Chapter GaugeIncompleteFixing
DefinitionChapterGaugeIncompleteFixingdefinitionsformalizationtimepiece
Formal definitions for the timepiece Lean 4 formalization (source chapter BookProof/ChapterGaugeIncompleteFixing.lean): generated def bundle for ChapterGaugeIncompleteFixing. See BookProof/ChapterGaugeIncompleteFixing.lean for full context.
Definition code
import Mathlib
/-!
# Gauge symmetry defined by a *comprehensive but incomplete* gauge fixing
This module formalizes the section *"Gauge transformations, constrained systems
and conditioned probability"* of `book.tex` (lines 2221–2400), and specifically
the argument by which a gauge symmetry can be **defined** at all:
> "Note that it is a subalgebra of the commutative von Neumann algebra that is
> gauge-invariant and not the Hilbert space." (`book.tex` 2260)
> "If we consider instead a commutative von Neumann algebra and its spectrum,
> such that any non-trivial gauge transformation necessarily modifies any point
> of the spectrum while conserving the commutative von Neumann algebra […] then
> such commutative von Neumann algebra is one example of an incomplete
> unconstrained gauge-fixing. […] Such commutative algebra has the crucial
> advantage that the gauge generators are necessarily excluded from the algebra,
> so that it can be used to define a separable Hilbert space compatible with the
> gauge group because the expectation value of any operator of the commutative
> algebra which commutes with the gauge generators is the same at each
> equivalence class." (`book.tex` 2329–2348)
The book's two axes of classification of a gauge fixing are used here with the
book's own vocabulary (`book.tex` 2294–2299, 7406, 7427):
* *comprehensive* — the gauge fixing crosses **at least** once each gauge
equivalence class (`IsComprehensiveGaugeFixing`);
* *complete* — it crosses **at most** once each class, i.e. there is no remnant
gauge symmetry (`IsCompleteGaugeFixing'`); the gauge fixing used in the book is
deliberately **incomplete**;
* *unconstrained* — the gauge generators are excluded from the commutative
algebra, which here is the condition that every non-trivial gauge
transformation moves **every** point of the spectrum
(`MovesEveryPointOfSpectrum`).
The content proved below is:
1. **Spectrum layer.** The full spectrum is a comprehensive gauge fixing
(`univ_isComprehensiveGaugeFixing`); if every non-trivial gauge transformation
moves every point (unconstrained), this gauge fixing is necessarily
*incomplete* (`unconstrained_gauge_fixing_incomplete`), its remnant symmetry
is a *faithful* representation of the gauge group (`remnant_faithful`), and no
point of the spectrum is gauge invariant (`no_gauge_invariant_point`).
2. **The physical algebra is nevertheless complete.** Gauge-invariant
("physical") observables form a subalgebra (`physicalSubalgebra`), they are
exactly the functions of the gauge equivalence class
(`isPhysicalObservable_iff_factors`), two of them that agree on a
comprehensive gauge fixing are equal (`physical_ext_of_comprehensive`), and
*every* remnant-invariant observable of a comprehensive gauge fixing is the
restriction of a physical observable (`exists_physical_extension`). So passing
to a comprehensive but incomplete gauge fixing loses no physical information.
3. **Hilbert-space layer.** For a unitary representation of the gauge group, the
physical operators are the commutant (`isPhysicalOperator_iff_mem_centralizer`),
and their expectation values are the same at every vector of a gauge
equivalence class (`expectation_physical_gauge_invariant`) — even when no
vector of the Hilbert space is gauge invariant
(`no_gauge_invariant_unit_vector_of_free`).
4. **The book's own example** (`book.tex` 2281–2289) — the lattice translations
`e_k ↦ e_{k+1}` on `ℓ²(ℤ)` — is carried by the companion module
`BookProof.ChapterGaugeShiftExample`, which is kept independent of this one so
that the two threads of the development stay separately compilable.
A by-product recorded here: the auxiliary predicate
`ChapterG.IsUnconstrainedGaugeFixing` is unsatisfiable as stated
(`chapterG_isUnconstrainedGaugeFixing_vacuous`), which is why the notion is
re-formalized in this module as a property of the action on the spectrum rather
than of the invariant algebra. This is a defect of that one predicate only: the
book's *definition* of an unconstrained gauge-fixing is satisfiable, and is
formalized, satisfied and shown to leave the full spectrum unconstrained in
`BookProof.ChapterGaugeUnconstrainedSpectrum`.
Everything is `sorry`-free.
-/
open scoped InnerProductSpace
namespace BookProof.ChapterGaugeIncompleteFixing
/-! ## 1. The spectrum layer: comprehensive, complete, unconstrained -/
section Spectrum
variable {X : Type*}
/-- A gauge fixing `S` (a subset of the spectrum of the commutative algebra) is
**comprehensive** when it crosses *at least* once every gauge equivalence class
(`book.tex` 7406/7427). -/
def IsComprehensiveGaugeFixing (G : Type*) [Group G] [MulAction G X] (S : Set X) :
Prop :=
∀ x : X, ∃ s ∈ S, ∃ g : G, g • s = x
/-- A gauge fixing `S` is **complete** when it crosses *at most* once each gauge
equivalence class, i.e. when there is no remnant gauge symmetry inside `S`
(`book.tex` 2294). -/
def IsCompleteGaugeFixing' (G : Type*) [Group G] [MulAction G X] (S : Set X) :
Prop :=
∀ s ∈ S, ∀ t ∈ S, ∀ g : G, g • s = t → s = t
/-- The book's **unconstrained** condition, as a property of the action on the
spectrum: *"any non-trivial gauge transformation necessarily modifies any point
of the spectrum"* (`book.tex` 2336). It is exactly what forces the gauge
generators out of the commutative algebra. -/
def MovesEveryPointOfSpectrum (G : Type*) [Group G] (X : Type*) [MulAction G X] :
Prop :=
∀ g : G, g ≠ 1 → ∀ x : X, g • x ≠ x
/-- A **physical observable**: an element of the commutative algebra that is
gauge invariant, i.e. constant on the gauge equivalence classes. -/
def IsPhysicalObservable (G : Type*) [Group G] [MulAction G X] (f : X → ℝ) : Prop :=
∀ (g : G) (x : X), f (g • x) = f x
variable (G : Type*) [Group G] [MulAction G X]
/-! ### The physical (gauge-invariant) algebra -/
/-- The gauge-invariant observables form a subalgebra of the commutative algebra
of all observables — the *physical* algebra. -/
noncomputable def physicalSubalgebra : Subalgebra ℝ (X → ℝ) where
carrier := {f | IsPhysicalObservable G f}
mul_mem' hf hg g x := by simp only [Pi.mul_apply, hf g x, hg g x]
add_mem' hf hg g x := by simp only [Pi.add_apply, hf g x, hg g x]
algebraMap_mem' _ _ _ := rfl
end Spectrum
/-! ## 2. The Hilbert-space layer: physical operators versus state vectors -/
section Hilbert
variable {G : Type*} [Group G]
variable {H : Type*} [NormedAddCommGroup H] [InnerProductSpace ℂ H] [CompleteSpace H]
/-- A family `U` of gauge unitaries on the Hilbert space. -/
def IsGaugeUnitaryFamily (U : G → (H →L[ℂ] H)) : Prop :=
∀ g : G, U g ∈ unitary (H →L[ℂ] H)
/-- A **physical operator** is one that commutes with every gauge unitary — the
book's *"operator of the commutative algebra which commutes with the gauge
generators"* (`book.tex` 2344). -/
def IsPhysicalOperator (U : G → (H →L[ℂ] H)) (A : H →L[ℂ] H) : Prop :=
∀ g : G, A * U g = U g * A
end Hilbert
/-! ## 3. A correction to an earlier predicate
`ChapterG.IsUnconstrainedGaugeFixing π` asks for a *gauge-invariant* function `f`
and a gauge transformation `g` with `f ∘ g ≠ f`, which contradicts invariance of
`f`: that predicate is unsatisfiable, so every statement conditioned on it is
vacuous. This says nothing against the book's definition, which is satisfiable:
the unconstrained condition of the book is the exclusion of the gauge generators
from the commutative algebra — so that they impose no constraint on the full
spectrum labelled by the basis vectors — formalized in
`BookProof.ChapterGaugeUnconstrainedSpectrum`, and equivalently rendered here as
the condition `MovesEveryPointOfSpectrum` on the action on the spectrum. -/
end BookProof.ChapterGaugeIncompleteFixing
Source