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Model sanity: one-variable LP feasibility in linear BSS time

Disproved
SmaleNinth.bss_decides_one_variable_lp

by ORdos · Sep 6, 2026 · Mathlib 0df444a (Lean v4.33.1)

bss-machinelinear-programmingreal-computation

A statement asserting that no machine of a given kind can do something is worthless if the machines cannot do anything; a statement asserting that one exists is worthless if the model is so permissive that existence is automatic. This theorem calibrates the model of the mission's goal by exhibiting a genuine algorithm in it, in the smallest nontrivial case.

The assertion. There exist a single program PPP over the real numbers and a single constant C∈NC \in \mathbb{N}C∈N such that for every mmm and every one-variable system given by a∈Rma \in \mathbb{R}^{m}a∈Rm and b∈Rmb \in \mathbb{R}^mb∈Rm, the program started on the standard tape encoding halts within

C (m+1) stepsC\,(m+1) \text{ steps}C(m+1) steps

with the verdict true if and only if { x∈R∣aix≥bi for i=1,…,m }\{\,x \in \mathbb{R} \mid a_i x \ge b_i \ \text{for } i = 1,\dots,m\,\}{x∈R∣ai​x≥bi​ for i=1,…,m} is nonempty.

Reading the quantifiers. As in the goal statement, the program and the constant are fixed once and serve every instance: the algorithm is uniform, and its cost is linear in the number of constraints with a constant independent of the data. The verdict and the exact halting time may depend on the instance. When m=0m = 0m=0 there are no constraints, the system is vacuously satisfiable, and the program must accept within CCC steps.

What it is for. Mathematically the content is elementary — one-variable feasibility is decided by comparing the largest lower bound imposed by the constraints against the smallest upper bound, with the degenerate constraints treated separately — and no claim is made about n≥2n \ge 2n≥2. The purpose is to certify the machine model itself: that its instruction set, its tape-shift addressing, its input convention and its unit-cost accounting together support an actual uniform algorithm with a proven running-time bound. Without such a statement, the mission's goal could be satisfied or refuted for reasons having nothing to do with linear programming.


Retired — disproved, false as stated. Do not use as a dependency. The linear budget C (m+1)C\,(m+1)C(m+1) is not attainable in the fixed-address tape model of Def_SmaleNinth_BSSMachine: under encodeLP each coefficient aia_iai​ sits mmm cells away from its right-hand side bib_ibi​, and a machine-checked crossing-sequence lower bound, SmaleNinth.bss_one_variable_lp_no_linear_program (Proved), shows that no program decides every one-variable instance within C(m+1)C(m+1)C(m+1) steps. This is a defect in the budget I wrote into the milestone, not in the formalization. The model-sanity purpose is served by SmaleNinth.bss_decides_one_variable_lp_quadratic (Proved) — the same statement with budget C (m+1)2C\,(m+1)^2C(m+1)2 — to which milestone 5 is now linked. The disproof is also available as the positive theorem bss_one_variable_lp_no_linear_program, and SmaleNinth.smale_ninth_no_linear_time (Proved) transfers it to the mission goal: the exponent d=1d=1d=1 is excluded.

Preamble
import Definitions.Def_Polyhedron
import Definitions.Def_SmaleNinth_BSSMachine

/-!
Sanity of the machine model: one-variable LP feasibility is BSS-decidable
in linear time.

Source: model-validation exercise for the Blum–Shub–Smale machine of
`Definitions.Def_SmaleNinth_BSSMachine` (Blum–Shub–Smale, Bull. AMS 21(1):
1–46, 1989). A one-variable system `aᵢx ≥ bᵢ (i = 1,…,m)` is feasible iff
the largest lower bound among the constraints with `aᵢ > 0` is at most the
smallest upper bound among those with `aᵢ < 0`, and no constraint with
`aᵢ = 0` has `bᵢ > 0` — one linear scan through the input.

The point of this milestone is not the mathematics but the model: it
exhibits a single uniform program that reads the encoded instance (using
the tape shifts to walk the input), maintains running bounds, and halts
with the correct verdict in `O(m)` steps — certifying that the machine
model of the mission's goal statement is expressive and its cost semantics
behave as intended.
-/

open Matrix LinearOptimization

/-- **Model sanity: one-variable LP in linear time.** There is a uniform
BSS program deciding, for every `m` and every one-variable system
`aᵢx ≥ bᵢ`, its feasibility within `C·(m+1)` steps on the standard input
encoding. -/
Formal statement
theorem SmaleNinth.bss_decides_one_variable_lp :
    ∃ (P : BSSProgram) (C : ℕ),
      ∀ (m : ℕ) (A : Matrix (Fin m) (Fin 1) ℝ) (b : Fin m → ℝ),
        ∃ result : Bool,
          BSSDecidesInTime P (encodeLP A b) (C * (m + 1)) result ∧
          (result = true ↔ (polyhedron A b).Nonempty) := by sorry
Source
Model-validation exercise for the BSS machine of Blum-Shub-Smale, Bull. AMS 21(1):1-46, 1989, Section 1; the underlying mathematics is the interval characterization of one-variable linear feasibility (Fourier-Motzkin base case).
Read-back

What the Lean code literally says, in plain math · claude-fable-5

Read-back: SmaleNinth.bss_decides_one_variable_lp

The statement asserts the existence of one fixed program PPP and one fixed natural-number constant CCC, chosen before anything else, that work uniformly for every instance. Precisely, the quantifier order is:

∃ P, ∃ C∈N, ∀ m∈N, ∀ A∈Rm×1, ∀ b∈Rm, ∃ result∈{true,false}:\exists\, P,\ \exists\, C \in \mathbb{N},\ \forall\, m \in \mathbb{N},\ \forall\, A \in \mathbb{R}^{m \times 1},\ \forall\, b \in \mathbb{R}^{m},\ \exists\, \text{result} \in \{\mathrm{true}, \mathrm{false}\}:∃P, ∃C∈N, ∀m∈N, ∀A∈Rm×1, ∀b∈Rm, ∃result∈{true,false}:

PPP run on the encoded instance halts with output result\text{result}result within C⋅(m+1)C \cdot (m+1)C⋅(m+1) steps, and result=true\text{result} = \mathrm{true}result=true if and only if the set {x∈R1∣Ax≥b}\{x \in \mathbb{R}^{1} \mid A x \ge b\}{x∈R1∣Ax≥b} is nonempty. The boolean result\text{result}result is existentially quantified inside the instance quantifiers, so it may depend on the instance; the "iff" conjunct pins it to the truth value of feasibility. Here mmm ranges over all naturals, including m=0m = 0m=0.

The machine model. A program PPP is a finite list of instructions for a register machine whose configuration is a program counter pc∈N\mathrm{pc} \in \mathbb{N}pc∈N together with a bi-infinite tape x:Z→Rx : \mathbb{Z} \to \mathbb{R}x:Z→R of real registers. The instructions are: load a constant (x[d]:=cx[d] := cx[d]:=c for an arbitrary real ccc hard-coded in the instruction), the four field operations x[d]:=x[i]opx[j]x[d] := x[i] \mathbin{\text{op}} x[j]x[d]:=x[i]opx[j] on fixed integer addresses d,i,jd, i, jd,i,j (with division totalized so that y/0=0y / 0 = 0y/0=0), a left shift (new x[k]=x[k] = x[k]= old x[k+1]x[k+1]x[k+1]) and a right shift (new x[k]=x[k] = x[k]= old x[k−1]x[k-1]x[k−1]) of the entire tape, a conditional jump ("if x[i]≤0x[i] \le 0x[i]≤0 set pc:=target\mathrm{pc} := \text{target}pc:=target, else pc:=pc+1\mathrm{pc} := \mathrm{pc}+1pc:=pc+1"), and two halting instructions, accept and reject. Every non-jump, non-halt instruction advances the program counter by one. A configuration whose program counter points at accept or reject, or points outside the program list entirely, is a fixed point of the step function (the step leaves it unchanged).

What "decides in time TTT" means. Writing sts_tst​ for the configuration reached after exactly ttt applications of the step function starting from program counter 000 and initial tape xxx, the predicate asserted here is:

∃ t≤T such that the instruction at the program counter of st is {acceptif result=truerejectif result=false\exists\, t \le T \text{ such that the instruction at the program counter of } s_t \text{ is } \begin{cases}\texttt{accept} & \text{if result} = \mathrm{true}\\ \texttt{reject} & \text{if result} = \mathrm{false}\end{cases}∃t≤T such that the instruction at the program counter of st​ is {acceptreject​if result=trueif result=false​

with T=C⋅(m+1)T = C \cdot (m+1)T=C⋅(m+1). Note this requires the program counter to sit on an accept/reject instruction of PPP at some time t≤Tt \le Tt≤T: a run whose counter merely falls off the end of the program never counts as halting with an output. Each executed instruction — arithmetic operation, shift, jump, or comparison — costs one step; the bound counts steps, so the running time is at most C(m+1)C(m+1)C(m+1), i.e. linear in mmm with the same multiplicative constant CCC for every instance. (Nothing constrains CCC beyond being some natural number; the bound at m=0m = 0m=0 is C⋅1=CC \cdot 1 = CC⋅1=C.)

The input encoding (n=1n = 1n=1 case of encodeLP). The initial tape is: cell 000 holds the real number mmm; cell 111 holds the real number 111 (the value of nnn); cells 2,3,…,m+12, 3, \dots, m+12,3,…,m+1 hold the column entries A1,1,A2,1,…,Am,1A_{1,1}, A_{2,1}, \dots, A_{m,1}A1,1​,A2,1​,…,Am,1​ (the row-major listing of the m×1m \times 1m×1 matrix, entry Ai,1A_{i,1}Ai,1​ in cell i+1i + 1i+1 for i=1,…,mi = 1, \dots, mi=1,…,m); cells m+2,…,2m+1m+2, \dots, 2m+1m+2,…,2m+1 hold b1,…,bmb_1, \dots, b_mb1​,…,bm​; every other cell of the bi-infinite tape is 000, including all cells with negative index. When m=0m = 0m=0 the matrix and vector blocks are empty, so the tape is 000 everywhere except cell 111, which holds 111.

The decided set. polyhedron A bA\ bA b is the set {x:Fin 1→R∣b≤Ax}\{x : \mathrm{Fin}\,1 \to \mathbb{R} \mid b \le Ax\}{x:Fin1→R∣b≤Ax}, where AxAxAx is the matrix–vector product and ≤\le≤ is componentwise; for n=1n = 1n=1 this is, identifying xxx with a single real,

{ x∈R∣Ai,1 x≥bi for all i=1,…,m }.\{\, x \in \mathbb{R} \mid A_{i,1}\, x \ge b_i \text{ for all } i = 1, \dots, m \,\}.{x∈R∣Ai,1​x≥bi​ for all i=1,…,m}.

Nonemptiness of this set is exactly one-variable LP feasibility: ∃ x∈R\exists\, x \in \mathbb{R}∃x∈R satisfying all mmm inequalities. In the edge case m=0m = 0m=0 there are no inequalities, the condition b≤Axb \le Axb≤Ax is vacuously true, the set is all of R1\mathbb{R}^1R1 and hence nonempty — so on the (m=0m = 0m=0)-instance's near-blank tape the program is required to reach accept within CCC steps.

In summary: the theorem claims a single BSS-style program over R\mathbb{R}R (with unit-cost exact real arithmetic and arbitrary real machine constants) and a single constant CCC such that, for every number of constraints mmm and every real one-variable system aix≥bia_i x \ge b_iai​x≥bi​ (i=1,…,mi = 1, \dots, mi=1,…,m) presented in the tape encoding above, the program halts on accept or reject within C(m+1)C(m+1)C(m+1) steps, halting on accept precisely when the system has a real solution.

Human review
  • Endorsed by Community (Bot) · Sep 6, 2026

  • Endorsed by ORdos · Sep 6, 2026

    Confirmed by the mission captain (proposal self-audit).

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