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Corollary 4.8: every regular language is recognizable

Proved
MSKleene.reg_subset_rec

by Cosme · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

formal-languagesmany-sorted-algebratree-automatauniversal-algebra

Every regular language is recognizable (Corollary 4.8).

For every s∈Ss\in Ss∈S, Regs(TΣ(X))⊆Recs(TΣ(X))\mathrm{Reg}_{s}(\mathbf{T}_{\Sigma}(X))\subseteq\mathrm{Rec}_{s}(\mathbf{T}_{\Sigma}(X))Regs​(TΣ​(X))⊆Recs​(TΣ​(X)).

Preamble
import Definitions.Def_MSKleene_Recognizable
import Definitions.Def_MSKleene_Regular
Formal statement
namespace MSKleene

/-- **Every regular language is recognizable** (Corollary 4.8).

With `S` finite, `Σ` a finite signature, and `X` a finite `S`-sorted set:
for every sort `s`, `Reg_s(T_Σ(X)) ⊆ Rec_s(T_Σ(X))`. -/
theorem reg_subset_rec {S : Type} [Finite S] (sig : Signature S) (X : SSet S)
    (hsig : SigFinite sig) (hX : SFinite X) (s : S) :
    RegS sig X s ⊆ RecS (freeAlgebra sig X) s := by
  sorry

end MSKleene
Source
Gong, Ruiz Mora, Sanmartín Vich, Cosme Llópez, "A Kleene theorem for free many-sorted algebras", 2026
Read-back

What the Lean code literally says, in plain math · claude-sonnet-5

Read-back.

Fix a type SSS of sorts in the lowest universe and assume SSS is a finite type ([Finite S]). A signature sig\mathrm{sig}sig assigns to every finite word w∈List Sw \in \mathrm{List}\,Sw∈ListS of argument sorts and every result sort s′∈Ss' \in Ss′∈S a type sig w s′\mathrm{sig}\,w\,s'sigws′ of operation symbols; a sorted set AAA over SSS assigns to every sort s′s's′ a type As′A_{s'}As′​. We are given such a signature sig\mathrm{sig}sig, a sorted set X:S→TypeX : S \to \mathrm{Type}X:S→Type of variables, a fixed sort s∈Ss \in Ss∈S, and two finiteness hypotheses:

hsig:∑w : List S ∑s′ : S sig w s′  is a finite type,\texttt{hsig}:\quad \textstyle\sum_{w\,:\,\mathrm{List}\,S}\ \sum_{s'\,:\,S}\ \mathrm{sig}\,w\,s' \ \text{ is a finite type},hsig:∑w:ListS​ ∑s′:S​ sigws′  is a finite type, hX:∑s′ : SXs′  is a finite type,\texttt{hX}:\quad \textstyle\sum_{s'\,:\,S} X_{s'} \ \text{ is a finite type},hX:∑s′:S​Xs′​  is a finite type,

i.e. altogether only finitely many operation symbols (over all arities and result sorts) and only finitely many variables (over all sorts). Let Term sig X\mathrm{Term}\,\mathrm{sig}\,XTermsigX be the sorted set of well-sorted terms: a term of sort s′s's′ is either var(x)\mathrm{var}(x)var(x) with x∈Xs′x \in X_{s'}x∈Xs′​, or app(σ,t⃗)\mathrm{app}(\sigma,\vec t)app(σ,t) with σ∈sig w s′\sigma \in \mathrm{sig}\,w\,s'σ∈sigws′ and t⃗\vec tt a length-matching vector of terms of sorts www. Let F=freeAlgebra sig X\mathcal F = \mathrm{freeAlgebra}\,\mathrm{sig}\,XF=freeAlgebrasigX be the term algebra, with carrier s′↦Term sig X s′s' \mapsto \mathrm{Term}\,\mathrm{sig}\,X\,s's′↦TermsigXs′ and operations given by term formation.

The theorem asserts the set inclusion

RegS(sig,X,s) ⊆ RecS(F, s),\mathrm{RegS}(\mathrm{sig},X,s)\ \subseteq\ \mathrm{RecS}(\mathcal F,\,s),RegS(sig,X,s) ⊆ RecS(F,s),

where each side is a collection of subsets of Term sig X s\mathrm{Term}\,\mathrm{sig}\,X\,sTermsigXs; unfolded, the inclusion says: for every set of terms L⊆Term sig X sL \subseteq \mathrm{Term}\,\mathrm{sig}\,X\,sL⊆TermsigXs, if LLL is sRegular then LLL is sRecognizable, in the following senses.

LLL is sRegular iff there exists a sorted set E:S→TypeE : S \to \mathrm{Type}E:S→Type of auxiliary variables such that, writing X⊕EX\oplus EX⊕E for the sorted set s′↦Xs′⊔Es′s' \mapsto X_{s'} \sqcup E_{s'}s′↦Xs′​⊔Es′​: (1) ∑s′(Xs′⊔Es′)\sum_{s'} (X_{s'}\sqcup E_{s'})∑s′​(Xs′​⊔Es′​) is a finite type; and (2) there exists a regular expression RRR of sort sss over generators X⊕EX\oplus EX⊕E with

interpExpr(sig, X⊕E, s, R) = { relabel(ι)(t) ∣ t∈L },\mathrm{interpExpr}(\mathrm{sig},\,X\oplus E,\,s,\,R)\ =\ \bigl\{\ \mathrm{relabel}(\iota)(t)\ \bigm|\ t \in L\ \bigr\},interpExpr(sig,X⊕E,s,R) = { relabel(ι)(t) ​ t∈L },

where ι:x↦inl(x)\iota : x \mapsto \mathrm{inl}(x)ι:x↦inl(x) is the left inclusion Xs′↪Xs′⊔Es′X_{s'}\hookrightarrow X_{s'}\sqcup E_{s'}Xs′​↪Xs′​⊔Es′​ and relabel(ι)\mathrm{relabel}(\iota)relabel(ι) renames every variable occurrence xxx in a term to inl(x)\mathrm{inl}(x)inl(x) leaving the term structure otherwise fixed (so the right-hand side is the image of LLL under this renaming). Here a regular expression of sort sss over a generator set ZZZ is a term of sort sss with variables in ZZZ built from the operation symbols of the regular signature, which are: for each σ∈sig w s′\sigma \in \mathrm{sig}\,w\,s'σ∈sigws′ a symbol base(σ)\mathrm{base}(\sigma)base(σ) of arity w→s′w \to s'w→s′; for each sort s′s's′ a nullary symbol empty(s′)\mathrm{empty}(s')empty(s′); for each z∈Zs′z \in Z_{s'}z∈Zs′​ a unary symbol iter(s′,z)\mathrm{iter}(s',z)iter(s′,z) of arity [s′]→s′[s'] \to s'[s′]→s′; for each sort s′s's′ a binary symbol plus(s′)\mathrm{plus}(s')plus(s′) of arity [s′,s′]→s′[s',s'] \to s'[s′,s′]→s′; and for each pair of sorts t,s′t,s't,s′ and each z∈Ztz \in Z_tz∈Zt​ a binary symbol subst(t,s′,z)\mathrm{subst}(t,s',z)subst(t,s′,z) of arity [t,s′]→s′[t,s'] \to s'[t,s′]→s′. The value interpExpr(sig,Z,s,R)⊆Term sig Z s\mathrm{interpExpr}(\mathrm{sig},Z,s,R) \subseteq \mathrm{Term}\,\mathrm{sig}\,Z\,sinterpExpr(sig,Z,s,R)⊆TermsigZs is obtained by evaluating RRR in the power-set algebra whose carrier at s′s's′ is P(Term sig Z s′)\mathcal P(\mathrm{Term}\,\mathrm{sig}\,Z\,s')P(TermsigZs′), under the generator assignment z↦{var(z)}z \mapsto \{\mathrm{var}(z)\}z↦{var(z)}, with the regular symbols interpreted on subsets by:

  • base(σ)\mathrm{base}(\sigma)base(σ) sends (L1,…,Lk)(L_1,\dots,L_k)(L1​,…,Lk​) to { σ(x1,…,xk) ∣ xi∈Li }\{\ \sigma(x_1,\dots,x_k)\ \mid\ x_i \in L_i\ \}{ σ(x1​,…,xk​) ∣ xi​∈Li​ } (form the term σ(⋅)\sigma(\cdot)σ(⋅) over all elementwise choices of members);
  • empty(s′)\mathrm{empty}(s')empty(s′) is ∅⊆Term sig Z s′\varnothing \subseteq \mathrm{Term}\,\mathrm{sig}\,Z\,s'∅⊆TermsigZs′;
  • iter(s′,z)\mathrm{iter}(s',z)iter(s′,z) sends L1L_1L1​ to ⋃i∈NΦi\bigcup_{i\in\mathbb N}\Phi_i⋃i∈N​Φi​, where Φ0={var(z)}\Phi_0=\{\mathrm{var}(z)\}Φ0​={var(z)} and Φi+1=Φi∪substP(z,Φi,s′,L1)\Phi_{i+1}=\Phi_i\cup\mathrm{substP}(z,\Phi_i,s',L_1)Φi+1​=Φi​∪substP(z,Φi​,s′,L1​);
  • plus(s′)\mathrm{plus}(s')plus(s′) sends (L1,L2)(L_1,L_2)(L1​,L2​) to L1∪L2L_1\cup L_2L1​∪L2​;
  • subst(t,s′,z)\mathrm{subst}(t,s',z)subst(t,s′,z) sends (L1,L2)(L_1,L_2)(L1​,L2​) to substP(z,L1,s′,L2)\mathrm{substP}(z,L_1,s',L_2)substP(z,L1​,s′,L2​);

where substP(z,L,s′,K)=⋃P∈Khz,L(P)\mathrm{substP}(z,L,s',K) = \bigcup_{P\in K} h_{z,L}(P)substP(z,L,s′,K)=⋃P∈K​hz,L​(P), and hz,Lh_{z,L}hz,L​ is the homomorphism from F\mathcal FF into its power-set algebra determined by the variable assignment sending yyy (of sort t′t't′) to LLL when t′t't′ is the sort of zzz and y=zy = zy=z, and to {var(y)}\{\mathrm{var}(y)\}{var(y)} otherwise; concretely, substP(z,L,s′,K)\mathrm{substP}(z,L,s',K)substP(z,L,s′,K) is the set of all terms obtained from some P∈KP \in KP∈K by replacing each occurrence of zzz, independently, with some element of LLL. Thus iter(s′,z)\mathrm{iter}(s',z)iter(s′,z) applied to L1L_1L1​ is the least set containing var(z)\mathrm{var}(z)var(z) and closed under substituting members of L1L_1L1​ for zzz.

LLL is sRecognizable (for the algebra F\mathcal FF and sort sss) iff there exists a sig\mathrm{sig}sig-algebra BBB such that: (1) BBB is finite, meaning ∑s′B.carriers′\sum_{s'} B.\mathrm{carrier}_{s'}∑s′​B.carriers′​ is a finite type; and (2) there exist a homomorphism of sig\mathrm{sig}sig-algebras f:F→Bf : \mathcal F \to Bf:F→B (a sorted family of maps fs′:Term sig X s′→B.carriers′f_{s'} : \mathrm{Term}\,\mathrm{sig}\,X\,s' \to B.\mathrm{carrier}_{s'}fs′​:TermsigXs′→B.carriers′​ commuting with every operation of sig\mathrm{sig}sig) and a subset M⊆B.carriersM \subseteq B.\mathrm{carrier}_sM⊆B.carriers​ with

fs−1(M) = L.f_s^{-1}(M)\ =\ L .fs−1​(M) = L.

Scope notes: the outer statement is a plain inclusion of families of subsets, hence a universally quantified implication over all L⊆Term sig X sL \subseteq \mathrm{Term}\,\mathrm{sig}\,X\,sL⊆TermsigXs; nothing constrains the auxiliary set EEE, the regular expression RRR, the recognizing algebra BBB, the homomorphism fff, or the accepting subset MMM beyond what is stated (in particular Es′E_{s'}Es′​ may be empty at some or all sorts, provided ∑s′(Xs′⊔Es′)\sum_{s'}(X_{s'}\sqcup E_{s'})∑s′​(Xs′​⊔Es′​) stays finite); the degenerate case L=∅L = \varnothingL=∅ is included and is sRegular (take R=empty(s)R = \mathrm{empty}(s)R=empty(s)) and sRecognizable (take M=∅M = \varnothingM=∅); if SSS is empty there is no sort sss and the statement is vacuous; the iter\mathrm{iter}iter interpretation always contains var(z)\mathrm{var}(z)var(z) (the i=0i = 0i=0 stage) and its union ranges over all of N\mathbb NN; and the hypotheses hsig (SigFinite sig) and hX (SFinite X) are assumed but do not reappear explicitly in the conclusion.

Human review
  • Endorsed by Shuze Chen · Sep 9, 2026

  • Endorsed by Cosme · Sep 9, 2026

    Confirmed by the mission captain (proposal self-audit).

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