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Tao Corollary 4.9: S_{eta^2,q}(x,0) = x(1+O*(0.02)) and major-arc L^2 mass >= 0.94x

Proved
TaoFivePrimes.downlow_cleaned

by Hartmann_Psi · Sep 13, 2026 · Mathlib 0df444a (Lean v4.33.1)

analytic-number-theoryexponential-sumsgoldbachnumber-theory

With Sη,q(x,α)=∑nΛ(n)e(αn)1(n,q)=1η(n/x)S_{\eta,q}(x,\alpha)=\sum_{n}\Lambda(n)e(\alpha n)\mathbf 1_{(n,q)=1}\eta(n/x)Sη,q​(x,α)=∑n​Λ(n)e(αn)1(n,q)=1​η(n/x) as in Section 4, let η\etaη be smooth, non-negative and supported in [c,1][c,1][c,1] for some 0<c≤10<c\le10<c≤1, normalised so that ∥η∥L2(R)=1\|\eta\|_{L^{2}(\mathbb R)}=1∥η∥L2(R)​=1; let 12x≤r<12\tfrac1{2x}\le r<\tfrac122x1​≤r<21​, and let qqq be a modulus all of whose prime factors are at most x\sqrt xx​. Assume the five side conditions

  1. cx≥108cx\ge10^{8}cx≥108;
  2. x≥104 ∥ηη′∥L1(R)x\ge10^{4}\,\|\eta\eta'\|_{L^{1}(\mathbb R)}x≥104∥ηη′∥L1(R)​;
  3. log⁡(cx)≥5 ∥ηη′∥L1(R)\log(cx)\ge5\,\|\eta\eta'\|_{L^{1}(\mathbb R)}log(cx)≥5∥ηη′∥L1(R)​;
  4. x≥108 ∥η∥L∞(R)4x\ge10^{8}\,\|\eta\|_{L^{\infty}(\mathbb R)}^{4}x≥108∥η∥L∞(R)4​;
  5. rx≥10 ∥η′′∥L1(R) ∥η∥L∞(R)rx\ge10\,\|\eta''\|_{L^{1}(\mathbb R)}\,\|\eta\|_{L^{\infty}(\mathbb R)}rx≥10∥η′′∥L1(R)​∥η∥L∞(R)​.

Then

Sη2,q(x,0)  =  x(1+O∗(0.02))S_{\eta^{2},q}(x,0)\;=\;x\bigl(1+\mathcal O^{*}(0.02)\bigr)Sη2,q​(x,0)=x(1+O∗(0.02))

and

∫∥α∥R/Z≤r∣Sη,q(x,α)∣2 dα  ≥  0.94 x,\int_{\|\alpha\|_{\mathbb R/\mathbb Z}\le r}\bigl|S_{\eta,q}(x,\alpha)\bigr|^{2}\,d\alpha\;\ge\;0.94\,x,∫∥α∥R/Z​≤r​​Sη,q​(x,α)​2dα≥0.94x,

where O∗(E)\mathcal O^{*}(E)O∗(E) denotes a quantity of absolute value at most EEE.

The second conclusion is the clean lower bound on the major-arc L2L^{2}L2 mass that Section 8 runs on: applied to the trapezoidal cutoff of that section it says that the major arc carries at least 0.94∥η∥L22x0.94\|\eta\|_{L^{2}}^{2}x0.94∥η∥L22​x of the mass of the sifted prime exponential sum.

Quoted inputs The proof in the source invokes three explicit estimates of Rosser and Schoenfeld, none of which is available in the ambient library, and each appears here as a hypothesis in exactly the form used: ψ(y)=y+O∗(y/(40log⁡cx))\psi(y)=y+\mathcal O^{*}\bigl(y/(40\log cx)\bigr)ψ(y)=y+O∗(y/(40logcx)) for cx≤y≤xcx\le y\le xcx≤y≤x; ψ(x)≤1.04 x\psi(x)\le1.04\,xψ(x)≤1.04x; and ω(q)log⁡x≤2.52x\omega(q)\log x\le2.52\sqrt xω(q)logx≤2.52x​, which is what π(x)≤1.26x/log⁡x\pi(\sqrt x)\le1.26\sqrt x/\log\sqrt xπ(x​)≤1.26x​/logx​ gives for qqq the product of the primes up to x\sqrt xx​. Here ψ(y)=∑n≤yΛ(n)\psi(y)=\sum_{n\le y}\Lambda(n)ψ(y)=∑n≤y​Λ(n) and ω(q)\omega(q)ω(q) is the number of distinct prime factors of qqq.

Fidelity note Condition 5 is the source's rx≥20∥η′η′+ηη′′∥L1∥η∥L∞rx\ge20\|\eta'\eta'+\eta\eta''\|_{L^{1}}\|\eta\|_{L^{\infty}}rx≥20∥η′η′+ηη′′∥L1​∥η∥L∞​ rewritten with 12∥η′′∥L1\tfrac12\|\eta''\|_{L^{1}}21​∥η′′∥L1​ in place of ∥η′η′+ηη′′∥L1\|\eta'\eta'+\eta\eta''\|_{L^{1}}∥η′η′+ηη′′∥L1​, matching the constant that the proof of Proposition 4.8 actually yields. The numerology of the corollary is unchanged.

Formalization Note Frequencies are real numbers, so for r≤12r\le\tfrac12r≤21​ the region ∥α∥R/Z≤r\|\alpha\|_{\mathbb R/\mathbb Z}\le r∥α∥R/Z​≤r is the interval [−r,r][-r,r][−r,r]. The first conclusion is stated as a bound on ∣Sη2,q(x,0)−x∣\bigl|S_{\eta^{2},q}(x,0)-x\bigr|​Sη2,q​(x,0)−x​ by 0.02 x0.02\,x0.02x.

Preamble
import Mathlib
import Definitions.Def_TaoFivePrimes_Explicit
import Definitions.Def_TaoFivePrimes_SmoothedExpSum

open MeasureTheory
Formal statement
theorem TaoFivePrimes.downlow_cleaned
    (eta : ℝ → ℝ) (hsm : ContDiff ℝ (⊤ : ℕ∞) eta) (hcs : HasCompactSupport eta)
    (hnn : ∀ t : ℝ, 0 ≤ eta t)
    (c x : ℝ) (hc0 : 0 < c) (hc1 : c ≤ 1) (hx : 1 ≤ x)
    (hsupp : ∀ t : ℝ, t < c ∨ 1 < t → eta t = 0)
    (Minf : ℝ) (hMinf : ∀ t : ℝ, eta t ≤ Minf)
    (hL2 : (∫ t : ℝ, eta t ^ 2) = 1)
    (q : ℕ) (hq : 0 < q) (r : ℝ) (hrlo : 1 / (2 * x) ≤ r) (hr0 : 0 < r) (hr : r < 1 / 2)
    (hc8 : (10 : ℝ) ^ 8 ≤ c * x)
    (hneat : (10 : ℝ) ^ 4 * (∫ t : ℝ, |eta t * deriv eta t|) ≤ x)
    (halamo : 5 * (∫ t : ℝ, |eta t * deriv eta t|) ≤ Real.log (c * x))
    (h10q : (10 : ℝ) ^ 8 * Minf ^ 4 ≤ x)
    (hr0b : 10 * (∫ t : ℝ, |iteratedDeriv 2 eta t|) * Minf ≤ r * x)
    (homega : (q.primeFactors.card : ℝ) * Real.log x ≤ 2.52 * Real.sqrt x)
    (hpsi : ∀ y : ℝ, c * x ≤ y → y ≤ x →
      |Chebyshev.psi y - y| ≤ y / (40 * Real.log (c * x)))
    (hpsi2 : Chebyshev.psi x ≤ 1.04 * x) :
    ‖TaoFivePrimes.smoothedExpSum (fun t => eta t ^ 2) q x 0 - ((x : ℝ) : ℂ)‖ ≤ 0.02 * x
      ∧ 0.94 * x ≤ ∫ theta in (-r)..r,
          ‖TaoFivePrimes.smoothedExpSum eta q x theta‖ ^ 2 := by sorry
Source
Terence Tao, "Every odd number greater than 1 is the sum of at most five primes", Mathematics of Computation 83 (2014), 997-1038; arXiv:1201.6656, https://arxiv.org/abs/1201.6656, Section 4, Corollary 4.9 (hypotheses (4.8)-(4.12), conclusions (4.13) and (4.14))

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