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A signed occurrence bounds traces in irreducibles by traces on marked words

Proved
OAI.SignedSweeps.signed_occurrence_marked_trace

by wurtle · Nov 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

representation-theorysigned-sweepsthorp-shuffle

An occurrence of a signed tensor product in a Specht module bounds its traces by traces on the typed space of marked words.

Let CCC be a finite set and Wp=ℓ2((C⊔C)p)W_p=\ell^2\big((C\sqcup C)^p\big)Wp​=ℓ2((C⊔C)p), on which SpS_pSp​ acts by the signed action (ρ(g)f)(w)=ε(g,w)f(w∘g)(\rho(g)f)(w)=\varepsilon(g,w)f(w\circ g)(ρ(g)f)(w)=ε(g,w)f(w∘g), where ε(g,w)\varepsilon(g,w)ε(g,w) is the sign of the permutation induced between the odd positions of www. For u+v=pu+v=pu+v=p, α⊢u\alpha\vdash uα⊢u, β⊢v\beta\vdash vβ⊢v, the type projection Pα,βP_{\alpha,\beta}Pα,β​ is the sum, over placements of uuu even sites among the ppp sites, of the tensor product of the projections onto the SαS^\alphaSα-isotypic part on the even sites and the SβS^\betaSβ-isotypic part on the odd sites.

Let p+l=np+l=np+l=n and let Mp,l,nM_{p,l,n}Mp,l,n​ be the orthogonal sum, over injections of lll distinct marks into nnn positions, of word spaces on the ppp unmarked positions, with the action of SnS_nSn​ moving marks and transporting the words, and let PPP be the corresponding global projection of type (a,b)(a,b)(a,b), for a⊢ua\vdash ua⊢u, b⊢vb\vdash vb⊢v, u+v=pu+v=pu+v=p. Let c⊢lc\vdash lc⊢l and λ⊢n\lambda\vdash nλ⊢n, and assume that aaa and bbb have row counts embedded in CCC and that Sa⊗Sbt⊗ScS^a\otimes S^{b^t}\otimes S^cSa⊗Sbt⊗Sc occurs in SλS^\lambdaSλ as a signed occurrence. Then for coefficients f,k:Sn→Cf,k:S_n\to\mathbb{C}f,k:Sn​→C acting positively in the regular representation,

dim⁡Sc Re⁡Tr⁡Sλ(πλ(f)πλ(k))≤Re⁡Tr⁡Mp,l,n(P π(f) π(k)).\dim S^c\ \operatorname{Re}\operatorname{Tr}_{S^\lambda}\big(\pi_\lambda(f)\pi_\lambda(k)\big)\le\operatorname{Re}\operatorname{Tr}_{M_{p,l,n}}\big(P\,\pi(f)\,\pi(k)\big).dimSc ReTrSλ​(πλ​(f)πλ​(k))≤ReTrMp,l,n​​(Pπ(f)π(k)).

This passes from an irreducible trace to a trace that splits over mark assignments, which is the entry point of the moment induction.

Formalization Note The statement takes an assignment zzz and an allocation SSS as witnesses that the sector is nonempty. It is reproduced verbatim from MarkedTrace.lean.

Preamble
import Mathlib
import Definitions.Def_SignedSweepMoment
import Definitions.Def_OAISignedSweepsProofDefs
import Definitions.Def_OAISignedSweepsProofDefs2

namespace OAI

noncomputable section
namespace SignedSweeps
open scoped BigOperators TensorProduct Classical
open Module
Formal statement
theorem signed_occurrence_marked_trace {u v p l n : ℕ} {C : Type*} [Fintype C]
    (hu : u+v=p) (h : p+l=n) (hn : u+v+l=n)
    (a : Partition u) (b : Partition v) (c : Partition l) (lam : Partition n)
    (colorA : Fin (a.1.colLen 0) ↪ C) (colorB : Fin (b.1.colLen 0) ↪ C)
    (hocc : SignedOccurrence hn a b c lam) (z : MarkedAssignment l n) (S : EvenAllocation u p)
    (f k : SymmetricGroup n → ℂ)
    (hf : (coefficientAction finiteRegularRepresentation f).IsPositive)
    (hk : (coefficientAction finiteRegularRepresentation k).IsPositive) :
    (spechtDimension c : ℝ) * (LinearMap.trace ℂ (Specht lam)
      (coefficientAction (spechtRepresentation lam) f * coefficientAction (spechtRepresentation lam) k)).re ≤
        (LinearMap.trace ℂ (MarkedWordSpace p l n C)
          (markedTypeProjection hu h a b C * coefficientAction (markedWordRepresentation h C) f *
            coefficientAction (markedWordRepresentation h C) k)).re := by sorry

end SignedSweeps
end
end OAI
Source
OpenAI, "Signed tensor densities and diagram budgets for the Thorp shuffle" (September 26, 2026), openai/math preprints/Signed-tensor-densities-and-diagram-budgets-for-coordinate-sweeps-September-26-2026/paper.pdf, Section 3.2, eq. (15), and Section 4.4, eq. (21). Lean: https://github.com/openai/math/blob/adc7f1241b42e322a6451854ab7e4b4c146bf78a/lean/OAI/Probability/SignedSweeps/MarkedTrace.lean#L35-L50

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