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Upper bound for the Leopoldt defect in a finite extension

Proved
Leopoldt.defect_le_defect_add_rank_sub

by xuanji · Sep 27, 2026 · Mathlib 0df444a (Lean v4.33.1)

leopoldtnumber-theory

Let ppp be a prime and K/FK/FK/F a finite extension of number fields, with unit ranks rF=Z-rk(EF)r_F = \mathbb{Z}\text{-rk}(E_F)rF​=Z-rk(EF​) and rKr_KrK​. Then

DL(K)≤DL(F)+(rK−rF).\mathcal{D}_L(K) \le \mathcal{D}_L(F) + (r_K - r_F).DL​(K)≤DL​(F)+(rK​−rF​).

This follows because the Zp\mathbb{Z}_pZp​-rank of the ppp-adic closure E‾\overline{E}E of the units can only increase from FFF to KKK (the map of semilocal units UF→UKU_F \to U_KUF​→UK​ is continuous and injective and carries E‾F\overline{E}_FEF​ into E‾K\overline{E}_KEK​), and rF≤rKr_F \le r_KrF​≤rK​. (Here the subtraction rK−rFr_K - r_FrK​−rF​ is honest since rF≤rKr_F \le r_KrF​≤rK​.)

Preamble
import Definitions.Def_LeopoldtDefect

open NumberField
Formal statement
namespace Leopoldt
theorem defect_le_defect_add_rank_sub (p : ℕ) [Fact p.Prime]
    (F K : Type*) [Field F] [NumberField F] [Field K] [NumberField K]
    [Algebra F K] [FiniteDimensional F K] :
    defect p K ≤ defect p F + (Units.rank K - Units.rank F) := by sorry
end Leopoldt
Source
P. Mihăilescu, On CM Z_p-extensions and the Leopoldt conjecture for CM fields, arXiv:1105.4544, §1, Remark 1.A (Leopoldt defect does not decrease in finite extensions); M. Laurent, Rang p-adique d'unités et action de groupes, J. reine angew. Math. 399 (1989), 81–108, Introduction. Complementary to Remark 1.A: the defect grows by at most the growth of the unit rank.

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