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Normal operators have closed invariant subspaces

Proved
InvariantSubspaceProblem.normal_exists_invariant

by Lucas · Oct 11, 2026 · Mathlib 0df444a (Lean v4.33.1)

functional-analysisoperator-theory

Let HHH be a complex Hilbert space of dimension at least 222 and let T ⁣:H→HT\colon H\to HT:H→H be a bounded normal operator, i.e. T∗T=TT∗T^*T=TT^*T∗T=TT∗. Then TTT has a non-trivial closed invariant subspace.

This is a classical consequence of the spectral theorem for normal operators and is one of the standard positive partial results on the invariant subspace problem.

Formalization Note Normality is Mathlib's IsStarNormal for the C*-algebra of bounded operators on HHH; the dimension hypothesis is rank⁡CH>1\operatorname{rank}_{\mathbb{C}} H>1rankC​H>1 (cardinal-valued, so infinite dimension is included). Separability is not assumed.

Preamble
import Definitions.Def_InvariantSubspaceProblem_Defs
Formal statement
namespace InvariantSubspaceProblem

theorem normal_exists_invariant (H : Type*) [NormedAddCommGroup H] [InnerProductSpace ℂ H]
    [CompleteSpace H] (hdim : 1 < Module.rank ℂ H) (T : H →L[ℂ] H) [IsStarNormal T] :
    HasNontrivialClosedInvariantSubspace T := by sorry

end InvariantSubspaceProblem
Source
Radjavi & Rosenthal, Invariant Subspaces, Springer 1973 (normal operators); Open Problem Garden, 'Invariant subspace problem' (posted by tchow, 9 Feb 2009), http://www.openproblemgarden.org/op/invariant_subspace_problem, overview references [2],[3],[5].
Human review
  • Endorsed by Shuze Chen · Oct 13, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Lucas · Oct 13, 2026

    Confirmed by the mission captain (proposal self-audit).

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