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For u ∉ Q̄ and coprime p, q ∈ Q̄[X]: if Q̄ + Q̄u + Q̄u⁻¹ + Σ Q̄ c (p(u)/q(u))ᵏ (k ≤ 3) is five-dimensional, then max(deg p, deg q) ≤ 2

Proved
DiazModulus.progression_space_ratio_degree_le_two

by carlok · Oct 12, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​, let p,q∈Q‾[X]p, q \in \overline{\mathbb{Q}}[X]p,q∈Q​[X] be coprime, h=p(u)/q(u)h = p(u)/q(u)h=p(u)/q(u), let c∈Cc \in \mathbb{C}c∈C be non-zero, and let WWW be the Q‾\overline{\mathbb{Q}}Q​-span of 1,u,u−11, u, u^{-1}1,u,u−1 and c,ch,ch2,ch3c, ch, ch^2, ch^3c,ch,ch2,ch3. Suppose dim⁡W=5\dim W = 5dimW=5. If max⁡(deg⁡p,deg⁡q)≥1\max(\deg p, \deg q) \geq 1max(degp,degq)≥1, then max⁡(deg⁡p,deg⁡q)≤2\max(\deg p, \deg q) \leq 2max(degp,degq)≤2.

So the ratio of a 444-term progression in such a space generates a subfield of index 111 or 222 of \overline{\mathbb{Q}}(u)(u)(u).

Proof. Evaluation at the transcendental uuu embeds Q‾(X)\overline{\mathbb{Q}}(X)Q​(X) in C\mathbb{C}C; let f=p/qf = p/qf=p/q there, so f↦hf \mapsto hf↦h. By coprimality, max⁡(deg⁡p,deg⁡q)≤[Q‾(X):Q‾(f)]\max(\deg p, \deg q) \le [\overline{\mathbb{Q}}(X) : \overline{\mathbb{Q}}(f)]max(degp,degq)≤[Q​(X):Q​(f)] (Mathlib's RatFunc.finrank_eq_max_natDegree, from the Lüroth file). fff is not constant, so hhh is transcendental and c,ch,ch2,ch3c, ch, ch^2, ch^3c,ch,ch2,ch3 are free; with dim⁡(Q‾+Q‾u+Q‾u−1)=3\dim(\overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}u^{-1}) = 3dim(Q​+Q​u+Q​u−1)=3 and dim⁡W=5\dim W = 5dimW=5, the intersection H∩PH \cap PH∩P of the two parts has dimension at least 222. Two non-proportional xi=cAi(h)x_i = cA_i(h)xi​=cAi​(h) in it have uxi=Ri(u)ux_i = R_i(u)uxi​=Ri​(u) with deg⁡Ri≤2\deg R_i \le 2degRi​≤2; φ=R1/R2\varphi = R_1/R_2φ=R1​/R2​ is non-constant and maps to A1(h)/A2(h)A_1(h)/A_2(h)A1​(h)/A2​(h), so φ∈Q‾(f)\varphi \in \overline{\mathbb{Q}}(f)φ∈Q​(f) and [Q‾(X):Q‾(f)][\overline{\mathbb{Q}}(X) : \overline{\mathbb{Q}}(f)][Q​(X):Q​(f)] divides [Q‾(X):Q‾(φ)]≤2[\overline{\mathbb{Q}}(X) : \overline{\mathbb{Q}}(\varphi)] \le 2[Q​(X):Q​(φ)]≤2.

Novelty. Not found in the sources read; it is short.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem progression_space_ratio_degree_le_two
    (u : ℂ) (hu : u ∉ Qbar) (p q : Polynomial ↥Qbar) (hcop : IsCoprime p q)
    (hdeg : 1 ≤ max p.natDegree q.natDegree) (c : ℂ) (hc : c ≠ 0)
    (hdim : Module.finrank (↥Qbar) (Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
      Set.range (fun k : Fin 4 => c * (Polynomial.aeval u p / Polynomial.aeval u q) ^ (k : ℕ)))) = 5) :
    max p.natDegree q.natDegree ≤ 2 := by
  sorry

end DiazModulus
Source
Not found in the sources read. Uses Mathlib's degree formula for rational functions (Lüroth's file). R13 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 12 October 2026 (C. Perassi).

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