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r3(N)r_3(N)r3​(N) is Mathlib's Roth number

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Erdos142.r_three_eq_rothNumberNat

by Zexuan Liu · Sep 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

additive-combinatoricsarithmetic-progressionscombinatoricsnumber-theory

For every NNN,

r3(N)  =  rothNumberNat⁡(N).r_3(N) \;=\; \operatorname{rothNumberNat}(N).r3​(N)=rothNumberNat(N).

Here r3(N)r_3(N)r3​(N) is the largest size of a subset of {1,…,N}\{1,\dots,N\}{1,…,N} with no non-trivial three-term arithmetic progression, as defined in this mission, and rothNumberNat⁡(N)\operatorname{rothNumberNat}(N)rothNumberNat(N) is Mathlib's Roth number: the largest size of a subset of {0,1,…,N−1}\{0,1,\dots,N-1\}{0,1,…,N−1} satisfying Mathlib's ThreeAPFree condition, namely that a+c=2ba + c = 2ba+c=2b with a,b,ca,b,ca,b,c in the set forces a=ba = ba=b.

The two definitions differ in two respects — the ground set is shifted by one, and progression-freeness is expressed by a forbidden triple rather than by a forbidden pair (a,d)(a,d)(a,d) with d>0d>0d>0 — and this identity says that neither difference matters. Its role in the mission is to anchor the definition: it certifies that the mission's APFree and r agree with an independently written, widely used formalization, so that no mis-quantified or vacuous definition can propagate into the harder milestones. It also makes the whole of Mathlib's three-term theory, including Behrend's construction, directly available to this mission.

Preamble
import Mathlib
import Definitions.Def_Erdos142Basic
Formal statement
namespace Erdos142

theorem r_three_eq_rothNumberNat (N : ℕ) : r 3 N = rothNumberNat N := by sorry

end Erdos142
Source
Erdős Problem #142, https://www.erdosproblems.com/142 (cited there as [Er80, p.92], [Er81, p.4], [Er97c], [Va99, 1.27]); Mathlib, Mathlib/Combinatorics/Additive/AP/Three/Defs.lean, definitions `ThreeAPFree` and `rothNumberNat`.
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What the Lean code literally says, in plain math · claude-opus-5

Read-back: Erdos142.r_three_eq_rothNumberNat

The statement

For every natural number NNN (an explicit universally quantified variable; there are no hypotheses of any kind, and no typeclass assumptions beyond those baked into the two definitions below), the claim is the equality of two natural numbers:

r(3,N)  =  rothNumberNat(N).r(3, N) \;=\; \mathrm{rothNumberNat}(N).r(3,N)=rothNumberNat(N).

Both sides are natural numbers, so this is an equation in N\mathbb{N}N. Everything hinges on what the two sides unfold to, so each is expanded in full below.

The left-hand side: r(3,N)r(3,N)r(3,N)

rrr is a bundle-local (non-standard, non-Mathlib) function r:N×N→Nr : \mathbb{N} \times \mathbb{N} \to \mathbb{N}r:N×N→N defined by

r(k,N)  =  sup⁡{ ∣S∣  ∣  S⊆{1,2,…,N} a finite set, and S is "k-AP-free" in the bundle’s sense },r(k,N) \;=\; \sup\Bigl\{\, |S| \;\Big|\; S \subseteq \{1,2,\dots,N\} \text{ a finite set, and } S \text{ is "}k\text{-AP-free" in the bundle's sense} \,\Bigr\},r(k,N)=sup{∣S∣​S⊆{1,2,…,N} a finite set, and S is "k-AP-free" in the bundle’s sense},

where SSS ranges over finite subsets of N\mathbb{N}N, the ambient interval is the closed integer interval {1,2,…,N}\{1,2,\dots,N\}{1,2,…,N} (note: it starts at 111, and it is empty when N=0N = 0N=0), ∣S∣|S|∣S∣ is the number of elements of SSS, and the supremum is the supremum of a set of natural numbers taken in the conditionally complete lattice N\mathbb{N}N. That last point carries the usual junk-value convention: if the set of cardinalities were empty or unbounded above, the supremum would be 000 by fiat. Here neither degeneracy arises for a genuine reason — the empty set always qualifies, contributing the value 000, and every SSS satisfies ∣S∣≤N|S| \le N∣S∣≤N — so the supremum is an attained maximum. The definition is marked noncomputable.

The freeness condition, again bundle-local, is the following chain of definitions, instantiated at k=3k = 3k=3 (the natural number 333 is coerced into N∪{∞}\mathbb{N}\cup\{\infty\}N∪{∞}, the type in which the "length" parameter lives).

For a set sss in an additive commutative monoid, a length l∈N∪{∞}l \in \mathbb{N}\cup\{\infty\}l∈N∪{∞}, and elements a,da, da,d:

IsAPOfLengthWith(s,l,a,d)  :  ⟺    (#s=l)  ∧  (s={ a+n⋅d  :  n∈N, n<l }),\mathrm{IsAPOfLengthWith}(s, l, a, d) \;:\iff\; \bigl(\#s = l\bigr) \;\wedge\; \Bigl( s = \{\, a + n\cdot d \;:\; n \in \mathbb{N},\ n < l \,\} \Bigr),IsAPOfLengthWith(s,l,a,d):⟺(#s=l)∧(s={a+n⋅d:n∈N, n<l}),

where #s\#s#s denotes the cardinality of sss as an element of N∪{∞}\mathbb{N}\cup\{\infty\}N∪{∞} (equal to ∞\infty∞ when sss is infinite), n⋅dn \cdot dn⋅d is the nnn-fold monoid multiple of ddd, and n<ln < ln<l compares the coerced natural nnn with lll in N∪{∞}\mathbb{N}\cup\{\infty\}N∪{∞}.

IsAPOfLength(s,l)  :  ⟺    ∃ a, ∃ d, IsAPOfLengthWith(s,l,a,d).\mathrm{IsAPOfLength}(s,l) \;:\iff\; \exists\, a,\ \exists\, d,\ \mathrm{IsAPOfLengthWith}(s,l,a,d).IsAPOfLength(s,l):⟺∃a, ∃d, IsAPOfLengthWith(s,l,a,d).

Note that ddd is not required to be nonzero here; the constraint #s=l\#s = l#s=l is the only thing that can force distinctness.

IsAPOfLengthFree(s,l)  :  ⟺    ∀ t⊆s,  IsAPOfLength(t,l)  ⇒  l≤1.\mathrm{IsAPOfLengthFree}(s,l) \;:\iff\; \forall\, t \subseteq s,\ \ \mathrm{IsAPOfLength}(t,l) \;\Rightarrow\; l \le 1 .IsAPOfLengthFree(s,l):⟺∀t⊆s,  IsAPOfLength(t,l)⇒l≤1.

The conclusion of that implication is a statement about lll alone, not about ttt or sss. Consequently: when l≤1l \le 1l≤1 the predicate holds vacuously for every sss; when l≥2l \ge 2l≥2 — in particular for the value l=3l = 3l=3 used here — the conclusion is false, so the predicate says exactly that no subset t⊆st \subseteq st⊆s satisfies IsAPOfLength(t,l)\mathrm{IsAPOfLength}(t,l)IsAPOfLength(t,l).

Putting this together for l=3l = 3l=3 over N\mathbb{N}N: a finite set S⊆{1,…,N}S \subseteq \{1,\dots,N\}S⊆{1,…,N} is counted by r(3,N)r(3,N)r(3,N) exactly when there is no subset ttt of (the underlying set of) SSS and no pair a,d∈Na, d \in \mathbb{N}a,d∈N with

#t=3andt={a+0⋅d, a+1⋅d, a+2⋅d}={a, a+d, a+2d}.\#t = 3 \quad\text{and}\quad t = \{a + 0\cdot d,\ a + 1\cdot d,\ a + 2\cdot d\} = \{a,\ a+d,\ a+2d\}.#t=3andt={a+0⋅d, a+1⋅d, a+2⋅d}={a, a+d, a+2d}.

Because the cardinality of ttt is required to be exactly 333, the difference ddd is forced to be nonzero (in N\mathbb{N}N, {a,a+d,a+2d}\{a, a+d, a+2d\}{a,a+d,a+2d} has three elements only if d≠0d \neq 0d=0), and the three terms are the set {a,a+d,a+2d}\{a, a+d, a+2d\}{a,a+d,a+2d} — the pattern is captured up to set equality, not as an ordered triple. So r(3,N)r(3,N)r(3,N) is the largest size of a subset of {1,…,N}\{1,\dots,N\}{1,…,N} containing no three distinct elements forming an arithmetic progression a,a+d,a+2da, a+d, a+2da,a+d,a+2d with d>0d > 0d>0.

The right-hand side: rothNumberNat(N)\mathrm{rothNumberNat}(N)rothNumberNat(N)

This is the Mathlib declaration rothNumberNat, a bundled monotone map N→N\mathbb{N} \to \mathbb{N}N→N, applied to NNN. It is defined as the additive Roth number of the finite set range(N)={0,1,…,N−1}\mathrm{range}(N) = \{0, 1, \dots, N-1\}range(N)={0,1,…,N−1} — note this interval starts at 000 and ends at N−1N-1N−1, and is empty when N=0N = 0N=0. Unfolding the additive Roth number:

rothNumberNat(N)  =  findGreatest( m↦∃ t⊆{0,…,N−1}, ∣t∣=m ∧ ThreeAPFree(t) ,  N),\mathrm{rothNumberNat}(N) \;=\; \mathrm{findGreatest}\Bigl(\ m \mapsto \exists\, t \subseteq \{0,\dots,N-1\},\ |t| = m \ \wedge\ \mathrm{ThreeAPFree}(t)\ ,\ \ N \Bigr),rothNumberNat(N)=findGreatest( m↦∃t⊆{0,…,N−1}, ∣t∣=m ∧ ThreeAPFree(t) ,  N),

where findGreatest(P,n)\mathrm{findGreatest}(P, n)findGreatest(P,n) denotes the largest m≤nm \le nm≤n satisfying P(m)P(m)P(m), and 000 if no such mmm exists (the bound nnn here is ∣range(N)∣=N|\mathrm{range}(N)| = N∣range(N)∣=N). Since the predicate holds at m=0m = 0m=0 via the empty set, this is the largest m≤Nm \le Nm≤N for which some mmm-element 333-AP-free subset of {0,…,N−1}\{0,\dots,N-1\}{0,…,N−1} exists.

Mathlib's 333-AP-freeness predicate for a set sss of naturals is:

ThreeAPFree(s)  :  ⟺    ∀ a∈s, ∀ b∈s, ∀ c∈s,a+c=b+b  ⟹  a=b.\mathrm{ThreeAPFree}(s) \;:\iff\; \forall\, a \in s,\ \forall\, b \in s,\ \forall\, c \in s,\quad a + c = b + b \;\Longrightarrow\; a = b.ThreeAPFree(s):⟺∀a∈s, ∀b∈s, ∀c∈s,a+c=b+b⟹a=b.

(The three membership arguments and aaa, bbb, ccc themselves are strict-implicit binders; the conclusion is literally a=ba = ba=b.) This formulation admits the degenerate solution a=b=ca = b = ca=b=c, and it is stated over the coercion of the finite set ttt to a set.

What the equality therefore asserts

For every natural NNN, the largest cardinality of a subset of {1,2,…,N}\{1, 2, \dots, N\}{1,2,…,N} having no subset that is a 333-element arithmetic progression {a,a+d,a+2d}\{a, a+d, a+2d\}{a,a+d,a+2d} equals the largest m≤Nm \le Nm≤N such that {0,1,…,N−1}\{0, 1, \dots, N-1\}{0,1,…,N−1} has an mmm-element subset ttt with the property that a,b,c∈ta, b, c \in ta,b,c∈t and a+c=2ba + c = 2ba+c=2b together imply a=ba = ba=b.

The two sides are computed over different ground intervals: {1,…,N}\{1,\dots,N\}{1,…,N} on the left and {0,…,N−1}\{0,\dots,N-1\}{0,…,N−1} on the right. Both are empty when N=0N = 0N=0, in which case the equation reads 0=00 = 00=0.

Notes on the surrounding bundle

The bundle also defines the predicates

HasAP(k,A)  :  ⟺    ∃ a,d∈N, d>0 ∧ ∀ i<k, a+i d∈A,APFree(k,A):  ⟺  ¬ HasAP(k,A),\mathrm{HasAP}(k, A) \;:\iff\; \exists\, a, d \in \mathbb{N},\ d > 0 \ \wedge\ \forall\, i < k,\ a + i\,d \in A, \qquad \mathrm{APFree}(k,A) :\iff \neg\,\mathrm{HasAP}(k,A),HasAP(k,A):⟺∃a,d∈N, d>0 ∧ ∀i<k, a+id∈A,APFree(k,A):⟺¬HasAP(k,A),

and proves three auxiliary facts (the empty set is IsAPOfLengthFree\mathrm{IsAPOfLengthFree}IsAPOfLengthFree for every length; every progression-free S⊆{1,…,N}S \subseteq \{1,\dots,N\}S⊆{1,…,N} satisfies ∣S∣≤r(k,N)|S| \le r(k,N)∣S∣≤r(k,N); and r(k,N)≤Nr(k,N) \le Nr(k,N)≤N). Neither HasAP\mathrm{HasAP}HasAP nor APFree\mathrm{APFree}APFree appears in the statement being read back, and HasAP\mathrm{HasAP}HasAP as written asks only for membership of the terms a+i da + i\,da+id in AAA, without requiring them to be distinct or to exhaust AAA.

The proof body of the theorem is a placeholder (sorry); nothing about the truth of the equality is established by this file.

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