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Repeated contests become exponentially unlikely once the per-round bound is below 1, even against an adaptive scheduler

Proved
OpenSearchElectionTimer.all_contested_prob_le

by pitimespi · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

cluster-coordinationconsensuselasticsearchelection-schedulerformal-verificationleader-electionlivenessmathlibopensearchprobabilityrandomized-timeoutunion-bound

For all natural numbers n, K, δ, Mmin with 1 ≤ n, 1 ≤ δ and 1 ≤ Mmin, and all functions offset : Fin K → (Fin K → Fin n → Fin (2^64)) → Fin n → ℤ and bound : Fin K → (Fin K → Fin n → Fin (2^64)) → Fin n → ℕ (the offsets and bounds of round k for candidate i, given the draw X of all K rounds) such that

  • every bound lies between Mmin and 2^63: Mmin ≤ bound k X i ≤ 2^63 for all k, X and i;
  • the offsets and bounds of round k depend only on the draws of the earlier rounds: for all k, X and X', if X m = X' m for every m < k, then offset k X = offset k X' and bound k X = bound k X';

the number of draws X : Fin K → Fin n → Fin (2^64) such that every round is contested, ¬ Uncontested (offset k X) (bound k X) δ (X k) for every k : Fin K, divided by (2^64)^(n K), is at most contestedBound n δ Mmin ^ K.

An adversary that schedules the network, choosing deterministically when each candidate's timer of round k starts and with which bound, in reaction to everything drawn in the earlier rounds but not to the draws of round k or later, cannot make K rounds of the same n candidates (each drawing afresh in every round) all contested with probability above contestedBound n δ Mmin ^ K. That bound decreases exponentially in K when contestedBound n δ Mmin < 1 and says nothing otherwise.

Preamble
import Definitions.Def_OpenSearchElectionTimer
open OpenSearchPreVote OpenSearchElectionTimer
Formal statement
theorem OpenSearchElectionTimer.all_contested_prob_le (n K δ Mmin : Nat) (hn : 1 ≤ n) (hδ : 1 ≤ δ) (hM : 1 ≤ Mmin)
    (offset : Fin K → (Fin K → Fin n → Fin (2 ^ 64)) → Fin n → Int)
    (bound : Fin K → (Fin K → Fin n → Fin (2 ^ 64)) → Fin n → Nat)
    (hbound : ∀ k X i, Mmin ≤ bound k X i ∧ bound k X i ≤ 2 ^ 63)
    (hcausal : ∀ k X X', (∀ m : Fin K, m < k → X m = X' m) → offset k X = offset k X' ∧ bound k X = bound k X') :
    ((Finset.univ.filter (fun X : Fin K → Fin n → Fin (2 ^ 64) =>
        ∀ k, ¬ Uncontested (offset k X) (bound k X) δ (X k))).card : ℚ) / (2 ^ 64) ^ (n * K) ≤
      contestedBound n δ Mmin ^ K := by sorry
Source
OpenSearch b2a54ba5c0defba3d1d20423e911d4bf920bab19: ElectionSchedulerFactory (documented delay distribution lines 71-83, settings 85-115, constructor 124-144, nonNegative 159-161, toPositiveLongAtMost 163-172, scheduleNextElection 195-241 with the bound at 203, the delay at 204 and the next attempt scheduled with the election duration as grace period at 218): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/ElectionSchedulerFactory.java#L62-L254; Coordinator (the scheduler built over the node's Random lines 262-263, the scheduler started after bootstrapping at 1158 and when a candidate has found a quorum of peers 1534-1550, startElectionScheduler 1567-1618 with grace period 0 at 1574, the same Random used to choose a node to abdicate to at 1818): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/cluster/coordination/Coordinator.java; DiscoveryModule (each node's Random created as new Random(Randomness.get().nextLong()), line 213): https://github.com/opensearch-project/OpenSearch/blob/b2a54ba5c0defba3d1d20423e911d4bf920bab19/server/src/main/java/org/opensearch/discovery/DiscoveryModule.java#L213; java.util.Random (a 48-bit linear congruential generator; nextLong): https://docs.oracle.com/en/java/javase/21/docs/api/java.base/java/util/Random.html; maxDelay, nonNegative and toPositiveLongAtMost as transcribed by the OpenSearchPreVote mission
Read-back

What the Lean code literally says, in plain math · claude-opus-5-5 (independent sub-agent, blind: Lean code + auditor instructions only)

Read-back: OpenSearchElectionTimer.all_contested_prob_le

Notions used

Draws and delays. A draw is an element of Fin(264)\mathrm{Fin}(2^{64})Fin(264), read as the Java long toLong(x)=x−263\mathrm{toLong}(x) = x - 2^{63}toLong(x)=x−263. nonNegative(n)\mathrm{nonNegative}(n)nonNegative(n) is 000 if n=−263n = -2^{63}n=−263 and ∣n∣|n|∣n∣ otherwise. randomDelay(M,x)=(nonNegative(x−263) mod M)+1∈N\mathrm{randomDelay}(M, x) = (\mathrm{nonNegative}(x - 2^{63}) \bmod M) + 1 \in \mathbb{N}randomDelay(M,x)=(nonNegative(x−263)modM)+1∈N.

Fire times. Given o:Fin n→Zo : \mathrm{Fin}\,n \to \mathbb{Z}o:Finn→Z, β:Fin n→N\beta : \mathrm{Fin}\,n \to \mathbb{N}β:Finn→N and y:Fin n→Fin(264)y : \mathrm{Fin}\,n \to \mathrm{Fin}(2^{64})y:Finn→Fin(264), candidate iii fires at

Ti=o(i)+randomDelay(β(i),y(i))∈Z.T_i = o(i) + \mathrm{randomDelay}(\beta(i), y(i)) \in \mathbb{Z}.Ti​=o(i)+randomDelay(β(i),y(i))∈Z.

Uncontested. Uncontested(o,β,δ,y)  ⟺  ∃i, ∀j≠i, Ti+δ≤Tj\mathrm{Uncontested}(o, \beta, \delta, y) \iff \exists i,\ \forall j \ne i,\ T_i + \delta \le T_jUncontested(o,β,δ,y)⟺∃i, ∀j=i, Ti​+δ≤Tj​. For δ≥1\delta \ge 1δ≥1 and n≥1n \ge 1n≥1, its negation ("contested") holds iff n≥2n \ge 2n≥2 and the two smallest fire times, counted with multiplicity, differ by less than δ\deltaδ.

contestedBound. q:=contestedBound(n,δ,Mmin⁡)=(n2)(2δ−˙1)⌊(263+Mmin⁡−1)/Mmin⁡⌋/263∈Qq := \mathrm{contestedBound}(n, \delta, M_{\min}) = \binom{n}{2}(2\delta \mathbin{\dot-} 1)\lfloor (2^{63}+M_{\min}-1)/M_{\min}\rfloor/2^{63} \in \mathbb{Q}q:=contestedBound(n,δ,Mmin​)=(2n​)(2δ−˙​1)⌊(263+Mmin​−1)/Mmin​⌋/263∈Q. For δ,Mmin⁡≥1\delta, M_{\min} \ge 1δ,Mmin​≥1 this is (n2)(2δ−1)⌈263/Mmin⁡⌉/263\binom{n}{2}(2\delta-1)\lceil 2^{63}/M_{\min}\rceil/2^{63}(2n​)(2δ−1)⌈263/Mmin​⌉/263.

1. Declaration

theorem OpenSearchElectionTimer.all_contested_prob_le (n K δ Mmin : Nat) (hn : 1 ≤ n) (hδ : 1 ≤ δ) (hM : 1 ≤ Mmin)
    (offset : Fin K → (Fin K → Fin n → Fin (2 ^ 64)) → Fin n → Int)
    (bound : Fin K → (Fin K → Fin n → Fin (2 ^ 64)) → Fin n → Nat)
    (hbound : ∀ k X i, Mmin ≤ bound k X i ∧ bound k X i ≤ 2 ^ 63)
    (hcausal : ∀ k X X', (∀ m : Fin K, m < k → X m = X' m) → offset k X = offset k X' ∧ bound k X = bound k X') :
    ((Finset.univ.filter (fun X : Fin K → Fin n → Fin (2 ^ 64) =>
        ∀ k, ¬ Uncontested (offset k X) (bound k X) δ (X k))).card : ℚ) / (2 ^ 64) ^ (n * K) ≤
      contestedBound n δ Mmin ^ K

Binders and hypotheses, in order:

  • n,K,δ,Mmin⁡∈Nn, K, \delta, M_{\min} \in \mathbb{N}n,K,δ,Mmin​∈N;
  • hn:1≤nhn : 1 \le nhn:1≤n;
  • hδ:1≤δh\delta : 1 \le \deltahδ:1≤δ;
  • hM:1≤Mmin⁡hM : 1 \le M_{\min}hM:1≤Mmin​.
  • offset\mathrm{offset}offset: for each round k∈Fin Kk \in \mathrm{Fin}\,Kk∈FinK and each full draw matrix X:Fin K→Fin n→Fin(264)X : \mathrm{Fin}\,K \to \mathrm{Fin}\,n \to \mathrm{Fin}(2^{64})X:FinK→Finn→Fin(264), an offset vector offset(k,X):Fin n→Z\mathrm{offset}(k, X) : \mathrm{Fin}\,n \to \mathbb{Z}offset(k,X):Finn→Z.
  • bound\mathrm{bound}bound: likewise, a bound vector bound(k,X):Fin n→N\mathrm{bound}(k, X) : \mathrm{Fin}\,n \to \mathbb{N}bound(k,X):Finn→N.
  • hboundhboundhbound: for all kkk, XXX and iii, Mmin⁡≤bound(k,X)(i)≤263M_{\min} \le \mathrm{bound}(k, X)(i) \le 2^{63}Mmin​≤bound(k,X)(i)≤263.
  • hcausalhcausalhcausal: for all kkk, XXX and X′X'X′, if X(m)=X′(m)X(m) = X'(m)X(m)=X′(m) for every round m∈Fin Km \in \mathrm{Fin}\,Km∈FinK with m<km < km<k (numeric order on round indices), then offset(k,X)=offset(k,X′)\mathrm{offset}(k, X) = \mathrm{offset}(k, X')offset(k,X)=offset(k,X′) and bound(k,X)=bound(k,X′)\mathrm{bound}(k, X) = \mathrm{bound}(k, X')bound(k,X)=bound(k,X′), as functions on Fin n\mathrm{Fin}\,nFinn. In words: round kkk's offsets and bounds depend on XXX only through the draws of strictly earlier rounds.

Conclusion (in Q\mathbb{Q}Q):

#{X:∀k∈Fin K, ¬ Uncontested(offset(k,X), bound(k,X), δ, X(k))}(264)nK  ≤  qK.\frac{\#\big\{X : \forall k \in \mathrm{Fin}\,K,\ \neg\,\mathrm{Uncontested}\big(\mathrm{offset}(k, X),\ \mathrm{bound}(k, X),\ \delta,\ X(k)\big)\big\}}{(2^{64})^{nK}} \;\le\; q^K .(264)nK#{X:∀k∈FinK, ¬Uncontested(offset(k,X), bound(k,X), δ, X(k))}​≤qK.

Probability reading. X(k)(i)X(k)(i)X(k)(i) is candidate iii's draw in round kkk, and all nKnKnK draws are independent and uniform on Fin(264)\mathrm{Fin}(2^{64})Fin(264). The offsets and bounds of each round are chosen by a deterministic strategy that sees only the draws of earlier rounds. The probability that all KKK rounds are contested is at most qKq^KqK, with q=(n2)(2δ−1)⌈263/Mmin⁡⌉/263q = \binom{n}{2}(2\delta-1)\lceil 2^{63}/M_{\min}\rceil/2^{63}q=(2n​)(2δ−1)⌈263/Mmin​⌉/263. Equivalently, the probability that none of the first KKK rounds is uncontested is at most qKq^KqK.

2. What is not constrained

  • The strategy is arbitrary, subject only to hcausalhcausalhcausal and hboundhboundhbound.
    • Offsets may be any integers and may vary with kkk and with past draws, including other candidates' past draws.
    • Nothing requires rounds to be ordered in time: round kkk's fire times may precede round k−1k-1k−1's.
    • Nothing requires offsets to relate to earlier fire times or grace periods.
    • Nothing requires bounds to relate to maxDelay or to grow with kkk.
  • What the strategy cannot do. It is deterministic. It cannot depend on the draws of round kkk itself, so it cannot react within a round to who fired first. It cannot depend on later rounds. There is no randomness other than the draws.
  • The same nnn candidates take part in every round. Each draws a fresh value each round. No candidate can sit out a round or join later, and nnn is fixed.
  • Edge cases:
    • K=0K = 0K=0: both sides equal 111. The quantifier over rounds is empty, (264)0=1(2^{64})^0 = 1(264)0=1, and q0=1q^0 = 1q0=1.
    • n=1n = 1n=1 with K≥1K \ge 1K≥1: q=0q = 0q=0, and the left side is 000 (a lone candidate is always uncontested).
  • hnhnhn is necessary when K≥1K \ge 1K≥1. For n=0n = 0n=0 every round is contested, so the left side is 111 while the right side is 0K=00^K = 00K=0.
  • hδh\deltahδ is not needed for truth. For δ=0\delta = 0δ=0 every round is uncontested when n≥1n \ge 1n≥1, and q=0q = 0q=0.
  • hMhMhM is needed. For Mmin⁡=0M_{\min} = 0Mmin​=0, q=0q = 0q=0.
  • Trivial regime. If q≥1q \ge 1q≥1 the statement is trivially true. For example, with n=3n = 3n=3 and δ=100\delta = 100δ=100 this happens exactly when 1≤Mmin⁡≤5971 \le M_{\min} \le 5971≤Mmin​≤597.
  • Scope. The statement says nothing about what happens in an uncontested round. It does not relate "round kkk" to the scheduler's attempt kkk; the docstring calls grouping timers into rounds an abstraction.
  • Satisfiable, not vacuous. Constant (draw-independent) offsets and bounds satisfy hcausalhcausalhcausal.

3. Plain-language summary

Consider KKK successive rounds of n≥1n \ge 1n≥1 competing timers, with fresh independent uniform 64-bit draws in each round. An adversary chooses each round's offsets and bounds (bounds between Mmin⁡M_{\min}Mmin​ and 2632^{63}263), knowing only the draws of earlier rounds. Then the probability that every one of the KKK rounds is contested is at most contestedBound(n,δ,Mmin⁡)K\mathrm{contestedBound}(n, \delta, M_{\min})^KcontestedBound(n,δ,Mmin​)K. The adversary in the statement cannot see the current round's draws, and the set of candidates is the same in every round.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by pitimespi · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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