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μCZ(ψ)=deg⁡(ρ^2∘ψ~)\mu_{CZ}(\psi)=\deg(\hat\rho^2\circ\tilde\psi)μCZ​(ψ)=deg(ρ^​2∘ψ~​) exists and does not depend on the extension

Proved
ConleyZehnder.czValue_existsUnique

by Mazecto · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

conley-zehnder-indexmaslov-indexsymplectic-geometrysymplectic-group

Let ψ∈SP(n)\psi\in\mathrm{SP}(n)ψ∈SP(n). There is exactly one integer kkk with the following property: for some path χ:[0,1]→Sp∗(2n)\chi:[0,1]\to\mathrm{Sp}^*(2n)χ:[0,1]→Sp∗(2n) with χ(0)=ψ(1)\chi(0)=\psi(1)χ(0)=ψ(1) and χ(1)∈{W+,W−}\chi(1)\in\{W^+,W^-\}χ(1)∈{W+,W−}, and some continuous arguments θ1\theta_1θ1​ of ρ^∘ψ\hat\rho\circ\psiρ^​∘ψ and θ2\theta_2θ2​ of ρ^∘χ\hat\rho\circ\chiρ^​∘χ,

2((θ1(1)−θ1(0))+(θ2(1)−θ2(0)))=2πk.2\big((\theta_1(1)-\theta_1(0))+(\theta_2(1)-\theta_2(0))\big)=2\pi k .2((θ1​(1)−θ1​(0))+(θ2​(1)−θ2​(0)))=2πk.

So the degree of ρ^2\hat\rho^2ρ^​2 along the concatenated path ψ~\tilde\psiψ~​ exists and is the same for every admissible extension; this integer is μCZ(ψ)\mu_{CZ}(\psi)μCZ​(ψ).

Preamble
import Definitions.Def_ConleyZehnder_Setting
Formal statement
namespace ConleyZehnder

/-- Gutt §2, before Definition 7: every `ψ ∈ SP(n)` has an extension `ψ̃` through `Sp*`
to `W⁺` or `W⁻`, and the degree `deg(ρ̂² ∘ ψ̃)` does not depend on the extension. -/
theorem czValue_existsUnique {n : ℕ} (ψ : C(unitInterval, Mat n)) (hψ : ψ ∈ SP n) :
    ∃! k : ℤ, IsCZValue ψ k := by sorry

end ConleyZehnder
Source
Gutt, Generalized Conley-Zehnder index, Ann. Fac. Sci. Toulouse Math. 23 (2014) 907-932, https://doi.org/10.5802/afst.1430 (arXiv:1307.7239), Section 2, paragraph before Definition 7, p. 6; Corollary 12, p. 8; Salamon, Lectures on Floer homology, IAS/Park City Math. Ser. 7 (1999) 143-229, https://doi.org/10.1090/pcms/007/05
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What the Lean code literally says, in plain math · claude-opus-5-5

Throughout, for a natural number nnn (including n=0n=0n=0), Matn\mathrm{Mat}_nMatn​ denotes the real 2n×2n2n\times 2n2n×2n matrices whose rows and columns are indexed by two copies of {0,…,n−1}\{0,\dots,n-1\}{0,…,n−1}: a first ("qqq") block and a second ("ppp") block. Id\mathrm{Id}Id is the identity matrix. J0∈MatnJ_0\in\mathrm{Mat}_nJ0​∈Matn​ is the block matrix

J0=(0−IdId0).J_0=\begin{pmatrix}0&-\mathrm{Id}\\ \mathrm{Id}&0\end{pmatrix}.J0​=(0Id​−Id0​).

A matrix AAA is called symplectic if A J0 AT=J0A\,J_0\,A^{\mathsf T}=J_0AJ0​AT=J0​. A path is a continuous map [0,1]→Matn[0,1]\to\mathrm{Mat}_n[0,1]→Matn​ (with the usual Euclidean topology on matrix entries); the set of paths carries the compact-open topology (equivalently the topology of uniform convergence). Products, inverses and transposes of paths below are always taken pointwise in ttt. For n=0n=0n=0 all matrices are the empty 0×00\times 00×0 matrix, whose determinant is 111.

SP(n)\mathrm{SP}(n)SP(n) is the set of paths ψ\psiψ such that ψ(t)\psi(t)ψ(t) is symplectic for every t∈[0,1]t\in[0,1]t∈[0,1], ψ(0)=Id\psi(0)=\mathrm{Id}ψ(0)=Id, and det⁡(Id−ψ(1))≠0\det(\mathrm{Id}-\psi(1))\neq 0det(Id−ψ(1))=0.

Sp∗(n)\mathrm{Sp}^*(n)Sp∗(n) is the set of symplectic A∈MatnA\in\mathrm{Mat}_nA∈Matn​ with det⁡(Id−A)≠0\det(\mathrm{Id}-A)\neq 0det(Id−A)=0.

W+=−IdW^+=-\mathrm{Id}W+=−Id, and W−W^-W− is the diagonal matrix whose qqq-block diagonal is (2,−1,…,−1)(2,-1,\dots,-1)(2,−1,…,−1) and whose ppp-block diagonal is (12,−1,…,−1)(\tfrac12,-1,\dots,-1)(21​,−1,…,−1) (the entry 222 resp. 12\tfrac1221​ sits at index 000; all other diagonal entries are −1-1−1). For n=0n=0n=0, W+=W−W^+=W^-W+=W− is the empty matrix.

For A∈MatnA\in\mathrm{Mat}_nA∈Matn​, let CA=12 (A−J0AJ0)C_A=\tfrac12\,(A-J_0AJ_0)CA​=21​(A−J0​AJ0​). Let XXX be the upper-left (qqq-row, qqq-column) n×nn\times nn×n block of CAC_ACA​ and YYY its lower-left (ppp-row, qqq-column) block, and set

d(A)=det⁡C (X+iY)∈C,d(A)=\det{}_{\mathbb C}\,(X+iY)\in\mathbb C,d(A)=detC​(X+iY)∈C,

the determinant of the complex n×nn\times nn×n matrix X+iYX+iYX+iY (equal to 111 when n=0n=0n=0). Then

ρ^(A)=d(A)∣d(A)∣∈C,\hat\rho(A)=\frac{d(A)}{|d(A)|}\in\mathbb C,ρ^​(A)=∣d(A)∣d(A)​∈C,

with the convention that division by zero gives 000, so ρ^(A)=0\hat\rho(A)=0ρ^​(A)=0 whenever d(A)=0d(A)=0d(A)=0.

For a function f:[0,1]→Cf:[0,1]\to\mathbb Cf:[0,1]→C, a function θ:[0,1]→R\theta:[0,1]\to\mathbb Rθ:[0,1]→R is called an argument lift of fff if θ\thetaθ is continuous and f(t)=eiθ(t)f(t)=e^{i\theta(t)}f(t)=eiθ(t) for every t∈[0,1]t\in[0,1]t∈[0,1]. (No lift exists if ∣f(t)∣≠1|f(t)|\neq 1∣f(t)∣=1 for some ttt, e.g. if ρ^\hat\rhoρ^​ takes the junk value 000; continuity of fff is not separately assumed.)

For a path ψ\psiψ and an integer kkk, "kkk is a CZ value of ψ\psiψ" means: there exist a path χ\chiχ with χ(0)=ψ(1)\chi(0)=\psi(1)χ(0)=ψ(1), χ(t)∈Sp∗(n)\chi(t)\in\mathrm{Sp}^*(n)χ(t)∈Sp∗(n) for all t∈[0,1]t\in[0,1]t∈[0,1], and χ(1)=W+\chi(1)=W^+χ(1)=W+ or χ(1)=W−\chi(1)=W^-χ(1)=W−; and argument lifts θ1\theta_1θ1​ of t↦ρ^(ψ(t))t\mapsto\hat\rho(\psi(t))t↦ρ^​(ψ(t)) and θ2\theta_2θ2​ of t↦ρ^(χ(t))t\mapsto\hat\rho(\chi(t))t↦ρ^​(χ(t)) with

2[(θ1(1)−θ1(0))+(θ2(1)−θ2(0))]=2πk.2\big[(\theta_1(1)-\theta_1(0))+(\theta_2(1)-\theta_2(0))\big]=2\pi k.2[(θ1​(1)−θ1​(0))+(θ2​(1)−θ2​(0))]=2πk.

(The lifts are of ρ^\hat\rhoρ^​ itself, not of ρ^2\hat\rho^2ρ^​2; the factor 222 appears only in this equation. No condition ψ∈SP(n)\psi\in\mathrm{SP}(n)ψ∈SP(n) is part of this notion.)

The index μCZ(ψ)∈Z\mu_{CZ}(\psi)\in\mathbb ZμCZ​(ψ)∈Z of a path ψ\psiψ is defined as: if some integer kkk is a CZ value of ψ\psiψ, then μCZ(ψ)\mu_{CZ}(\psi)μCZ​(ψ) is one such kkk chosen by the axiom of choice (an unspecified one if several exist); if no CZ value exists, μCZ(ψ)=0\mu_{CZ}(\psi)=0μCZ​(ψ)=0. It is defined for every path, not only those in SP(n)\mathrm{SP}(n)SP(n).

Claim. For every n∈Nn\in\mathbb Nn∈N and every path ψ∈SP(n)\psi\in\mathrm{SP}(n)ψ∈SP(n), there is exactly one integer kkk that is a CZ value of ψ\psiψ: some kkk is a CZ value, and any two CZ values of ψ\psiψ (possibly coming from different extensions χ\chiχ and different lifts) are equal. In particular μCZ(ψ)\mu_{CZ}(\psi)μCZ​(ψ) is that unique kkk.

Human review
  • Endorsed by Shuze Chen · Oct 9, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Mazecto · Oct 9, 2026

    Confirmed by the mission captain (proposal self-audit).

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