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Theorem 14: sufficiency characterized by vanishing Renyi relative entropy differences

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QAlgorithms.Papers.Independent.Intakethird100.P52.sufficiency_renyi

by Gohan · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

prove2quantum

All Hilbert spaces below are finite dimensional and nonzero over C\mathbb CC. A density operator is positive semidefinite with trace one. Every spectral power is zero on the kernel, including zero and negative powers. Information quantities use base-two logarithms, with log⁡20=−∞\log_2 0=-\inftylog2​0=−∞; the operator logarithms in exponential formulas are natural logarithms.

Let ρ\rhoρ be a density operator on HHH, let σ≥0\sigma\ge0σ≥0 be an operator on HHH without a trace constraint, and let N:B(H)→B(K)\mathcal N:\mathcal B(H)\to\mathcal B(K)N:B(H)→B(K) be CPTP. Its adjoint N†\mathcal N^\daggerN† is the Hilbert–Schmidt adjoint. Write

Ka=σ(1−a)/2N† ⁣(N(σ)(a−1)/2N(ρ)1−aN(σ)(a−1)/2)σ(1−a)/2,La=σ(1−a)/(2a)N† ⁣(N(σ)(a−1)/(2a)N(ρ)(1−a)/aN(σ)(a−1)/(2a))σ(1−a)/(2a),Ra=Ka1/(1−a),Sa=Laa/(1−a),Δa=log⁡2Tr⁡(ρaKa)a−1,Δ~a=log⁡2Tr⁡[(ρ1/2Laρ1/2)a]a−1.\begin{aligned} K_a&=\sigma^{(1-a)/2}\mathcal N^\dagger\!\left(\mathcal N(\sigma)^{(a-1)/2}\mathcal N(\rho)^{1-a}\mathcal N(\sigma)^{(a-1)/2}\right)\sigma^{(1-a)/2},\\ L_a&=\sigma^{(1-a)/(2a)}\mathcal N^\dagger\!\left(\mathcal N(\sigma)^{(a-1)/(2a)}\mathcal N(\rho)^{(1-a)/a}\mathcal N(\sigma)^{(a-1)/(2a)}\right)\sigma^{(1-a)/(2a)},\\ R_a&=K_a^{1/(1-a)},\qquad S_a=L_a^{a/(1-a)},\\ \Delta_a&=\frac{\log_2\operatorname{Tr}(\rho^aK_a)}{a-1},\qquad \widetilde\Delta_a=\frac{\log_2\operatorname{Tr}[(\rho^{1/2}L_a\rho^{1/2})^a]}{a-1}. \end{aligned}Ka​La​Ra​Δa​​=σ(1−a)/2N†(N(σ)(a−1)/2N(ρ)1−aN(σ)(a−1)/2)σ(1−a)/2,=σ(1−a)/(2a)N†(N(σ)(a−1)/(2a)N(ρ)(1−a)/aN(σ)(a−1)/(2a))σ(1−a)/(2a),=Ka1/(1−a)​,Sa​=Laa/(1−a)​,=a−1log2​Tr(ρaKa​)​,Δa​=a−1log2​Tr[(ρ1/2La​ρ1/2)a]​.​

Assume ρ>0\rho>0ρ>0, σ>0\sigma>0σ>0, and that N\mathcal NN is strict: N(X)>0\mathcal N(X)>0N(X)>0 for every X>0X>0X>0. The channel is sufficient for (ρ,σ)(\rho,\sigma)(ρ,σ) when one CPTP map R\mathcal RR satisfies R(N(ρ))=ρ\mathcal R(\mathcal N(\rho))=\rhoR(N(ρ))=ρ and R(N(σ))=σ\mathcal R(\mathcal N(\sigma))=\sigmaR(N(σ))=σ.

Sufficiency implies

Δa=Δ~a=0for every a∈(0,1)∪(1,∞).\Delta_a=\widetilde\Delta_a=0\quad\text{for every }a\in(0,1)\cup(1,\infty).Δa​=Δa​=0for every a∈(0,1)∪(1,∞).

Conversely, either Δa=0\Delta_a=0Δa​=0 for some a∈(0,1)∪(1,2)a\in(0,1)\cup(1,2)a∈(0,1)∪(1,2) or Δ~a=0\widetilde\Delta_a=0Δa​=0 for some a∈(1/2,1)∪(1,∞)a\in(1/2,1)\cup(1,\infty)a∈(1/2,1)∪(1,∞) implies sufficiency.

This characterizes sufficient channels through vanishing Rényi differences, retaining the full forward order range.

Preamble
import Definitions.Def_QAlgorithms_Papers_Independent_Intakethird100_P52
Formal statement
noncomputable section

open scoped Matrix ComplexOrder

namespace QAlgorithms.Papers.Independent.Intakethird100.P52

attribute [local instance] Classical.propDecidable Classical.decEq

open QAlgorithms.Papers.Independent.Information100.P63 (Mat)

open QAlgorithms.Papers.Independent.Dependency50.P21 (channelAdjoint petz marginalAB)

open QAlgorithms.Papers.Independent.Dependency50.P35 (tr elog maxRelative)

open QAlgorithms.Papers.Independent.Information100.P71 (supportPower)

open QAlgorithms.Papers.Independent.Renew46.P35 (HasMarkovBlocks)

/-- Theorem 14, PDF pp.14–17. Correction: the printed final tilde expression
omits “=0”; restored from (4.14), p.16, and the concluding proof on p.17.
The forward range is wider than either converse range. -/
theorem sufficiency_renyi {H K : Type} [Fintype H] [Fintype K]
    [DecidableEq H] [DecidableEq K] [Nonempty H] [Nonempty K]
    (rho sigma : Mat H) (hrho : IsDensityMatrix rho)
    (hrhoPD : rho.PosDef) (hsigmaPD : sigma.PosDef)
    (N : Superop H K) (hN : IsStrictChannel N) :
    (IsSufficient rho sigma N → ∀ a : ℝ, (0 < a ∧ a < 1) ∨ 1 < a →
      renyiDifference a rho sigma N = 0 ∧ deltaTilde a rho sigma N = 0) ∧
    (((∃ a : ℝ, ((0 < a ∧ a < 1) ∨ (1 < a ∧ a < 2)) ∧ renyiDifference a rho sigma N = 0) ∨
      (∃ a : ℝ, ((1 / 2 < a ∧ a < 1) ∨ 1 < a) ∧ deltaTilde a rho sigma N = 0)) →
      IsSufficient rho sigma N) := by sorry

end QAlgorithms.Papers.Independent.Intakethird100.P52

end
Source
Quantum Markov chains, sufficiency of quantum channels, and Renyi information measures, arXiv:1501.05636v4, PDF p. 14, Theorem 14: sufficiency characterized by vanishing Renyi relative entropy differences
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What the Lean code literally says, in plain math · gpt-6.1-sol

Let H,KH,KH,K be finite nonempty types with decidable equality, let ρ,σ\rho,\sigmaρ,σ be complex matrices on HHH, assume that ρ\rhoρ is positive semidefinite with trace 111, that both ρ\rhoρ and σ\sigmaσ are positive definite, and let NNN be a channel that maps every positive definite matrix to a positive definite matrix. Here a channel means a function admitting a finite Kraus representation N(X)=∑jEjXEj†N(X)=\sum_jE_jXE_j^\daggerN(X)=∑j​Ej​XEj†​ with ∑jEj†Ej=IH\sum_jE_j^\dagger E_j=I_H∑j​Ej†​Ej​=IH​; no trace-one assumption is made on σ\sigmaσ. Define

(N†Z)ij=∑k,lN(Eij)kl‾ Zkl,(N^\dagger Z)_{ij}=\sum_{k,l}\overline{N(E_{ij})_{kl}}\,Z_{kl},(N†Z)ij​=k,l∑​N(Eij​)kl​​Zkl​,

where EijE_{ij}Eij​ is the matrix unit, and let St(X)S_t(X)St​(X) be continuous functional calculus for x↦0x\mapsto0x↦0 at zero and x↦xtx\mapsto x^tx↦xt otherwise. Put

Ka=S(1−a)/2(σ) N† ⁣(S(a−1)/2(Nσ)S1−a(Nρ)S(a−1)/2(Nσ))S(1−a)/2(σ),K~a=S(1−a)/(2a)(σ) N† ⁣(S(a−1)/(2a)(Nσ)S(1−a)/a(Nρ)S(a−1)/(2a)(Nσ))S(1−a)/(2a)(σ),Da=ℓ2(Re⁡Tr⁡(Sa(ρ)Ka))a−1,D~a=ℓ2(Re⁡Tr⁡Sa(S1/2(ρ)K~aS1/2(ρ)))a−1,\begin{aligned} K_a&=S_{(1-a)/2}(\sigma)\, N^\dagger\!\left(S_{(a-1)/2}(N\sigma)S_{1-a}(N\rho)S_{(a-1)/2}(N\sigma)\right) S_{(1-a)/2}(\sigma),\\ \widetilde K_a&=S_{(1-a)/(2a)}(\sigma)\, N^\dagger\!\left(S_{(a-1)/(2a)}(N\sigma)S_{(1-a)/a}(N\rho)S_{(a-1)/(2a)}(N\sigma)\right) S_{(1-a)/(2a)}(\sigma),\\ D_a&=\frac{\ell_2(\operatorname{Re}\operatorname{Tr}(S_a(\rho)K_a))}{a-1},\\ \widetilde D_a&=\frac{\ell_2(\operatorname{Re}\operatorname{Tr}S_a(S_{1/2}(\rho)\widetilde K_aS_{1/2}(\rho)))}{a-1}, \end{aligned}Ka​Ka​Da​Da​​=S(1−a)/2​(σ)N†(S(a−1)/2​(Nσ)S1−a​(Nρ)S(a−1)/2​(Nσ))S(1−a)/2​(σ),=S(1−a)/(2a)​(σ)N†(S(a−1)/(2a)​(Nσ)S(1−a)/a​(Nρ)S(a−1)/(2a)​(Nσ))S(1−a)/(2a)​(σ),=a−1ℓ2​(ReTr(Sa​(ρ)Ka​))​,=a−1ℓ2​(ReTrSa​(S1/2​(ρ)Ka​S1/2​(ρ)))​,​

where ℓ2(x)=log⁡2x\ell_2(x)=\log_2xℓ2​(x)=log2​x for x>0x>0x>0 and −∞-\infty−∞ otherwise, and the last two expressions use extended-real arithmetic. The assertion is that if there is a channel RRR satisfying R(Nρ)=ρR(N\rho)=\rhoR(Nρ)=ρ and R(Nσ)=σR(N\sigma)=\sigmaR(Nσ)=σ, then Da=D~a=0D_a=\widetilde D_a=0Da​=Da​=0 for every a∈(0,1)∪(1,∞)a\in(0,1)\cup(1,\infty)a∈(0,1)∪(1,∞); conversely, such a channel RRR exists if either Da=0D_a=0Da​=0 for at least one a∈(0,1)∪(1,2)a\in(0,1)\cup(1,2)a∈(0,1)∪(1,2), or D~a=0\widetilde D_a=0Da​=0 for at least one a∈(1/2,1)∪(1,∞)a\in(1/2,1)\cup(1,\infty)a∈(1/2,1)∪(1,∞).

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Gohan · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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