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MTT: cusp forms, modular integrals, periods, and complex critical values

Definition
MTT_Arithmetic

by davidloeffler · Sep 5, 2026 · Mathlib 0df444a (Lean v4.33.1)

modular-formsnumber-theoryp-adic-l-functions

Analytic cusp forms with explicit nebentypus and normalized Hecke eigenform conditions; actual modular integrals and inverse-character Mellin transforms; and signed algebraic period data with a finitely generated integral lattice. Existence of this period system is a separate theorem target. The signed projections include one half.

Definition code
import Mathlib.NumberTheory.ModularForms.QExpansion
import Mathlib.NumberTheory.ModularForms.CongruenceSubgroups
import Mathlib.NumberTheory.DirichletCharacter.Basic
import Mathlib.MeasureTheory.Integral.Bochner.Set
import Mathlib.RingTheory.Finiteness.Defs
import Mathlib.FieldTheory.IsAlgClosed.AlgebraicClosure

set_option autoImplicit false
noncomputable section
open scoped BigOperators
open MeasureTheory
namespace MTT

abbrev Qbar := AlgebraicClosure ℚ

abbrev GammaOne (N : ℕ) :=
  (CongruenceSubgroup.Gamma1 N).map (Matrix.SpecialLinearGroup.mapGL ℝ)

/-- The classical prime Hecke operator, including U_l when l divides the level. -/
def heckePrime (k : ℕ) (εl : ℂ) (l : ℕ) (f : UpperHalfPlane → ℂ)
    (z : UpperHalfPlane) : ℂ :=
  (l : ℂ)⁻¹ * ∑ b : Fin l, f (UpperHalfPlane.ofComplex ((z + (b.val : ℂ)) / l)) +
    εl * (l : ℂ) ^ (k - 1) * f (UpperHalfPlane.ofComplex ((l : ℂ) * z))

/-- Normalized algebraic cuspidal Hecke eigenforms, with the nebentypus law explicit. -/
structure Eigenform (N k : ℕ) (ι : Qbar →+* ℂ) where
  form : CuspForm (GammaOne N) (k : ℤ)
  epsilon : DirichletCharacter Qbar N
  coeff : ℕ → Qbar
  coeff_eq : ∀ n, (UpperHalfPlane.qExpansion 1 form).coeff n = ι (coeff n)
  normalized : coeff 1 = 1
  character_law : ∀ γ : CongruenceSubgroup.Gamma0 N, ∀ z : UpperHalfPlane,
    form ((Matrix.SpecialLinearGroup.mapGL ℝ γ.val) • z) =
      ι (epsilon (γ.val 1 1 : ZMod N)) *
        (((γ.val 1 0 : ℤ) : ℂ) * z + ((γ.val 1 1 : ℤ) : ℂ)) ^ k * form z
  eigen : ∀ l : ℕ, l.Prime → ∀ z : UpperHalfPlane,
    heckePrime k (ι (epsilon l)) l form z = ι (coeff l) * form z

/-- MTT I.(1.2), with the polynomial specified by its coefficients. -/
def modularIntegral (f : UpperHalfPlane → ℂ) (P : Polynomial ℂ) (r : ℚ) : ℂ :=
  (2 * Real.pi : ℂ) * ∫ t in Set.Ioi (0 : ℝ),
    f (UpperHalfPlane.ofComplex ((r : ℂ) + Complex.I * t)) *
      P.eval ((r : ℂ) + Complex.I * t)

/-- MTT I.§3(i), for P(X)=X^j. -/
def modularSymbol (f : UpperHalfPlane → ℂ) (j : ℕ) (a m : ℚ) : ℂ :=
  modularIntegral f (((m : ℂ) • Polynomial.X + Polynomial.C (a : ℂ)) ^ j) (-a / m)

/-- Boolean true denotes the plus eigenspace, false the minus eigenspace. -/
def sign (s : Bool) : ℤ := if s then 1 else -1

/-- The involution sends (P,r) to (P(-X),-r); the projection contains 1/2. -/
def signedIntegral (f : UpperHalfPlane → ℂ) (s : Bool) (j : ℕ) (r : ℚ) : ℂ :=
  (modularIntegral f (Polynomial.X ^ j) r +
    (sign s : ℂ) * (-1 : ℂ) ^ j * modularIntegral f (Polynomial.X ^ j) (-r)) / 2

/-- A period system, including a finite integral lattice of normalized signed values. -/
structure Periods (k : ℕ) (ι : Qbar →+* ℂ) (f : UpperHalfPlane → ℂ) where
  omega : Bool → ℂ
  omega_ne : ∀ s, omega s ≠ 0
  value : Bool → ℕ → ℚ → Qbar
  comparison : ∀ s j r, j ≤ k - 2 →
    ι (value s j r) = signedIntegral f s j r / omega s
  lattice_fg : (Submodule.span ℤ {v : Qbar | ∃ s j r,
    j ≤ k - 2 ∧ v = value s j r}).FG

/-- Gauss sum with the positive complex exponential, including modulus one. -/
def gaussSum (ι : Qbar →+* ℂ) (m : ℕ) [NeZero m]
    (χ : DirichletCharacter Qbar m) : ℂ :=
  ∑ a : ZMod m, ι (χ a) * Complex.exp (2 * Real.pi * Complex.I * a.val / m)

/-- The inverse-character twist: Birch's finite-translate expression f_{χ^{-1}}. -/
def inverseTwist (ι : Qbar →+* ℂ) (f : UpperHalfPlane → ℂ)
    (m : ℕ) [NeZero m] (χ : DirichletCharacter Qbar m)
    (z : UpperHalfPlane) : ℂ :=
  (gaussSum ι m χ)⁻¹ * ∑ a : ZMod m,
    ι (χ a) * f (UpperHalfPlane.ofComplex (z + (a.val : ℂ) / m))

/-- The actual complex critical L-value L(f_{χ^{-1}},j+1), defined by its Mellin integral. -/
def criticalLValue (ι : Qbar →+* ℂ) (f : UpperHalfPlane → ℂ)
    (m : ℕ) [NeZero m] (χ : DirichletCharacter Qbar m) (j : ℕ) : ℂ :=
  (2 * Real.pi : ℂ) ^ (j + 1) / (j.factorial : ℂ) *
    ∫ t in Set.Ioi (0 : ℝ),
      inverseTwist ι f m χ (UpperHalfPlane.ofComplex (Complex.I * t)) * (t : ℂ) ^ j

end MTT
Source
Mazur–Tate–Teitelbaum, On p-adic analogues of the conjectures of Birch and Swinnerton-Dyer, Invent. Math. 84 (1986), https://doi.org/10.1007/BF01388731; Chapter I, §§1–4, 7–14.
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What the Lean code literally says, in plain math · GPT-6 (Codex)

Qbar. This abbreviation denotes the chosen algebraic closure of the rational field, written Q‾\overline{\mathbb Q}Q​; it has no parameters and does not itself choose an embedding into C\mathbb CC.

GammaOne. For every natural number NNN, this is the subgroup of GL2(R)\mathrm{GL}_2(\mathbb R)GL2​(R) obtained by mapping the integer determinant-one matrices (abcd)\begin{pmatrix}a&b\\c&d\end{pmatrix}(ac​bd​) satisfying a=d=1a=d=1a=d=1 and c=0c=0c=0 in Z/NZ\mathbb Z/N\mathbb ZZ/NZ into real invertible matrices. There is no positivity assumption on NNN: for N=0N=0N=0 these residue conditions are the integer equalities a=d=1,c=0a=d=1,c=0a=d=1,c=0, and for N=1N=1N=1 all determinant-one integer matrices satisfy them.

heckePrime. For natural numbers k,lk,lk,l, an arbitrary complex number eee, an arbitrary function f:H→Cf:\mathbb H\to\mathbb Cf:H→C, and z∈Hz\in\mathbb Hz∈H, this defines l−1∑b=0l−1f(U((z+b)/l))+e lmax⁡(k−1,0)f(U(lz))l^{-1}\sum_{b=0}^{l-1} f(U((z+b)/l))+e\,l^{\max(k-1,0)}f(U(lz))l−1∑b=0l−1​f(U((z+b)/l))+elmax(k−1,0)f(U(lz)), with all scalar arithmetic in C\mathbb CC. Here H\mathbb HH is the upper half-plane and U(w)U(w)U(w) is www viewed as an upper-half-plane point when Im⁡(w)>0\operatorname{Im}(w)>0Im(w)>0, and otherwise a fixed arbitrarily chosen upper-half-plane point. The definition assumes neither primality nor positivity of lll, and no regularity of fff. For l=0l=0l=0 the sum is empty and complex inversion of zero is zero; the remaining term is ef(U(0))e f(U(0))ef(U(0)) if k=0k=0k=0 or 111, and zero if k≥2k\ge2k≥2, since 00=10^0=100=1.

Eigenform. For arbitrary natural numbers N,kN,kN,k and a unital ring homomorphism ι:Q‾→C\iota:\overline{\mathbb Q}\to\mathbb Cι:Q​→C, this structure consists of a weight-kkk holomorphic cusp form fff for the real image of the determinant-one integer matrices with a=d=1,c=0a=d=1,c=0a=d=1,c=0 modulo NNN, a Dirichlet character ϵ:Z/NZ→Q‾\epsilon:\mathbb Z/N\mathbb Z\to\overline{\mathbb Q}ϵ:Z/NZ→Q​ (extended by zero on nonunits), and coefficients An∈Q‾A_n\in\overline{\mathbb Q}An​∈Q​ for every natural number nnn. Its required identities are that the nnnth coefficient of the width-one qqq-expansion of fff is ι(An)\iota(A_n)ι(An​) for every n≥0n\ge0n≥0, that A1=1A_1=1A1​=1, that f(γz)=ι(ϵ(d))(cz+d)kf(z)f(\gamma z)=\iota(\epsilon(d))(cz+d)^k f(z)f(γz)=ι(ϵ(d))(cz+d)kf(z) for every determinant-one integer matrix γ=(abcd)\gamma=\begin{pmatrix}a&b\\c&d\end{pmatrix}γ=(ac​bd​) with c=0c=0c=0 modulo NNN and every z∈Hz\in\mathbb Hz∈H, and that l−1∑b=0l−1f((z+b)/l)+ι(ϵ(l))lmax⁡(k−1,0)f(lz)=ι(Al)f(z)l^{-1}\sum_{b=0}^{l-1}f((z+b)/l)+\iota(\epsilon(l))l^{\max(k-1,0)}f(lz)=\iota(A_l)f(z)l−1∑b=0l−1​f((z+b)/l)+ι(ϵ(l))lmax(k−1,0)f(lz)=ι(Al​)f(z) for every natural prime lll and every z∈Hz\in\mathbb Hz∈H. A cusp form here is invariant under the weight-kkk slash action, holomorphic on H\mathbb HH, and vanishes at every cusp of that group; the width-one expansion uses the Taylor coefficients at zero of its cusp function in the parameter q=e2πizq=e^{2\pi iz}q=e2πiz. No lower bounds on NNN or kkk are imposed, including N=0,1N=0,1N=0,1 and k=0,1k=0,1k=0,1; the declaration specifies data and conditions without asserting existence for every choice of parameters.

modularIntegral. For every function f:H→Cf:\mathbb H\to\mathbb Cf:H→C, complex polynomial PPP, and rational number rrr, this defines the complex number 2π∫(0,∞)f(r+it)P(r+it) dt2\pi\int_{(0,\infty)} f(r+it)P(r+it)\,dt2π∫(0,∞)​f(r+it)P(r+it)dt, where the integral is the Bochner integral with respect to real Lebesgue measure restricted to the positive half-line. The point r+itr+itr+it is represented by the upper-half-plane conversion, which agrees with that point for all t>0t>0t>0 in the integration domain. No measurability, regularity, or integrability hypothesis is imposed; if the integrand is not integrable, the totalized Bochner integral is zero.

modularSymbol. For every function f:H→Cf:\mathbb H\to\mathbb Cf:H→C, natural number jjj, and rationals a,ma,ma,m, this defines 2π∫(0,∞)f(r+it)(m(r+it)+a)j dt2\pi\int_{(0,\infty)} f(r+it)(m(r+it)+a)^j\,dt2π∫(0,∞)​f(r+it)(m(r+it)+a)jdt with r=−a/mr=-a/mr=−a/m computed in Q\mathbb QQ, and real Lebesgue measure. There are no integrability assumptions, and the integral is zero when the integrand is not integrable. The parameters include j=0j=0j=0, when the polynomial is identically one, and m=0m=0m=0, when rational division makes r=0r=0r=0 and the polynomial is the constant aja^jaj (including 00=10^0=100=1).

sign. For a Boolean parameter sss, this defines the integer 111 when sss is true and the integer −1-1−1 when sss is false.

signedIntegral. For every function f:H→Cf:\mathbb H\to\mathbb Cf:H→C, Boolean sss, natural number jjj, and rational rrr, this defines 12(2π∫(0,∞)f(r+it)(r+it)j dt+σs(−1)j2π∫(0,∞)f(−r+it)(−r+it)j dt)\tfrac12\left(2\pi\int_{(0,\infty)}f(r+it)(r+it)^j\,dt+\sigma_s(-1)^j2\pi\int_{(0,\infty)}f(-r+it)(-r+it)^j\,dt\right)21​(2π∫(0,∞)​f(r+it)(r+it)jdt+σs​(−1)j2π∫(0,∞)​f(−r+it)(−r+it)jdt), where σs=1\sigma_s=1σs​=1 for true and −1-1−1 for false. Both integrals use real Lebesgue measure and each is independently zero if its integrand is not integrable; no analytic hypothesis on fff is required. The definition includes j=0j=0j=0 and r=0r=0r=0; at r=0r=0r=0 it equals the single integral multiplied by (1+σs(−1)j)/2(1+\sigma_s(-1)^j)/2(1+σs​(−1)j)/2.

Periods. For a natural number kkk, a unital ring homomorphism ι:Q‾→C\iota:\overline{\mathbb Q}\to\mathbb Cι:Q​→C, and an arbitrary function f:H→Cf:\mathbb H\to\mathbb Cf:H→C, this structure supplies complex numbers Ωs≠0\Omega_s\ne0Ωs​=0 for each Boolean sss and algebraic numbers Vs,j,rV_{s,j,r}Vs,j,r​ for every Boolean sss, natural number jjj, and rational rrr. For every such triple with j≤max⁡(k−2,0)j\le\max(k-2,0)j≤max(k−2,0) it requires ι(Vs,j,r)=(2π∫(0,∞)f(r+it)(r+it)j dt+σs(−1)j2π∫(0,∞)f(−r+it)(−r+it)j dt)/(2Ωs)\iota(V_{s,j,r})=\left(2\pi\int_{(0,\infty)}f(r+it)(r+it)^j\,dt+\sigma_s(-1)^j2\pi\int_{(0,\infty)}f(-r+it)(-r+it)^j\,dt\right)/(2\Omega_s)ι(Vs,j,r​)=(2π∫(0,∞)​f(r+it)(r+it)jdt+σs​(−1)j2π∫(0,∞)​f(−r+it)(−r+it)jdt)/(2Ωs​), where σs\sigma_sσs​ is 111 for true and −1-1−1 for false, and each Lebesgue Bochner integral is zero if its integrand is not integrable. It also requires that the Z\mathbb ZZ-submodule of Q‾\overline{\mathbb Q}Q​ spanned by all Vs,j,rV_{s,j,r}Vs,j,r​ satisfying that same bound on jjj be finitely generated. No other comparison or finite-generation constraint is imposed on values outside that bound. In particular, for k=0,1,2k=0,1,2k=0,1,2 the bounded indices consist of j=0j=0j=0, rather than an empty range; no existence assertion or analytic assumption on fff is part of this structure declaration.

gaussSum. For a unital ring homomorphism ι:Q‾→C\iota:\overline{\mathbb Q}\to\mathbb Cι:Q​→C, a natural number mmm with a supplied assumption m≠0m\ne0m=0, and a Dirichlet character χ\chiχ modulo mmm taking values in Q‾\overline{\mathbb Q}Q​ and extended by zero on nonunits, this defines ∑a∈Z/mZι(χ(a))exp⁡(2πi a~/m)\sum_{a\in\mathbb Z/m\mathbb Z}\iota(\chi(a))\exp(2\pi i\,\widetilde a/m)∑a∈Z/mZ​ι(χ(a))exp(2πia/m), where a~\widetilde aa is the representative in {0,…,m−1}\{0,\ldots,m-1\}{0,…,m−1}. No primitivity or nonvanishing of this sum is required. Modulus one is included and its sole term gives the value 111.

inverseTwist. For a unital ring homomorphism ι:Q‾→C\iota:\overline{\mathbb Q}\to\mathbb Cι:Q​→C, an arbitrary function f:H→Cf:\mathbb H\to\mathbb Cf:H→C, a natural modulus mmm with the assumption m≠0m\ne0m=0, a Dirichlet character χ\chiχ modulo mmm valued in Q‾\overline{\mathbb Q}Q​ and extended by zero on nonunits, and z∈Hz\in\mathbb Hz∈H, this defines G−1∑a∈Z/mZι(χ(a))f(z+a~/m)G^{-1}\sum_{a\in\mathbb Z/m\mathbb Z}\iota(\chi(a))f(z+\widetilde a/m)G−1∑a∈Z/mZ​ι(χ(a))f(z+a/m), where G=∑a∈Z/mZι(χ(a))exp⁡(2πi a~/m)G=\sum_{a\in\mathbb Z/m\mathbb Z}\iota(\chi(a))\exp(2\pi i\,\widetilde a/m)G=∑a∈Z/mZ​ι(χ(a))exp(2πia/m) and a~∈{0,…,m−1}\widetilde a\in\{0,\ldots,m-1\}a∈{0,…,m−1} is the standard representative. The translated arguments have positive imaginary part. There is no primitivity assumption and no assumption G≠0G\ne0G=0; if G=0G=0G=0 the definition is zero by totalized complex inversion, while for m=1m=1m=1 it equals f(z)f(z)f(z).

criticalLValue. For a unital ring homomorphism ι:Q‾→C\iota:\overline{\mathbb Q}\to\mathbb Cι:Q​→C, an arbitrary function f:H→Cf:\mathbb H\to\mathbb Cf:H→C, a natural modulus mmm with the assumption m≠0m\ne0m=0, a Dirichlet character χ\chiχ modulo mmm valued in Q‾\overline{\mathbb Q}Q​ and extended by zero on nonunits, and any natural number jjj, this defines (2π)j+1j!∫(0,∞)[G−1∑a∈Z/mZι(χ(a))f(it+a~/m)]tj dt\frac{(2\pi)^{j+1}}{j!}\int_{(0,\infty)}\left[G^{-1}\sum_{a\in\mathbb Z/m\mathbb Z}\iota(\chi(a))f(it+\widetilde a/m)\right]t^j\,dtj!(2π)j+1​∫(0,∞)​[G−1∑a∈Z/mZ​ι(χ(a))f(it+a/m)]tjdt, where G=∑a∈Z/mZι(χ(a))exp⁡(2πi a~/m)G=\sum_{a\in\mathbb Z/m\mathbb Z}\iota(\chi(a))\exp(2\pi i\,\widetilde a/m)G=∑a∈Z/mZ​ι(χ(a))exp(2πia/m) and a~\widetilde aa is the representative in {0,…,m−1}\{0,\ldots,m-1\}{0,…,m−1}. The integral is the complex Bochner integral for real Lebesgue measure on the positive half-line and is zero if its integrand is not integrable. No cusp-form, weight, primitivity, convergence, or upper-bound-on-jjj assumption is imposed. This includes j=0j=0j=0 and m=1m=1m=1; j!j!j! is always nonzero, and if G=0G=0G=0 the twist and thus this value are zero by totalized inversion.

Human review
  • Endorsed by Shuze Chen · Sep 5, 2026

  • Endorsed by davidloeffler · Sep 5, 2026

    Confirmed by the mission captain (proposal self-audit).

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