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Theorem 2.1 — general multiplicity estimate

Proved
PhilipponMultiplicity.theorem_2_1

by tomasz · Sep 23, 2026 · Mathlib 0df444a (Lean v4.33.1)

draft-statementphilippon-multiplicity

Proved with no Open theorem dependencies, verified 29 September 2026. Checked locally with Lean 4.33.1 and the proposal’s pinned Mathlib. An independent blind readback is attached.

For fixed embedded group factors, choose positive integral constants depending only on the individual embeddings. For a polynomial with contact at least nT+1 on the n-fold sampling sumset, obtain a connected algebraic subgroup with the stated incomplete-definition degree bound, containment in a translated zero locus, and binomial/coset/Hilbert inequality. Preserve both complex and ℓ-adic settings.

Preamble
/-
Open statement draft. The proof and source-comparison obligations remain open.
-/
import Definitions.Def_PhilipponMultiplicity_Degree
import Definitions.Def_PhilipponMultiplicity_Analytic

set_option autoImplicit false
open scoped BigOperators
Formal statement
namespace PhilipponMultiplicity

theorem theorem_2_1
    (K : Type*) [NontriviallyNormedField K] (hK : IsPhilipponBaseField K) :
    ∃ c : EmbeddedCommutativeGroup K → ℕ,
      (∀ E, 1 ≤ c E) ∧
      ∀ (G : EmbeddedGroupProduct K) (A : AnalyticSubgroup G)
        (sample : Finset G.Point), 0 ∈ sample →
      ∀ (T : ℕ) (D : G.FactorIndex → ℕ) (P : G.CoordinateRing),
        P ≠ 0 → IsMultihomogeneousOfDegree G P D →
        (∀ g ∈ sumset sample G.dimension,
          ((G.dimension * T + 1 : ℕ) : WithTop ℕ) ≤ vanishingOrder A P g) →
        ∃ H : AlgebraicSubgroup G,
          H.IsConnected ∧
          HasIncompleteDefinition G H.carrier (fun i => c (G.factor i) * D i) ∧
          (∃ g : G.Point, H.carrier ⊆ translate g (zeroLocusOnGroup G P)) ∧
          ((Nat.choose (T + analyticCodimension A H.carrier) (analyticCodimension A H.carrier) : ℝ) *
              (cosetCount sample H.carrier : ℝ) * hilbertDegreeForm G H.carrier D ≤
            hilbertDegreeForm G Set.univ (fun i => c (G.factor i) * D i)) := by sorry

end PhilipponMultiplicity
Source
1986, p. 358. https://numdam.org/articles/10.24033/bsmf.2060/
Read-back

What the Lean code literally says, in plain math · gpt-6

Let KKK be any nontrivially normed field for which there is an isometric field isomorphism either K≅CK\cong\mathbb CK≅C, or K≅CpK\cong\mathbb C_pK≅Cp​ for some prime natural number ppp, where Cp\mathbb C_pCp​ is the field denoted by PadicComplex(p)\mathrm{PadicComplex}(p)PadicComplex(p). There exists a function ccc assigning a natural number to every embedded commutative group over KKK, with c(E)≥1c(E)\geq1c(E)≥1 for every such EEE, such that the following holds simultaneously for every embedded product G=∏iEiG=\prod_iE_iG=∏i​Ei​, every analytic datum AAA on GGG, every finite Σ⊆G\Sigma\subseteq GΣ⊆G containing 000, every T∈NT\in\mathbb NT∈N, every D∈NsD\in\mathbb N^sD∈Ns, and every nonzero P∈RP\in RP∈R multihomogeneous of degree exactly DDD. If oA(P,g)≥nT+1o_A(P,g)\geq nT+1oA​(P,g)≥nT+1 for every g∈Σ[n]g\in\Sigma^{[n]}g∈Σ[n], then there is a connected algebraic subgroup HHH of GGG having an incomplete definition of degrees at most (c(Ei)Di)i(c(E_i)D_i)_i(c(Ei​)Di​)i​, such that H⊆g0+Z(P)H\subseteq g_0+Z(P)H⊆g0​+Z(P) for some g0∈Gg_0\in Gg0​∈G, and (T+aA(H)aA(H))CΣ(H)FH(D)≤FG((c(Ei)Di)i)\binom{T+a_A(H)}{a_A(H)}C_\Sigma(H)F_H(D)\leq F_G((c(E_i)D_i)_i)(aA​(H)T+aA​(H)​)CΣ​(H)FH​(D)≤FG​((c(Ei​)Di​)i​). The translation clause means that each h∈Hh\in Hh∈H can be written h=g0+zh=g_0+zh=g0​+z with P(z)=0P(z)=0P(z)=0. The function ccc is chosen before G,A,Σ,T,D,PG,A,\Sigma,T,D,PG,A,Σ,T,D,P, and a factor receives the same assigned value wherever that identical embedded group occurs. An embedded product GGG consists of a positive number sss of factors EiE_iEi​; each factor is a locally closed subset of PNi(K)\mathbb P^{N_i}(K)PNi​(K), with Ni∈NN_i\in\mathbb NNi​∈N, carrying an abelian additive group structure. Its addition and negation are required to have local projective polynomial representations: at every source point and for each target block, some open neighborhood in the source projective Zariski topology and some tuple of homogeneous polynomials of a common block multidegree represent that block of the map at every source point in the neighborhood, and the evaluated tuple is nonzero there. The points of GGG are the Cartesian product of the factor carriers, and R=K[Xij:1≤i≤s, 0≤j≤Ni]R=K[X_{ij}:1\leq i\leq s,\ 0\leq j\leq N_i]R=K[Xij​:1≤i≤s, 0≤j≤Ni​] is its coordinate polynomial ring. In each projective block a nonzero representative is chosen; P(x)P(x)P(x) denotes evaluation at these chosen representatives. A polynomial is multihomogeneous of degree DDD when every monomial in its support has total exponent DiD_iDi​ in block iii; the zero polynomial has every such degree. The ambient Zariski topology is generated by the sets where a multihomogeneous polynomial is nonzero, and GGG has the induced topology. For any V⊆GV\subseteq GV⊆G, JV⊆RJ_V\subseteq RJV​⊆R is the ideal generated by all multihomogeneous polynomials vanishing at every point of VVV; write JGJ_GJG​ for the whole group and Z(P)={x∈G:P(x)=0}Z(P)=\{x\in G:P(x)=0\}Z(P)={x∈G:P(x)=0}. An algebraic subgroup means an additive subgroup closed in this topology; connectedness refers to this topology. Translation means g+V={g+v:v∈V}g+V=\{g+v:v\in V\}g+V={g+v:v∈V}. The data AAA consist of a natural number d>0d>0d>0, a real radius ρ>0\rho>0ρ>0, the open ball B={z∈Kd:∥z∥<ρ}B=\{z\in K^d:\|z\|<\rho\}B={z∈Kd:∥z∥<ρ} with its asserted openness and membership 0∈B0\in B0∈B, and a map ϕ:B→G\phi:B\to Gϕ:B→G such that ϕ(0)=0\phi(0)=0ϕ(0)=0 and ϕ(x+y)=ϕ(x)+ϕ(y)\phi(x+y)=\phi(x)+\phi(y)ϕ(x+y)=ϕ(x)+ϕ(y) whenever x,y,x+y∈Bx,y,x+y\in Bx,y,x+y∈B. No injectivity is required. There are coordinate lifts Lg(z)ijL_g(z)_{ij}Lg​(z)ij​, defined for every g∈Gg\in Gg∈G and z∈Kdz\in K^dz∈Kd, each analytic at 000; for g=0g=0g=0 each coordinate admits a formal multilinear power series on the entire radius-ρ\rhoρ ball and each block of L0(z)L_0(z)L0​(z) is nonzero and represents ϕ(z)\phi(z)ϕ(z) for every z∈Bz\in Bz∈B. For every ggg, on some neighborhood of 000 contained in BBB, every block of Lg(z)L_g(z)Lg​(z) is nonzero and represents g+ϕ(z)g+\phi(z)g+ϕ(z). The set A∗⊆GA_*\subseteq GA∗​⊆G is the additive subgroup generated by ϕ(B)\phi(B)ϕ(B), with no topological closure operation. Put FP,g(z)=P(Lg(z))F_{P,g}(z)=P(L_g(z))FP,g​(z)=P(Lg​(z)) and KA(V)=⋂P∈JVker⁡(DFP,0(0))⊆KdK_A(V)=\bigcap_{P\in J_V}\ker(D F_{P,0}(0))\subseteq K^dKA​(V)=⋂P∈JV​​ker(DFP,0​(0))⊆Kd. The natural number aA(V)a_A(V)aA​(V) is d−dim⁡KKA(V)d-\dim_K K_A(V)d−dimK​KA​(V), using natural-number subtraction, and dim⁡A\dim AdimA is aA({0})a_A(\{0\})aA​({0}). The order oA(P,g)o_A(P,g)oA​(P,g) is the least k∈Nk\in\mathbb Nk∈N for which the kkk-fold Fréchet derivative of FP,gF_{P,g}FP,g​ at 000 is nonzero, or ∞\infty∞ if all these derivatives vanish; the derivative of order zero is the value at 000. Derivatives use the total Fréchet derivative, which is zero where differentiability fails. All order comparisons take place in N∪{∞}\mathbb N\cup\{\infty\}N∪{∞}. For any ideal J⊆RJ\subseteq RJ⊆R and block degree e∈Nse\in\mathbb N^se∈Ns, let hJ(e)h_J(e)hJ​(e) be the KKK-dimension of the image of the vector space of multihomogeneous polynomials of degree eee in R/JR/JR/J. Let QJ∈Q[t1,…,ts]Q_J\in\mathbb Q[t_1,\ldots,t_s]QJ​∈Q[t1​,…,ts​] be a polynomial agreeing with hJ(e)h_J(e)hJ​(e) at every natural vector eee above some coordinatewise natural threshold, if such a polynomial exists; if none exists, set QJ=0Q_J=0QJ​=0. The polynomial, when it exists, is unique. Set δ(J)=deg⁡QJ\delta(J)=\deg Q_Jδ(J)=degQJ​, with total degree of the zero polynomial defined as 000, and FJ(D)=δ(J)! [QJ]δ(J)(D)F_J(D)=\delta(J)!\,[Q_J]_{\delta(J)}(D)FJ​(D)=δ(J)![QJ​]δ(J)​(D), where brackets select the total homogeneous part of that degree. This is a rational value, viewed as a real number in the group inequalities. Write δ(V)=δ(JV)\delta(V)=\delta(J_V)δ(V)=δ(JV​) and FV(D)=FJV(D)F_V(D)=F_{J_V}(D)FV​(D)=FJV​​(D). The number nin_ini​ assigned to a factor EiE_iEi​ is the total degree of the corresponding polynomial QQQ for its vanishing ideal in its one-block homogeneous coordinate ring, and n=∑inin=\sum_i n_in=∑i​ni​. None of these definitions supplies a separate existence hypothesis for QJQ_JQJ​; the zero fallback makes both δ(J)\delta(J)δ(J) and FJF_JFJ​ equal to zero in that case. Evaluation permits zero coordinates of DDD, with 00=10^0=100=1. Saying that VVV has an incomplete definition of degrees at most B=(Bi)B=(B_i)B=(Bi​) means that there is an ideal I⊆RI\subseteq RI⊆R closed under every block-homogeneous component projection, and a finite set E⊆R\mathcal E\subseteq RE⊆R whose members are each homogeneous of some degree e≤Be\leq Be≤B coordinatewise, such that JG+I=JG+(E)J_G+I=J_G+(\mathcal E)JG​+I=JG​+(E), V={x∈G:P(x)=0 for every P∈JV}V=\{x\in G:P(x)=0\text{ for every }P\in J_V\}V={x∈G:P(x)=0 for every P∈JV​}, and every minimal prime q\mathfrak qq of JVJ_VJV​ whose equations vanish at some point of GGG is a minimal prime of JG+IJ_G+IJG​+I. The finite equation set may be empty and may contain zero; components not meeting GGG impose no condition, and additional minimal primes of JG+IJ_G+IJG​+I are not excluded. For a finite set Σ⊆G\Sigma\subseteq GΣ⊆G, Σ[n]\Sigma^{[n]}Σ[n] is the set of sums of exactly nnn members of Σ\SigmaΣ, allowing repetitions, so Σ[0]={0}\Sigma^{[0]}=\{0\}Σ[0]={0}. The number CΣ(H)C_\Sigma(H)CΣ​(H) counts distinct subsets g+Hg+Hg+H for g∈Σg\in\Sigmag∈Σ, not elements of a multiset. The quantifiers include T=0T=0T=0, zero entries of DDD, factors with ni=0n_i=0ni​=0, and n=0n=0n=0; they exclude an empty factor list and, because 0∈Σ0\in\Sigma0∈Σ, an empty sample. If n=0n=0n=0, the vanishing hypothesis is imposed only at 000 and has threshold 111. If T=0T=0T=0 or aA(H)=0a_A(H)=0aA​(H)=0, the binomial factor is 111. A nonzero polynomial in RRR is allowed to vanish on every point of GGG unless a separate nonvanishing-on-GGG clause is stated.

Human review
  • Endorsed by Shuze Chen · Sep 29, 2026

    Confirmed by the moderator at approval.

  • Endorsed by tomasz · Sep 29, 2026

    Confirmed by the mission captain (proposal self-audit).

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