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A Hamiltonian matrix YYY with Y3=9YY^3=9YY3=9Y is joined, avoiding eigenvalue 111, to 000 or to diag(3,0,…,0,−3,0,…,0)\mathrm{diag}(3,0,\dots,0,-3,0,\dots,0)diag(3,0,…,0,−3,0,…,0)

Proved
ConleyZehnder.hamiltonian_cube_joinedIn_normal

by Mazecto · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

conley-zehnder-indexhamiltonian-matricessymplectic-geometrysymplectic-group

Let J0=(0−Id Id0)J_0=\begin{pmatrix}0&-\mathrm{Id}\ \mathrm{Id}&0\end{pmatrix}J0​=(0​−Id Id​0​) and call a real 2n×2n2n\times 2n2n×2n matrix XXX Hamiltonian if XJ0+J0XT=0XJ_0+J_0X^{T}=0XJ0​+J0​XT=0. Let H∗(2n)\mathcal H^*(2n)H∗(2n) be the set of Hamiltonian matrices XXX such that 111 is not an eigenvalue of XXX, i.e. det⁡(Id−X)≠0\det(\mathrm{Id}-X)\neq 0det(Id−X)=0, with the topology of R2n×2n\mathbb R^{2n\times 2n}R2n×2n.

Let YYY be a Hamiltonian matrix with Y3=9YY^3=9YY3=9Y. Then there is a continuous path [0,1]→H∗(2n)[0,1]\to\mathcal H^*(2n)[0,1]→H∗(2n) from YYY to 000 or to Y−=diag(3,0,…,0,−3,0,…,0)Y_-=\mathrm{diag}(3,0,\dots,0,-3,0,\dots,0)Y−​=diag(3,0,…,0,−3,0,…,0), the diagonal matrix with entry 333 at the first coordinate of the first block, −3-3−3 at the first coordinate of the second block, and 000 elsewhere.

Together with its companion statement, this shows that every element of H∗(2n)\mathcal H^*(2n)H∗(2n) lies in the path component of 000 or of diag(3,0,…,0,−3,0,…,0)\mathrm{diag}(3,0,\dots,0,-3,0,\dots,0)diag(3,0,…,0,−3,0,…,0) in H∗(2n)\mathcal H^*(2n)H∗(2n). It serves the description of the path components of Sp∗(2n)\mathrm{Sp}^*(2n)Sp∗(2n) used in the definition of the Conley–Zehnder index.

Formalization note: Mat n is the type of real matrices indexed by Fin n ⊕ Fin n and J₀ n is Mathlib's Matrix.J, both from the definition module ConleyZehnder_Setting; the set H∗(2n)\mathcal H^*(2n)H∗(2n) is written inline, and "joined by a continuous path inside a set" is Mathlib's JoinedIn. For n=0n=0n=0 the statement is trivial.

Preamble
import Definitions.Def_ConleyZehnder_Setting
Formal statement
namespace ConleyZehnder

open Matrix

/-- A real Hamiltonian matrix `Y` (`Y J₀ + J₀ Yᵀ = 0`) with `Y³ = 9 Y` is joined, inside the set of
Hamiltonian matrices without eigenvalue `1`, to `0` or to `diag(3, 0, …, 0, -3, 0, …, 0)`. -/
theorem hamiltonian_cube_joinedIn_normal {n : ℕ} (Y : Mat n) (hY : Y * J₀ n + J₀ n * Yᵀ = 0)
    (h3 : Y * Y * Y = (9 : ℝ) • Y) :
    JoinedIn {Z : Mat n | Z * J₀ n + J₀ n * Zᵀ = 0 ∧ (1 - Z).det ≠ 0} Y 0 ∨
      JoinedIn {Z : Mat n | Z * J₀ n + J₀ n * Zᵀ = 0 ∧ (1 - Z).det ≠ 0} Y
        (Matrix.diagonal (Sum.elim (fun j : Fin n => if j.val = 0 then (3 : ℝ) else 0)
          (fun j : Fin n => if j.val = 0 then (-3 : ℝ) else 0))) := by sorry

end ConleyZehnder
Source
Gutt, Generalized Conley-Zehnder index, Ann. Fac. Sci. Toulouse Math. 23 (2014) 907-932, https://doi.org/10.5802/afst.1430 (arXiv:1307.7239), Section 2, the first of the two facts listed before Definition 7, p. 6 (every element of Sp*(2n) is joined inside Sp*(2n) to W+ or W-); this statement is an intermediate step towards that fact, formulated for Hamiltonian matrices, and is not stated in this form in the reference

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