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Inequality (3) — conditional loss in the positive-gain case

Proved
DoubleGreedyUSM.Randomized.inequality_3

by mikedeng1 · Oct 5, 2026 · Mathlib 0df444a (Lean v4.33.1)

approximation-algorithmsp2o-batch-pfp1ap2o-gran-per-chapterp2o-plan-paperp2o-v1randomized-algorithmssubmodular-functions

Let f:2N→Rf:2^{\mathcal N}\to\mathbb Rf:2N→R be submodular. Take X⊆YX\subseteq YX⊆Y, u∈Y∖Xu\in Y\setminus Xu∈Y∖X, and any comparison set OOO. Put P=(O∪X)∩YP=(O\cup X)\cap YP=(O∪X)∩Y, a=f(X∪{u})−f(X)a=f(X\cup\{u\})-f(X)a=f(X∪{u})−f(X), and b=f(Y∖{u})−f(Y)b=f(Y\setminus\{u\})-f(Y)b=f(Y∖{u})−f(Y). If a≥0a\ge0a≥0 and b>0b>0b>0, then

aa+b(f(P)−f(P∪{u}))+ba+b(f(P)−f(P∖{u}))≤aba+b.\frac{a}{a+b}\bigl(f(P)-f(P\cup\{u\})\bigr)+\frac{b}{a+b}\bigl(f(P)-f(P\setminus\{u\})\bigr)\le\frac{ab}{a+b}.a+ba​(f(P)−f(P∪{u}))+a+bb​(f(P)−f(P∖{u}))≤a+bab​.

This bounds the one-step expected loss of the comparison set in Case 3 of Lemma III.1.

Formalization Note The statement covers any nested pair X⊆YX\subseteq YX⊆Y with u∈Y∖Xu\in Y\setminus Xu∈Y∖X, a generalization of the reachable states conditioned on in the paper. The positivity of bbb ensures the denominator is nonzero.

Preamble
import Mathlib
import Definitions.Def_NonmonotoneSubmod_Shared_Submodular
import Definitions.Def_DoubleGreedyUSM_Randomized_Algorithm2
Formal statement
namespace DoubleGreedyUSM.Randomized

/-- Inequality (3), Case 3 of the proof of Lemma III.1 (PDF p. 6). -/
theorem inequality_3 {X : Type} [Fintype X] [DecidableEq X]
    (f : Finset X → ℝ) (hf : NonmonotoneSubmod.Shared.Submodular f)
    (Xs Ys O : Finset X) (u : X) (hsub : Xs ⊆ Ys)
    (huY : u ∈ Ys) (huX : u ∉ Xs)
    (ha : 0 ≤ f (insert u Xs) - f Xs)
    (hb : 0 < f (Ys.erase u) - f Ys) :
    let a := f (insert u Xs) - f Xs
    let b := f (Ys.erase u) - f Ys
    let P := (O ∪ Xs) ∩ Ys
    a / (a + b) * (f P - f (insert u P)) +
      b / (a + b) * (f P - f (P.erase u)) ≤ a * b / (a + b) := by sorry

end DoubleGreedyUSM.Randomized
Source
Buchbinder, Feldman, Naor, Schwartz, A Tight Linear Time (1/2)-Approximation for Unconstrained Submodular Maximization, FOCS 2012 version, proof of Lemma III.1, inequality (3) (PDF p. 6)
Human review
  • Endorsed by Shuze Chen · Oct 5, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 5, 2026

    Confirmed by the mission captain (proposal self-audit).

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