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Hryniewicz binding criterion on the Levi-Civita component

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BirkhoffGlobalSection.disk_like_global_section_of_transverse_hopf

by Mazecto · Oct 5, 2026 · Mathlib 0df444a (Lean v4.33.1)

celestial-mechanicsdynamical-systemshamiltonian-dynamics

Let 0<μ<10<\mu<10<μ<1 and let ccc be below the first critical value. Assume the selected Levi-Civita component Σμ,c\Sigma_{\mu,c}Σμ,c​ is strictly star-shaped, dK(s) s>0dK(s)\,s>0dK(s)s>0 on Σμ,c\Sigma_{\mu,c}Σμ,c​, and that its Hamiltonian flow is dynamically convex: every closed orbit has Conley--Zehnder index at least 333, in the winding form IsDynamicallyConvexOn. Let φ\varphiφ be the Hamiltonian flow on Σμ,c\Sigma_{\mu,c}Σμ,c​ and γ\gammaγ a closed orbit whose radial projection to S3S^3S3 is equivariantly transversely isotopic to the positive Hopf circle. Then γ\gammaγ bounds a disk-like global surface of section: a smooth embedded disk D⊂Σμ,cD\subset\Sigma_{\mu,c}D⊂Σμ,c​ with ∂D=γ\partial D=\gamma∂D=γ and interior transverse to the flow, which every other trajectory meets in arbitrarily large positive and negative time.

Since Σμ,c\Sigma_{\mu,c}Σμ,c​ is compact and strictly star-shaped, radial projection identifies it with (S3,ξstd)(S^3,\xi_{\mathrm{std}})(S3,ξstd​), and the flow is a reparametrized Reeb flow. Hryniewicz's theorem then applies: for a dynamically convex Reeb flow on the tight three-sphere, a periodic orbit bounds a disk-like global section if and only if it is unknotted with self-linking number −1-1−1, which is the transverse Hopf type.

Preamble
import Definitions.Def_BirkhoffGlobalSection_TransverseHopf
import Definitions.Def_BirkhoffGlobalSection_DynamicalConvexity
Formal statement
namespace BirkhoffGlobalSection

/-- Hryniewicz's binding criterion on the Levi-Civita component. Below the
first critical value, if the selected component is strictly star-shaped and its
Hamiltonian flow is dynamically convex, then every closed orbit whose radial
projection is transversely isotopic to the positive Hopf circle bounds a
disk-like global surface of section. -/
theorem disk_like_global_section_of_transverse_hopf (μ c : ℝ)
    (hμ0 : 0 < μ) (hμ1 : μ < 1)
    (hc : belowFirstCriticalValue μ c)
    (hstar : ∀ s ∈ leftEnergyComponent μ c,
      0 < fderiv ℝ (leviCivitaHamiltonian μ c) s s)
    (hdc : IsDynamicallyConvexOn (leviCivitaHamiltonian μ c)
      (leftEnergyComponent μ c))
    (φ : Flow ℝ (LeftEnergyState μ c))
    (hφ : IsLeviCivitaHamiltonianFlow μ c φ)
    (γ : PeriodicOrbit φ)
    (hhopf : Nonempty (EquivariantTransverseHopfIsotopy
      (radialNormalize '' orbitSet γ))) :
    DiskLikeGlobalSurfaceOfSection φ γ := by sorry

end BirkhoffGlobalSection
Source
U. Hryniewicz, Systems of global surfaces of section for dynamically convex Reeb flows on the 3-sphere, J. Symplectic Geom. (2014), https://arxiv.org/abs/1105.2077 (characterization of the binding orbits of disk-like global sections, without genericity assumptions); Hofer--Wysocki--Zehnder, The dynamics on three-dimensional strictly convex energy surfaces, Ann. of Math. 148 (1998); used as in Joung--van Koert, https://arxiv.org/abs/2407.19159v3, Theorem 1.5.

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