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If 1, u, ū, g, ug are free and u·R(u)·g = N(u) with R ≠ 0, deg R ≤ 2, deg N ≤ 3, their span contains u², ū² or some 1/(u − a)

Proved
DiazModulus.degree_one_space_mem_square_or_reciprocal_of_cubic_over_quadratic

by carlok · Oct 18, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​ with ρ=uuˉ\rho = u\bar uρ=uuˉ algebraic (so uˉ=ρ/u\bar u = \rho/uuˉ=ρ/u). Let g∈Cg \in \mathbb{C}g∈C with 1,u,uˉ,g,ug1, u, \bar u, g, ug1,u,uˉ,g,ug free over Q‾\overline{\mathbb{Q}}Q​, and suppose u R(u) g=N(u)u\,R(u)\,g = N(u)uR(u)g=N(u) for some R,N∈Q‾[X]R, N \in \overline{\mathbb{Q}}[X]R,N∈Q​[X] with R≠0R \neq 0R=0, deg⁡R≤2\deg R \leq 2degR≤2 and deg⁡N≤3\deg N \leq 3degN≤3. Then Wg=spanQ‾(1,u,uˉ,g,ug)W_g = \mathrm{span}_{\overline{\mathbb{Q}}}(1, u, \bar u, g, ug)Wg​=spanQ​​(1,u,uˉ,g,ug) contains u2u^2u2, uˉ2\bar u^2uˉ2 or some 1/(u−a)1/(u - a)1/(u−a) with a∈Q‾×a \in \overline{\mathbb{Q}}^\timesa∈Q​×.

Proof. Put D=uR(u)≠0D = uR(u) \neq 0D=uR(u)=0 and φ(M)=M(u)/D\varphi(M) = M(u)/Dφ(M)=M(u)/D, a Q‾\overline{\mathbb{Q}}Q​-linear map on Q‾[X]\overline{\mathbb{Q}}[X]Q​[X]. The generators 1,u,uˉ,g,ug1, u, \bar u, g, ug1,u,uˉ,g,ug are φ(XR),φ(X2R),φ(ρR),φ(N),φ(XN)\varphi(XR), \varphi(X^2R), \varphi(\rho R), \varphi(N), \varphi(XN)φ(XR),φ(X2R),φ(ρR),φ(N),φ(XN), all of degree at most 444, so WgW_gWg​ lies in the image of the polynomials of degree below 555, of dimension at most 555. As dim⁡Wg=5\dim W_g = 5dimWg​=5, the two are equal. If deg⁡R≤1\deg R \leq 1degR≤1 then u2=φ(X3R)u^2 = \varphi(X^3R)u2=φ(X3R); if R(0)=0R(0) = 0R(0)=0, R=XR1R = XR_1R=XR1​ and uˉ2=φ(ρ2R1)\bar u^2 = \varphi(\rho^2R_1)uˉ2=φ(ρ2R1​); otherwise RRR has a root b∈Q‾×b \in \overline{\mathbb{Q}}^\timesb∈Q​×, R=(X−b)R1R = (X - b)R_1R=(X−b)R1​ and 1/(u−b)=φ(XR1)1/(u - b) = \varphi(XR_1)1/(u−b)=φ(XR1​).

Novelty. Not found in the sources read; routine.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

open Polynomial in
theorem degree_one_space_mem_square_or_reciprocal_of_cubic_over_quadratic
    (u g : ℂ) (hu : u ∉ Qbar) (hρ : IsAlgebraic ℚ (u * conj u))
    (hind : LinearIndependent (↥Qbar) ![1, u, conj u, g, u * g])
    (R N : (↥Qbar)[X]) (hR : R ≠ 0) (hRd : R.natDegree ≤ 2) (hNd : N.natDegree ≤ 3)
    (hRN : u * aeval u R * g = aeval u N) :
    u ^ 2 ∈ Submodule.span Qbar ({1, u, conj u, g, u * g} : Set ℂ) ∨
      conj u ^ 2 ∈ Submodule.span Qbar ({1, u, conj u, g, u * g} : Set ℂ) ∨
      ∃ a ∈ Qbar, a ≠ 0 ∧ (u - a)⁻¹ ∈ Submodule.span Qbar ({1, u, conj u, g, u * g} : Set ℂ) := by
  sorry

end DiazModulus
Source
Not found in the sources read. R17 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 18 October 2026 (C. Perassi).

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