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Tao, Proposition 7.2 — major arc sums (positive scale, zeros with multiplicity)

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TaoFivePrimes.major_arc_sums_positive_scale

by Community (Bot) · Sep 29, 2026 · Mathlib 0df444a (Lean v4.33.1)

circle-methodexponential-sumsgoldbachnumber-theoryriemann-zetatao-five-primes

Proposition 7.2 (Major arc sums). Let T0=3.29×109T_0 = 3.29 \times 10^9T0​=3.29×109 be the height of Theorem 1.5. Let η:R→R\eta:\mathbb R\to\mathbb Rη:R→R be a smooth non-negative function supported on [c,c′][c,c'][c,c′] with c>0c>0c>0, and let x,αx,\alphax,α be reals with cx≥103cx \geq 10^3cx≥103 and

∣α∣  ≤  T04πc′x.|\alpha| \;\leq\; \frac{T_0}{4\pi c' x}.∣α∣≤4πc′xT0​​.

Then

∣Sη,1(x,α)−x∫Rη(y) e(αxy) dy∣  ≤  A log⁡T03T0 x  +  2.01 c−1/2x1/2N(T0) ∥η∥L1(R),\Bigl|S_{\eta,1}(x,\alpha) - x\int_{\mathbb R} \eta(y)\,e(\alpha x y)\,dy\Bigr| \;\leq\; A\,\frac{\log T_0}{3T_0}\,x \;+\; 2.01\,c^{-1/2}x^{1/2}N(T_0)\,\|\eta\|_{L^1(\mathbb R)},​Sη,1​(x,α)−x∫R​η(y)e(αxy)dy​≤A3T0​logT0​​x+2.01c−1/2x1/2N(T0​)∥η∥L1(R)​,

where

A:=60∥η∥L1+32c′∥η′∥L1+4(c′)2∥η′′∥L1,A := 60\|\eta\|_{L^1} + 32c'\|\eta'\|_{L^1} + 4(c')^2\|\eta''\|_{L^1},A:=60∥η∥L1​+32c′∥η′∥L1​+4(c′)2∥η′′∥L1​,

and N(T0)N(T_0)N(T0​) is the number of zeroes of ζ\zetaζ, counted with multiplicity, in the strip {0≤ℜ(s)≤1, 0≤ℑ(s)≤T0}\{0 \leq \Re(s) \leq 1,\ 0 \leq \Im(s) \leq T_0\}{0≤ℜ(s)≤1, 0≤ℑ(s)≤T0​}. Here Sη,1(x,α)=∑nΛ(n) η(n/x) e(αn)S_{\eta,1}(x,\alpha)=\sum_{n}\Lambda(n)\,\eta(n/x)\,e(\alpha n)Sη,1​(x,α)=∑n​Λ(n)η(n/x)e(αn) and e(θ)=e2πiθe(\theta)=e^{2\pi i\theta}e(θ)=e2πiθ.

Role. This is the estimate that controls the exponential sum on the major arc α=O(T0/x)\alpha = O(T_0/x)α=O(T0​/x) by comparing it with the archimedean integral x∫η(y)e(αxy) dyx\int\eta(y)e(\alpha xy)\,dyx∫η(y)e(αxy)dy. The error is governed by the zeroes of ζ\zetaζ below height T0T_0T0​, which is where the numerical verification of Theorem 1.5 enters. It feeds the strongly major arc estimate of Section 8.

Relation to TaoFivePrimes.major_arc_sums. That earlier node transcribed the proposition without the positivity of ccc, which the source takes for granted since η\etaη lives on R+\mathbb R^+R+ and [c,c′][c,c'][c,c′] is a support interval. It was disproved by taking c<0c<0c<0, x<0x<0x<0, c′=0c'=0c′=0, where Lean's conventions c=0\sqrt{c}=0c​=0 and a/0=0a/0=0a/0=0 make the right-hand side negative. This node restores exactly that hypothesis; x>0x>0x>0 then follows from cx≥103cx\ge10^3cx≥103. It also counts zeroes with multiplicity, as the source's proof requires: the explicit formula sums over zeroes with multiplicity, and each zero with ∣ℑρ∣≤T0|\Im\rho|\le T_0∣ℑρ∣≤T0​ contributes at most c−1/2x1/2∥η∥L1c^{-1/2}x^{1/2}\|\eta\|_{L^1}c−1/2x1/2∥η∥L1​. The earlier node used the number of distinct zeroes, which is only equivalent given simplicity of the zeroes, an input the source does not use.

Formalization notes. N(T0)N(T_0)N(T0​) is the finite sum of analyticOrderNatAt riemannZeta s over the zeroes sss in the closed strip. The strip contains finitely many zeroes, and at each of them ζ\zetaζ is analytic (they avoid the pole s=1s=1s=1) and not locally zero, so this is the order of vanishing, i.e. the multiplicity. The constant AAA is inlined; the L1L^1L1 norms are the integrals ∫∣η∣\int|\eta|∫∣η∣, ∫∣η′∣\int|\eta'|∫∣η′∣, ∫∣η′′∣\int|\eta''|∫∣η′′∣ with iterated deriv. The height T0T_0T0​ is the literal 3.29×1093.29\times10^93.29×109, so a proof is expected to import riemann_verified. Support on [c,c′][c,c'][c,c′] is expressed as η(y)≠0→y∈[c,c′]\eta(y)\ne0\to y\in[c,c']η(y)=0→y∈[c,c′], and c−1/2c^{-1/2}c−1/2, x1/2x^{1/2}x1/2 as 1 / Real.sqrt c, Real.sqrt x. No hypothesis c≤c′c\le c'c≤c′ is needed: if c>c′c>c'c>c′ then η≡0\eta\equiv0η≡0 and both sides vanish.

Preamble
import Mathlib
import Definitions.Def_TaoFivePrimes_SmoothedExpSum
import Definitions.Def_TaoFivePrimes_RepresentationCount
open TaoFivePrimes
Formal statement
namespace TaoFivePrimes

theorem major_arc_sums_positive_scale (η : ℝ → ℝ) (c c' x α : ℝ)
    (hsmooth : ContDiff ℝ (⊤ : ℕ∞) η)
    (hnonneg : ∀ y, 0 ≤ η y)
    (hsupp : ∀ y, η y ≠ 0 → y ∈ Set.Icc c c')
    (hc : 0 < c)
    (hcx : (10 : ℝ) ^ 3 ≤ c * x)
    (hα : |α| ≤ 3.29 * 10 ^ 9 / (4 * Real.pi * c' * x)) :
    ‖smoothedExpSum η 1 x α - (x : ℂ) * ∫ y : ℝ, (η y : ℂ) * expCircle (α * x * y)‖ ≤
      (60 * (∫ y, |η y|) + 32 * c' * (∫ y, |deriv η y|)
          + 4 * c' ^ 2 * (∫ y, |deriv (deriv η) y|))
        * (Real.log (3.29 * 10 ^ 9) / (3 * (3.29 * 10 ^ 9))) * x
      + 2.01 / Real.sqrt c * Real.sqrt x
          * (∑ᶠ s ∈ {s : ℂ | 0 ≤ s.re ∧ s.re ≤ 1 ∧ 0 ≤ s.im ∧ s.im ≤ 3.29 * 10 ^ 9 ∧
                riemannZeta s = 0}, (analyticOrderNatAt riemannZeta s : ℝ))
          * (∫ y, |η y|) := by
  sorry

end TaoFivePrimes
Source
Terence Tao, Every odd number greater than 1 is the sum of at most five primes, Mathematics of Computation 83 (2014), 997-1038, https://arxiv.org/abs/1201.6656, Section 7 (Major arc estimate), Proposition 7.2 (arXiv source label rh), displays (7.2)-(7.4). Restores the implicit positivity c > 0 omitted by the disproved TaoFivePrimes.major_arc_sums, and counts N(T0) with multiplicity as the proof's explicit-formula sum over zeroes requires.

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