N=(1,u)T(1,uˉ): the configurations form a single GL2(K)×GL2(K)\mathrm{GL}_2(K) \times \mathrm{GL}_2(K)GL2​(K)×GL2​(K)-orbit, the orbit of the certificate (1,u)⊗(1,uˉ)(1, u) \otimes (1, \bar u)(1,u)⊗(1,uˉ) behind DiazModulus.diaz_of_sfe.

Proof. If zi=ν(Mi1+Mi2t)z_i = \nu(M_{i1} + M_{i2}t)zi​=ν(Mi1​+Mi2​t) with 1,t1, t1,t independent and ν≠0\nu \neq 0ν=0, then zzz is independent iff det⁡M≠0\det M \neq 0detM=0; this gives the converse, where the products expand into H0H_0H0​ using uuˉ=ρu\bar u = \rhouuˉ=ρ. Forward: uH0=K+Ku+Ku2uH_0 = K + Ku + Ku^2uH0​=K+Ku+Ku2, so uxiyj=Aij(u)ux_iy_j = A_{ij}(u)uxi​yj​=Aij​(u) with deg⁡Aij≤2\deg A_{ij} \le 2degAij​≤2, and transcendence turns the vanishing minor into A11A22=A12A21A_{11}A_{22} = A_{12}A_{21}A11​A22​=A12​A21​ in K[X]K[X]K[X]. Extracting the gcd of A11,A21A_{11}, A_{21}A11​,A21​ factors Aij=aibjA_{ij} = a_ib_jAij​=ai​bj​. Neither the aia_iai​ nor the bjb_jbj​ can both be constant (else xxx or yyy would be dependent), and deg⁡ai+deg⁡bj≤2\deg a_i + \deg b_j \le 2degai​+degbj​≤2, so all have degree at most 111. With μ=x1/a1(u)\mu = x_1/a_1(u)μ=x1​/a1​(u), xi=μai(u)x_i = \mu a_i(u)xi​=μai​(u) and yj=μ−1bj(u)/uy_j = \mu^{-1}b_j(u)/uyj​=μ−1bj​(u)/u, which is the claimed form after 1/u=uˉ/ρ1/u = \bar u/\rho1/u=uˉ/ρ.

Novelty. Not found in the sources read. It describes every 2×22 \times 22×2 configuration in H0H_0H0​, over any base field.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem circle_point_two_by_two_normal_form (K : Subfield ℂ) (u : ℂ)
    (hT : Transcendental K u) (hρ : u * conj u ∈ K) (x y : Fin 2 → ℂ) :
    (LinearIndependent K x ∧ LinearIndependent K y ∧ ∀ i j, x i * y j ∈ Submodule.span K ({1, u, conj u} : Set ℂ)) ↔
      ∃ (μ : ℂ) (P Q : Matrix (Fin 2) (Fin 2) K), μ ≠ 0 ∧ P.det ≠ 0 ∧ Q.det ≠ 0 ∧
        (∀ i, x i = μ * ((P i 0 : ℂ) + (P i 1 : ℂ) * u)) ∧
        (∀ j, y j = μ⁻¹ * ((Q 0 j : ℂ) + (Q 1 j : ℂ) * conj u)) := by
  sorry

end DiazModulus
Source
Not found in the sources read. R6 of the Diaz modulus mission (the polar-degree note). Formal proof: Diaz modulus mission, 8 October 2026 (C. Perassi).

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