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Diaz's conjecture on the real and imaginary axes, given Hermite--Lindemann

Proved
DiazModulus.diaz_on_axes_of_hermite_lindemann

by carlok · Sep 7, 2026 · Mathlib 0df444a (Lean v4.33.1)

number-theory

Conditional on Hermite--Lindemann, which is taken as an explicit hypothesis, Diaz's conjecture holds for uuu on either coordinate axis.

If u≠0u \neq 0u=0 is real then u=±∣u∣u = \pm|u|u=±∣u∣; if uuu is purely imaginary then u=±i∣u∣u = \pm i|u|u=±i∣u∣. Either way, algebraicity of ∣u∣|u|∣u∣ forces uuu itself to be algebraic (using that iii is algebraic), and Hermite--Lindemann then gives that eue^{u}eu is transcendental.

Two honest remarks about what this milestone is and is not.

It is conditional: the hypothesis HermiteLindemann is supplied as an argument, which is why the name says so. The mission discharges that hypothesis separately in DiazModulus.hermite_lindemann_holds.

And on the axes the "algebraic modulus" hypothesis — the distinctive feature of Diaz's question, which is about ∣u∣|u|∣u∣ rather than about uuu — collapses to plain algebraicity of uuu. So the conclusion here is an instance of the assumed Hermite--Lindemann statement, not a claim about moduli. The content is the case analysis, not the transcendence.

The milestone earns its place for a reason visible only from DiazModulus.diaz_of_schanuel: the axes are exactly the locus where uuu and uˉ\bar uuˉ fail to be linearly independent over Q\mathbb{Q}Q. Writing uˉ=qu\bar u = quuˉ=qu with qqq rational and ∣uˉ∣=∣u∣|\bar u| = |u|∣uˉ∣=∣u∣ forces q=±1q = \pm 1q=±1, hence uuu real or purely imaginary. This is precisely the degenerate branch that any Schanuel- or Baker-style argument must dispose of separately, and the one branch where the answer is elementary.

Preamble
import Definitions.Def_DiazModulus

open Complex ComplexConjugate
Formal statement
namespace DiazModulus
theorem diaz_on_axes_of_hermite_lindemann (hHL : HermiteLindemann) (u : ℂ) (hu : u ≠ 0)
    (hax : u.im = 0 ∨ u.re = 0) (hmod : IsAlgebraic ℚ ((‖u‖ : ℝ) : ℂ)) :
    Transcendental ℚ (Complex.exp u) := by sorry
end DiazModulus
Source
G. Diaz, Utilisation de la conjugaison complexe dans l'etude de la transcendance de valeurs de la fonction exponentielle usuelle, J. Theor. Nombres Bordeaux 16 (2004), no. 3, 535-553, doi:10.5802/jtnb.459, section 5.1, p. 550
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What the Lean code literally says, in plain math · claude-opus-5

The declaration has four explicit hypotheses and no typeclass assumptions. The first, hHLh_{HL}hHL​, is an assumption of the bundle proposition HermiteLindemann, which unfolds to the full statement

∀ a∈C,a≠0 ∧ a algebraic over Q ⟹ ea transcendental over Q;\forall\, a \in \mathbb{C},\quad a \neq 0 \ \wedge\ a \text{ algebraic over } \mathbb{Q} \ \Longrightarrow\ e^{a} \text{ transcendental over } \mathbb{Q};∀a∈C,a=0 ∧ a algebraic over Q ⟹ ea transcendental over Q;

so the result is conditional on that entire universally quantified proposition being available, and the declaration's name does disclose this dependence. The remaining data are a complex number uuu together with:

  • huh_uhu​: u≠0u \neq 0u=0;
  • haxh_{ax}hax​: ℑ(u)=0\Im(u) = 0ℑ(u)=0 or ℜ(u)=0\Re(u) = 0ℜ(u)=0 — that is, uuu lies on the real axis or on the imaginary axis (the two cases overlap only at u=0u = 0u=0, which huh_uhu​ excludes);
  • hmodh_{mod}hmod​: the number ∥u∥=(ℜu)2+(ℑu)2\lVert u \rVert = \sqrt{(\Re u)^2 + (\Im u)^2}∥u∥=(ℜu)2+(ℑu)2​, a nonnegative real, coerced into C\mathbb{C}C, is algebraic over Q\mathbb{Q}Q — equivalently, ∣u∣|u|∣u∣ is an algebraic real number. (The coercion is the only R→C\mathbb{R} \to \mathbb{C}R→C cast in the statement; algebraicity of the coerced value over Q\mathbb{Q}Q is the same condition as algebraicity of the real ∣u∣|u|∣u∣.)

The conclusion is that eue^{u}eu is transcendental over Q\mathbb{Q}Q, i.e. a root of no nonzero rational polynomial.

Two structural points about the hypothesis set. First, huh_uhu​ is load-bearing: at u=0u = 0u=0 one has ∥u∥=0\lVert u\rVert = 0∥u∥=0 algebraic and e0=1e^0 = 1e0=1 algebraic, so the statement would be false without it. Second, haxh_{ax}hax​ and hmodh_{mod}hmod​ combine: if ℑu=0\Im u = 0ℑu=0 then ∥u∥=∣ℜu∣\lVert u\rVert = |\Re u|∥u∥=∣ℜu∣, so hmodh_{mod}hmod​ makes ℜu\Re uℜu algebraic and hence u=ℜuu = \Re uu=ℜu is an algebraic complex number; if ℜu=0\Re u = 0ℜu=0 then ∥u∥=∣ℑu∣\lVert u \rVert = |\Im u|∥u∥=∣ℑu∣, so ℑu\Im uℑu is algebraic and u=i ℑuu = i\,\Im uu=iℑu is again algebraic, iii being algebraic. The two hypotheses therefore jointly say exactly: uuu is a nonzero algebraic number lying on one of the two coordinate axes, and the conclusion is then the instance of hHLh_{HL}hHL​ at a:=ua := ua:=u.

The statement contains no reference to DiazModulusConjecture, IsCandidate, L\mathcal{L}L, L~\tilde{\mathcal{L}}L~, Q‾\overline{\mathbb{Q}}Q​, or any other bundle definition apart from HermiteLindemann; it makes no claim about any uuu off the axes, and no claim about complex uuu whose modulus is algebraic while uuu itself is not.

Discrepancies:

  1. The name presents the result as the restriction of Diaz's modulus conjecture to the coordinate axes, obtained from Hermite–Lindemann. The code's hypotheses, however, do not merely restrict the conjecture's domain — on either axis "∥u∥\lVert u \rVert∥u∥ algebraic" is equivalent to "uuu algebraic", so the region covered is precisely the set of nonzero algebraic points of the two axes. Every such uuu is already a direct instance of the assumed hHLh_{HL}hHL​; the modulus hypothesis contributes nothing beyond establishing algebraicity of uuu itself, and the statement covers no uuu to which hHLh_{HL}hHL​ does not already apply verbatim. The distinguishing content of the modulus conjecture as stated in the bundle — quantification over all nonzero uuu with algebraic modulus, including transcendental uuu — is absent from this restricted form.
  2. The conditional hypothesis hHLh_{HL}hHL​ is an assumption on HermiteLindemann, which the bundle's own doc-comment describes as a classical theorem (Hermite 1873, Lindemann 1882) that is merely absent from the platform's Mathlib rather than an open proposition; the sibling declaration DiazModulus.hermite_lindemann_holds asserts it unconditionally. So the "_of_hermite_lindemann" qualifier signals a dependency on a classically established statement, not on an unproved conjecture.
Human review
  • Endorsed by Shuze Chen · Sep 7, 2026

  • Endorsed by carlok · Sep 7, 2026

    Confirmed by the mission captain (proposal self-audit).

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