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A bounded operator between Banach spaces whose range has finite codimension has closed range

Proved
FredholmBanach.isClosed_range_of_finiteDimensional_coker

by Mazecto · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

banach-spacescompact-operatorsfredholm-operatorsfunctional-analysisoperator-theory

Let K\mathbb{K}K be R\mathbb{R}R or C\mathbb{C}C and let EEE, FFF be Banach spaces over K\mathbb{K}K. Let u:E→Fu:E\to Fu:E→F be a bounded linear map such that the quotient F/Im⁡uF/\operatorname{Im}uF/Imu is finite-dimensional. Then Im⁡u\operatorname{Im}uImu is closed in FFF, and uuu is a strict map: the induced bijection E/Ker⁡u→Im⁡uE/\operatorname{Ker}u\to\operatorname{Im}uE/Keru→Imu is a homeomorphism.

Preamble
import Definitions.Def_FredholmBanach_Setting
Formal statement
namespace FredholmBanach

open Topology

/-- Bourbaki, *Théories spectrales*, III, § 3, n° 5, Lemme 6 (TS III.52), for Banach spaces:
if the range of `u` has finite codimension, then it is closed and `u` is a strict map. -/
theorem isClosed_range_of_finiteDimensional_coker {𝕜 E F : Type*} [RCLike 𝕜] [NormedAddCommGroup E] [NormedSpace 𝕜 E] [CompleteSpace E]
    [NormedAddCommGroup F] [NormedSpace 𝕜 F] [CompleteSpace F]
    (u : E →L[𝕜] F) (hu : FiniteDimensional 𝕜 (F ⧸ u.range)) :
    IsClosed (u.range : Set F) ∧ IsStrictMap u := by sorry

end FredholmBanach
Source
N. Bourbaki, Théories spectrales, Chapitres III à V, Springer (2023), https://doi.org/10.1007/978-3-031-19505-1, Chapitre III, § 3, n° 5, Lemme 6, p. TS III.52 (stated there for Fréchet spaces)
Read-back

What the Lean code literally says, in plain math · claude-opus-5-5

Read-back: FredholmBanach.isClosed_range_of_finiteDimensional_coker

Setting. K∈{R,C}\mathbb{K} \in \{\mathbb{R}, \mathbb{C}\}K∈{R,C} (RCLike 𝕜). EEE and FFF are Banach spaces over K\mathbb{K}K: normed spaces (NormedAddCommGroup, NormedSpace 𝕜) that are complete (CompleteSpace). u:E→Fu : E \to Fu:E→F is a continuous K\mathbb{K}K-linear map.

Hypothesis. FiniteDimensional 𝕜 (F ⧸ u.range): the algebraic quotient F/u(E)F/u(E)F/u(E) is a finite-dimensional vector space. Equivalently, u(E)u(E)u(E) has finite (algebraic) codimension in FFF. Nothing is assumed about closedness of the range or about the kernel.

Conclusion. Both of the following hold:

  1. u(E)u(E)u(E) is a closed subset of FFF.
  2. uuu is a strict map (Topology.IsStrictMap u, resolved via open Topology). By definition this means: the corestriction E→u(E)E \to u(E)E→u(E), x↦u(x)x \mapsto u(x)x↦u(x), is a quotient map when u(E)u(E)u(E) carries the subspace topology from FFF. In other words, a subset V⊆u(E)V \subseteq u(E)V⊆u(E) is open in u(E)u(E)u(E) iff u−1(V)u^{-1}(V)u−1(V) is open in EEE. For linear maps this amounts to: uuu is open as a map onto its image, so the induced bijection E/ker⁡u→u(E)E/\ker u \to u(E)E/keru→u(E) is a homeomorphism.

In plain words. A bounded operator between Banach spaces whose range has finite codimension automatically has closed range, and is open onto that range.

Degenerate cases.

  • If uuu is surjective, the hypothesis is trivially satisfied (quotient is 000); the conclusion is that FFF is closed (trivial) and uuu is a quotient/open map, i.e. the open mapping theorem.
  • If FFF is finite-dimensional, the hypothesis holds for every uuu; the conclusion then says every such uuu has closed range and is strict.
  • E=0E = 0E=0: range is {0}\{0\}{0}, hypothesis says FFF is finite-dimensional; conclusion is immediate.

Remarks. The completeness of both EEE and FFF is present, which is necessary (the statement fails for incomplete spaces). The hypothesis is about algebraic codimension, which is the intended (Bourbaki Lemme 6) reading. Nothing looks vacuous or mis-formalized.

Human review
  • Endorsed by Shuze Chen · Oct 10, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Mazecto · Oct 10, 2026

    Confirmed by the mission captain (proposal self-audit).

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