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Lemma 5.2, p. 7 — g(A)+ℓ(A)≥(1−e−1)g(B)+ℓ(B)+∑i[ψ(A)−ψ(A−ai+bi)]g(A)+\ell(A) \ge (1-e^{-1})g(B)+\ell(B)+\sum_i[\psi(A)-\psi(A-a_i+b_i)]g(A)+ℓ(A)≥(1−e−1)g(B)+ℓ(B)+∑i​[ψ(A)−ψ(A−ai​+bi​)]

Proved
CurvatureSubmod.LocalSearch.lemma_5_2

by mikedeng1 · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

local-searchmatroidp2o-batch-pfp2ap2o-gran-per-chapterp2o-plan-paperp2o-v1submodular

Let XXX be a finite set, g:2X→R≥0g : 2^X \to \mathbb{R}_{\ge 0}g:2X→R≥0​ monotone increasing and submodular, ℓ(A)=∑j∈Aw(j)\ell(A) = \sum_{j \in A} w(j)ℓ(A)=∑j∈A​w(j) a linear function with arbitrary real weights www, hhh the Filmus–Ward potential of ggg, and

ψ(A)=(1−e−1) h(A)+ℓ(A).\psi(A) = (1 - e^{-1})\, h(A) + \ell(A).ψ(A)=(1−e−1)h(A)+ℓ(A).

Let A={a1,…,ar}A = \{a_1, \dots, a_r\}A={a1​,…,ar​} and B={b1,…,br}B = \{b_1, \dots, b_r\}B={b1​,…,br​} be bases of a matroid M\mathcal MM on XXX, indexed according to Lemma 5.1 so that A−ai+biA - a_i + b_iA−ai​+bi​ is a base for all 1≤i≤r1 \le i \le r1≤i≤r. Then

g(A)+ℓ(A) ≥ (1−e−1) g(B)+ℓ(B)+∑i=1r[ψ(A)−ψ(A−ai+bi)].g(A) + \ell(A) \ \ge\ (1 - e^{-1})\, g(B) + \ell(B) + \sum_{i=1}^r \bigl[\psi(A) - \psi(A - a_i + b_i)\bigr].g(A)+ℓ(A) ≥ (1−e−1)g(B)+ℓ(B)+i=1∑r​[ψ(A)−ψ(A−ai​+bi​)].

If no swap improves ψ\psiψ, the sum is nonpositive and AAA is a joint (1−e−1,1)(1 - e^{-1}, 1)(1−e−1,1)-approximation for ggg and ℓ\ellℓ; this is the analysis of the non-oblivious local search of Figure 4.

Formalization Note The indexing is a bijection π:A→B\pi : A \to Bπ:A→B (Set.BijOn) with bi=π(ai)b_i = \pi(a_i)bi​=π(ai​); the sum runs over a∈Aa \in Aa∈A. As in (5.4), ggg is assumed monotone and nonnegative, the setting in which the paper uses the lemma, and hhh excludes the B=∅B = \emptysetB=∅ term.

Preamble
import Mathlib
import Definitions.Def_NonmonotoneSubmod_Shared_Submodular
import Definitions.Def_CurvatureSubmod_LocalSearch_Setting
Formal statement
namespace CurvatureSubmod.LocalSearch

/-- Lemma 5.2, p. 7: `g(A) + ℓ(A) ≥ (1 − e^{−1}) g(B) + ℓ(B) + Σ_i [ψ(A) − ψ(A − a_i + b_i)]`
for bases indexed as in Lemma 5.1. -/
theorem lemma_5_2 {X : Type} [Fintype X] [DecidableEq X] (g : Finset X → ℝ)
    (hg0 : ∀ A, 0 ≤ g A) (hgmono : MonoInc g) (hgsub : NonmonotoneSubmod.Shared.Submodular g)
    (w : X → ℝ) (M : Matroid X) (A B : Finset X)
    (hA : M.IsBase (↑A : Set X)) (hB : M.IsBase (↑B : Set X))
    (π : X → X) (hπ : Set.BijOn π (↑A : Set X) (↑B : Set X))
    (hswap : ∀ x ∈ A, M.IsBase (↑(insert (π x) (A.erase x)) : Set X)) :
    (1 - Real.exp (-1)) * g B + linFun w B
        + ∑ a ∈ A, (psi g w A - psi g w (insert (π a) (A.erase a)))
      ≤ g A + linFun w A := by sorry

end CurvatureSubmod.LocalSearch
Source
Sviridenko, Vondrák, Ward, Optimal approximation for submodular and supermodular optimization with bounded curvature (SODA 2015 version, Oct. 9, 2014), p. 7, Lemma 5.2
Human review
  • Endorsed by Shuze Chen · Oct 9, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 9, 2026

    Confirmed by the mission captain (proposal self-audit).

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