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Lower semicontinuity of energy integrals under pointwise C1C^1C1 convergence in a symplectization

Proved
FiniteEnergyPlane.lintegral_energyDensity_le_liminf

by Mazecto · Oct 25, 2026 · Mathlib 0df444a (Lean v4.33.1)

finite-energymeasure-theorypseudoholomorphic-curvessymplectic-geometrysymplectization

Let S=H−1(1)⊂R2n+2S=H^{-1}(1)\subset\mathbb R^{2n+2}S=H−1(1)⊂R2n+2 be a strictly star-shaped level, JJJ a smooth dλ0d\lambda_0dλ0​-compatible complex structure on ξ\xiξ, and W⊆CW\subseteq\mathbb CW⊆C open. Let www and vkv_kvk​ (k∈Nk\in\mathbb Nk∈N) be maps C→R2n+2\mathbb C\to\mathbb R^{2n+2}C→R2n+2 such that www is C1C^1C1 on WWW with w(W)⊆R2n+2∖{0}w(W)\subseteq\mathbb R^{2n+2}\setminus\{0\}w(W)⊆R2n+2∖{0}, for all large kkk the map vkv_kvk​ is C1C^1C1 on WWW with vk(W)⊆R2n+2∖{0}v_k(W)\subseteq\mathbb R^{2n+2}\setminus\{0\}vk​(W)⊆R2n+2∖{0}, and for every z∈Wz\in Wz∈W

vk(z)→w(z),Dvk(z)→Dw(z).v_k(z)\to w(z),\qquad Dv_k(z)\to Dw(z).vk​(z)→w(z),Dvk​(z)→Dw(z).

Then for every C1C^1C1 function φ:R→R\varphi:\mathbb R\to\mathbb Rφ:R→R,

∫W(w∗d(φ(a)λ))+ ≤ lim inf⁡k→∞∫W(vk∗d(φ(a)λ))+,\int_W\big(w^*d(\varphi(a)\lambda)\big)^+\ \le\ \liminf_{k\to\infty}\int_W\big(v_k^*d(\varphi(a)\lambda)\big)^+ ,∫W​(w∗d(φ(a)λ))+ ≤ k→∞liminf​∫W​(vk∗​d(φ(a)λ))+,

where (⋅)+(\cdot)^+(⋅)+ is the positive part of the integrand with respect to ds∧dtds\wedge dtds∧dt.

For φ≡1\varphi\equiv1φ≡1 the integrand is the dλd\lambdadλ-density, so the statement includes the lower semicontinuity of the dλd\lambdadλ-energy.

Formalization Note The integrand is energyDensity H φ, in the coordinates a=a=a= aCoord H and w=w=w= proj H, and the integral is the lower integral ∫⁻ z in W, ENNReal.ofReal (energyDensity H φ v z). The pointwise convergence of Dvk(z)Dv_k(z)Dvk​(z) is in the operator norm. The compatible structure JJJ does not enter the conclusion.

Preamble
import Definitions.Def_FiniteEnergyPlane_Setting
Formal statement
namespace FiniteEnergyPlane

open MeasureTheory Metric Filter Topology
open scoped ContDiff ENNReal Real

/-- Lower semicontinuity of the energy integrals under pointwise `C¹` convergence. Let `S` be a
strictly star-shaped level, `W ⊆ ℂ` open, and let `v_k, w` be `C¹` maps on `W` with values in
`ℝ^{2n+2} \ {0}` (for `v_k`: for all large `k`), such that `v_k(z) → w(z)` and `Dv_k(z) → Dw(z)`
for every `z ∈ W`. Then for every `C¹` function `φ : ℝ → ℝ`,
`∫_W w*d(φ(a) λ)⁺ ≤ liminf_k ∫_W v_k*d(φ(a) λ)⁺`, where `⁺` is the positive part of the
integrand. -/
theorem lintegral_energyDensity_le_liminf {n : ℕ} (H : V n → ℝ)
    (hH : IsStrictlyStarShapedLevel H) (J : V n → V n →L[ℝ] V n)
    (hJ : IsCompatibleXiStructure H J) (W : Set ℂ) (hW : IsOpen W) (v : ℕ → ℂ → V n)
    (w : ℂ → V n) (hv : ∀ᶠ k in atTop, ContDiffOn ℝ 1 (v k) W ∧ ∀ z ∈ W, v k z ≠ 0)
    (hw : ContDiffOn ℝ 1 w W) (hw0 : ∀ z ∈ W, w z ≠ 0)
    (hconv : ∀ z ∈ W, Tendsto (fun k => v k z) atTop (𝓝 (w z)) ∧
      Tendsto (fun k => fderiv ℝ (v k) z) atTop (𝓝 (fderiv ℝ w z)))
    (φ : ℝ → ℝ) (hφ : ContDiff ℝ 1 φ) :
    ∫⁻ z in W, ENNReal.ofReal (energyDensity H φ w z) ≤
      liminf (fun k => ∫⁻ z in W, ENNReal.ofReal (energyDensity H φ (v k) z)) atTop := by
  sorry

end FiniteEnergyPlane
Source
U. Hryniewicz, J. Symplectic Geom. 12 (2014), arXiv:1105.2077, p. 12; H. Hofer, Invent. Math. 114 (1993), Section 3; C. Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, Prop. 9.1

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