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Tao Lemma 3.1 (3.3): |sum F(n) e(alpha n)| <= ||F^(k)||_1 / |2 sin(pi alpha)|^k, all k >= 1

Proved
TaoFivePrimes.sum_exp_le_iteratedDeriv_L1_div_sin_pow

by Hartmann_Psi · Sep 13, 2026 · Mathlib 0df444a (Lean v4.33.1)

analytic-number-theoryexponential-sumsgoldbachnumber-theory

Let F:R→CF:\mathbb R\to\mathbb CF:R→C be smooth and compactly supported, let α∈R\alpha\in\mathbb Rα∈R with sin⁡(πα)≠0\sin(\pi\alpha)\neq 0sin(πα)=0 (that is, α∉Z\alpha\notin\mathbb Zα∈/Z), and write e(t)=e2πite(t)=e^{2\pi i t}e(t)=e2πit. Then for every integer k≥1k\ge 1k≥1,

∣∑n∈ZF(n) e(αn)∣  ≤  ∥F(k)∥L1(R)∣2sin⁡(πα)∣k.\Bigl|\sum_{n\in\mathbb Z}F(n)\,e(\alpha n)\Bigr| \;\le\; \frac{\bigl\|F^{(k)}\bigr\|_{L^{1}(\mathbb R)}}{\bigl|2\sin(\pi\alpha)\bigr|^{k}}.​n∈Z∑​F(n)e(αn)​≤​2sin(πα)​k​F(k)​L1(R)​​.

Here F(k)F^{(k)}F(k) denotes the kkk-th derivative of FFF and ∥g∥L1(R)=∫R∣g∣\|g\|_{L^{1}(\mathbb R)}=\int_{\mathbb R}|g|∥g∥L1(R)​=∫R​∣g∣. The hypothesis sin⁡(πα)≠0\sin(\pi\alpha)\neq0sin(πα)=0 is the reduction "we may assume α≠0\alpha\neq0α=0" made in the source, α\alphaα being a frequency in R/Z\mathbb R/\mathbb ZR/Z.

This is the sharpest of the three bounds collected in Lemma 3.1, and it is what supplies the decay in α\alphaα on which the circle method of the paper rests. The case k=1k=1k=1 is used in Corollary 3.2 and Lemma 3.3; the case k=2k=2k=2 is used in the proof of Proposition 4.8, where the quadratic decay ∣2sin⁡πα∣−2|2\sin\pi\alpha|^{-2}∣2sinπα∣−2 is what makes the major-arc L2L^{2}L2 mass summable.

Formalization Note The bi-infinite series is an unconditional sum over Z\mathbb ZZ; it converges because compact support leaves only finitely many nonzero terms. Smoothness is infinite continuous differentiability on all of R\mathbb RR, and F(k)F^{(k)}F(k) is the kkk-fold iterated one-variable derivative.

Preamble
import Mathlib
import Definitions.Def_TaoFivePrimes_Explicit

open MeasureTheory
Formal statement
theorem TaoFivePrimes.sum_exp_le_iteratedDeriv_L1_div_sin_pow
    (F : ℝ → ℂ) (hF : ContDiff ℝ (⊤ : ℕ∞) F) (hc : HasCompactSupport F) (alpha : ℝ)
    (halpha : Real.sin (Real.pi * alpha) ≠ 0) (k : ℕ) (hk : 1 ≤ k) :
    ‖∑' n : ℤ, F ((n : ℝ)) * TaoFivePrimes.eR (alpha * n)‖
      ≤ (∫ y : ℝ, ‖iteratedDeriv k F y‖) / (2 * |Real.sin (Real.pi * alpha)|) ^ k := by sorry
Source
Terence Tao, "Every odd number greater than 1 is the sum of at most five primes", Mathematics of Computation 83 (2014), 997-1038; arXiv:1201.6656, https://arxiv.org/abs/1201.6656, Section 3, Lemma 3.1, equation (3.3)

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