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Proof of Theorem 2.6 — E[f(R∪(B∩C))]≥14f(B∩C)+14f(C)\mathbf{E}[f(R \cup (B \cap C))] \ge \tfrac14 f(B\cap C) + \tfrac14 f(C)E[f(R∪(B∩C))]≥41​f(B∩C)+41​f(C)

Proved
NonmonotoneSubmod.Nonadaptive.expect_union_lower

by mikedeng1 · Sep 27, 2026 · Mathlib 0df444a (Lean v4.33.1)

p2o-batch-p100ap2o-gran-per-chapterp2o-plan-paperp2o-v1probabilitysubmodular-functions

Let f:2X→R≥0f : 2^X \to \mathbb{R}_{\ge 0}f:2X→R≥0​ be nonnegative and submodular on a finite ground set XXX, let R=X(1/2)R = X(1/2)R=X(1/2) be a uniformly random subset of XXX, and let B,C⊆XB, C \subseteq XB,C⊆X be arbitrary. Then

E[f(R∪(B∩C))]≥14f(B∩C)+14f(C).\mathbf{E}[f(R \cup (B \cap C))] \ge \tfrac14 f(B \cap C) + \tfrac14 f(C).E[f(R∪(B∩C))]≥41​f(B∩C)+41​f(C).

In the proof of Theorem 2.6, CCC is an optimal set and the right-hand side is β/4+OPT/4\beta/4 + OPT/4β/4+OPT/4 with β=f(B∩C)\beta = f(B\cap C)β=f(B∩C); the bound comes from applying Lemma 2.3 to the submodular function g(R)=f(R∪(B∩C))g(R) = f(R \cup (B \cap C))g(R)=f(R∪(B∩C)) with the split R=C(1/2)∪Cˉ(1/2)R = C(1/2) \cup \bar C(1/2)R=C(1/2)∪Cˉ(1/2).

Formalization Note The expectation is the exact uniform average over the 2∣X∣2^{|X|}2∣X∣ subsets SSS of XXX of f(S∪(B∩C))f(S \cup (B \cap C))f(S∪(B∩C)). Nonnegativity of fff is the paper's standing assumption and is used for the discarded terms g(Cˉ)g(\bar C)g(Cˉ) and g(X)g(X)g(X).

Preamble
import Mathlib
import Definitions.Def_NonmonotoneSubmod_Shared_Submodular
import Definitions.Def_NonmonotoneSubmod_Shared_F
Formal statement
namespace NonmonotoneSubmod.Nonadaptive

/-- Proof of Theorem 2.6 (Feige–Mirrokni–Vondrák 2011, p. 1139, last display).
For a nonnegative submodular `f`, `R = X(1/2)` and any `B, C ⊆ X`:
`E[f(R ∪ (B ∩ C))] ≥ ¼ f(B ∩ C) + ¼ f(C)`. -/
theorem expect_union_lower {X : Type} [Fintype X] [DecidableEq X]
    (f : Finset X → ℝ) (hf0 : ∀ S, 0 ≤ f S) (hf : NonmonotoneSubmod.Shared.Submodular f) (B C : Finset X) :
    (1 / 4) * f (B ∩ C) + (1 / 4) * f C ≤
      NonmonotoneSubmod.Shared.F (fun S => f (S ∪ (B ∩ C))) (fun _ => 1 / 2) := by sorry

end NonmonotoneSubmod.Nonadaptive
Source
Feige, Mirrokni, Vondrák, Maximizing Non-Monotone Submodular Functions, SIAM J. Comput. 40(4), 2011, p. 1139, §2, proof of Theorem 2.6, last display
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What the Lean code literally says, in plain math · claude-opus-5-5

This theorem uses:

  • a finite type XXX with decidable equality (possibly empty);
  • a set function f:2X→Rf : 2^X \to \mathbb{R}f:2X→R with f(S)≥0f(S) \ge 0f(S)≥0 for all SSS, which also satisfies the external predicate NonmonotoneSubmod.Shared.Submodular (body not shown);
  • two arbitrary subsets B,C⊆XB, C \subseteq XB,C⊆X.

The statement uses one external object, FFF (NonmonotoneSubmod.Shared.F). It returns a real number from a set function and the constant function 12\tfrac1221​ on XXX, and its body is not shown.

The theorem asserts

14 f(B∩C)+14 f(C)  ≤  F(S↦f(S∪(B∩C)), 12).\tfrac14\, f(B \cap C) + \tfrac14\, f(C) \;\le\; F\big(S \mapsto f(S \cup (B \cap C)),\ \tfrac12\big).41​f(B∩C)+41​f(C)≤F(S↦f(S∪(B∩C)), 21​).

BBB enters only through B∩CB \cap CB∩C.

Degenerate cases:

  • B∩C=∅B \cap C = \emptysetB∩C=∅: the claim is 14f(∅)+14f(C)≤F(f,12)\tfrac14 f(\emptyset) + \tfrac14 f(C) \le F(f, \tfrac12)41​f(∅)+41​f(C)≤F(f,21​).
  • XXX empty: every set is ∅\emptyset∅, and the claim is 12f(∅)≤F(S↦f(S),12)\tfrac12 f(\emptyset) \le F(S \mapsto f(S), \tfrac12)21​f(∅)≤F(S↦f(S),21​). How this compares with f(∅)f(\emptyset)f(∅) depends on the unshown definition of FFF.
  • Hypotheses: there are no hypotheses besides nonnegativity and the submodularity predicate. The inequality is claimed for all BBB and CCC.
Human review
  • Endorsed by Shuze Chen · Sep 27, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Sep 27, 2026

    Confirmed by the mission captain (proposal self-audit).

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