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BCR Lemma 15 in situ: regrouping Claim 13's subchunks into the level-(w+1)(w{+}1)(w+1) chunk system

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KServer.bcr_lemma15_regroup_levels

by Gabewhigham · Sep 7, 2026 · Mathlib c5ea003 (Lean v4.30.0)

competitive-analysisk-serveronline-algorithmsrandomized

Fix a constant α>0\alpha>0α>0 and an integer β≥2\beta\ge2β≥2, and let Mw\mathcal M_wMw​ be the level-www member of the recursive Bubeck--Coester--Rabani space family, with marked points sw,tws_w,t_wsw​,tw​ at distance β⋅3w\beta\cdot 3^wβ⋅3w.

Write Chunks(α,β,w)\mathrm{Chunks}(\alpha,\beta,w)Chunks(α,β,w) for the inductive invariant of Lemma 12 at level www: on Mw\mathcal M_wMw​ there is a filtered chunk system with online escapes, with constant initial history, chunk sizes in [3w/2, 3⋅3w/2][3^w/2,\ 3\cdot 3^w/2][3w/2, 3⋅3w/2], escape price 2β3w2\beta 3^w2β3w, at least ⌈αβw2⌉\lceil\alpha\beta w^2\rceil⌈αβw2⌉ chunks, and expected total size at least αβw23w\alpha\beta w^2 3^wαβw23w.

Write Subchunks(α,β,w)\mathrm{Subchunks}(\alpha,\beta,w)Subchunks(α,β,w) for the conclusion of Claim 13 at level www: on the next-level space Mw+1\mathcal M_{w+1}Mw+1​ there is a chunk system with constant initial history, sizes in [0, 3⋅3w/2][0,\ 3\cdot 3^w/2][0, 3⋅3w/2], escape price 2β3w2\beta 3^w2β3w, no lower bound on the number of chunks, and expected total size at least

αβ(w+1)2 3w+1  +  3⋅3w.\alpha\beta (w+1)^2\, 3^{w+1} \;+\; 3\cdot 3^w .αβ(w+1)23w+1+3⋅3w.

Statement. For every α>0\alpha>0α>0, every integer β≥2\beta\ge2β≥2 and every level www with α(w+1)2>1\alpha(w+1)^2>1α(w+1)2>1,

Subchunks(α,β,w) ⟹ Chunks(α,β,w+1).\mathrm{Subchunks}(\alpha,\beta,w)\ \Longrightarrow\ \mathrm{Chunks}(\alpha,\beta,w+1).Subchunks(α,β,w) ⟹ Chunks(α,β,w+1).

This is the regrouping step that completes the induction of Lemma 12: the subchunks of Claim 13, whose sizes are too small and carry no count guarantee, are grouped into super-chunks of average size cavg=3⋅3w=3w+1c_{\mathrm{avg}}=3\cdot 3^w=3^{w+1}cavg​=3⋅3w=3w+1. With maximal subchunk size c~max⁡=3⋅3w/2\tilde c_{\max}=3\cdot 3^w/2c~max​=3⋅3w/2 the regrouped sizes fall in

[ cavg−c~max⁡, cavg+c~max⁡ ]=[ 3w+1/2, 3⋅3w+1/2 ],[\,c_{\mathrm{avg}}-\tilde c_{\max},\ c_{\mathrm{avg}}+\tilde c_{\max}\,]=[\,3^{w+1}/2,\ 3\cdot 3^{w+1}/2\,],[cavg​−c~max​, cavg​+c~max​]=[3w+1/2, 3⋅3w+1/2],

the surplus 3⋅3w3\cdot 3^w3⋅3w of Claim 13 pays for the total lost in the last, incomplete group, the count bound ⌈αβ(w+1)2⌉\lceil\alpha\beta(w+1)^2\rceil⌈αβ(w+1)2⌉ comes from dividing the expected total by cavgc_{\mathrm{avg}}cavg​, and the escape price rises from 2β3w2\beta 3^w2β3w to 2β3w+12\beta 3^{w+1}2β3w+1, which for β≥2\beta\ge2β≥2 is at least 2β3w+cavg+c~max⁡2\beta 3^w+c_{\mathrm{avg}}+\tilde c_{\max}2β3w+cavg​+c~max​.

Formalization note. The metric-space-independent form of this regrouping, KServer.bcr_lemma15_regroup, is false as formalized and has been disproved on the platform: it allows the underlying space to be a two-point space, on which no chunk system with a positive pointwise size floor and at least two chunks exists, and its hypothesis supplies the surplus only in expectation while its conclusion demands the size floor in every branch and at every chunk index. The present statement fixes the spaces and all parameters to those of the induction of Lemma 12, where the space is the level space Mw+1\mathcal M_{w+1}Mw+1​ and the input is the system supplied by Claim 13; the small-space obstruction does not apply to it. The predicates Chunks\mathrm{Chunks}Chunks and Subchunks\mathrm{Subchunks}Subchunks are the platform definitions KServer.BCRInductiveChunks and KServer.BCRInductiveSubchunks; all costs are scaled by 3w3^w3w relative to the paper's normalization dw(sw,tw)=βd_w(s_w,t_w)=\betadw​(sw​,tw​)=β.

Preamble
import Definitions.Def_KServer_bcr_induction
Formal statement
theorem KServer.bcr_lemma15_regroup_levels (α : ℝ) (hα : 0 < α) (β : ℕ) (hβ : 0 < β)
    (hβ2 : 2 ≤ β) (w : ℕ) (hw : 1 < α * ((w + 1 : ℕ) : ℝ) ^ 2)
    (h : KServer.BCRInductiveSubchunks α β hβ w) :
    KServer.BCRInductiveChunks α β hβ (w + 1) := by sorry
Source
Bubeck, Coester and Rabani, The Randomized k-Server Conjecture Is False!, arXiv:2211.05753v2, Section 4, https://arxiv.org/html/2211.05753v2 : Lemma 15 together with its application completing the induction step of Lemma 12 (Section 4.3). Printed pp. 19-21.

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