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For u ∉ Q̄ with uū algebraic, the span of 1, u, ū, P(u), P(u)‾ carries a 2×3 configuration exactly when deg P is 2 or 3

Proved
DiazModulus.polynomial_hull_two_by_three_configuration_iff

by carlok · Oct 16, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​ with ρ=uuˉ\rho = u\bar uρ=uuˉ algebraic (so uˉ=ρ/u\bar u = \rho/uuˉ=ρ/u). Let P∈Q‾[X]P \in \overline{\mathbb{Q}}[X]P∈Q​[X] and W=Q‾+Q‾u+Q‾uˉ+Q‾P(u)+Q‾P(u)‾W = \overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}\bar u + \overline{\mathbb{Q}}P(u) + \overline{\mathbb{Q}}\overline{P(u)}W=Q​+Q​u+Q​uˉ+Q​P(u)+Q​P(u)​. Then WWW carries a 2×32 \times 32×3 configuration (free x1,x2x_1, x_2x1​,x2​ and free y1,y2,y3y_1, y_2, y_3y1​,y2​,y3​ over Q‾\overline{\mathbb{Q}}Q​ with all six products xiyjx_iy_jxi​yj​ in the space) if and only if PPP has degree 222 or 333.

At a candidate uuu, Roy's strong six exponentials theorem therefore excludes P(u)P(u)P(u) from L~\widetilde{\mathcal L}L through its own hull exactly when deg⁡P∈{2,3}\deg P \in \{2, 3\}degP∈{2,3}.

Proof. For degree at most 111 or at least 444, DiazModulus.polynomial_hull_no_two_by_three_configuration excludes a configuration. Degree 222: u2∈Wu^2 \in Wu2∈W, since P(u)−p1u−p0=p2u2P(u) - p_1u - p_0 = p_2u^2P(u)−p1​u−p0​=p2​u2, and the products of (1,u)(1, u)(1,u) and (uˉ,1,u)(\bar u, 1, u)(uˉ,1,u) are uˉ,1,u,ρ,u,u2\bar u, 1, u, \rho, u, u^2uˉ,1,u,ρ,u,u2. Degree 333: with c=p2/p3c = p_2/p_3c=p2​/p3​ and Q=u3+cu2Q = u^3 + cu^2Q=u3+cu2, QQQ and Qˉ\bar QQˉ​ lie in WWW, and the products of (1,u2)(1, u^2)(1,u2) and (uˉ,u+c,Qˉ)(\bar u, u + c, \bar Q)(uˉ,u+c,Qˉ​) are uˉ,u+c,Qˉ,ρu,Q\bar u, u + c, \bar Q, \rho u, Quˉ,u+c,Qˉ​,ρu,Q and u2Qˉ=ρ2uˉ+cˉρ2u^2\bar Q = \rho^2\bar u + \bar c\rho^2u2Qˉ​=ρ2uˉ+cˉρ2. Freeness: multiplied by uuu, resp. u3u^3u3, a relation becomes a polynomial identity at the transcendental uuu.

Novelty. The configurations of degrees 222 and 333 are printed: they are Diaz (2007, Th. 7(1), p. 390) at v=uv = uv=u, w=u+bw = u + bw=u+b and w=u2+cuw = u^2 + cuw=u2+cu, and already Diaz (2004, Th. 2, p. 538). The converse is DiazModulus.polynomial_hull_no_two_by_three_configuration. Routine.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

open Polynomial in
theorem polynomial_hull_two_by_three_configuration_iff {u : ℂ} (hu : u ∉ Qbar)
    (hρ : IsAlgebraic ℚ (u * conj u)) (P : (↥Qbar)[X]) :
    (∃ (x : Fin 2 → ℂ) (y : Fin 3 → ℂ), LinearIndependent (↥Qbar) x ∧
      LinearIndependent (↥Qbar) y ∧ ∀ i j, x i * y j ∈
        Submodule.span Qbar ({1, u, conj u, aeval u P, conj (aeval u P)} : Set ℂ)) ↔
      (P.natDegree = 2 ∨ P.natDegree = 3) := by
  sorry

end DiazModulus
Source
The configurations of degrees 2 and 3 are those of G. Diaz, Produits et quotients de combinaisons linéaires de logarithmes de nombres algébriques : conjectures et résultats partiels, J. Théor. Nombres Bordeaux 19 (2007), 373–391, Th. 7(1) (p. 390); the converse was not found in the sources read. Uses DiazModulus.polynomial_hull_no_two_by_three_configuration. R16 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 16 October 2026 (C. Perassi).

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