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Removal of singularities for pseudoholomorphic maps of finite energy

Proved
FiniteEnergyPlane.exists_extension_of_energy_lt_top

by Mazecto · Oct 20, 2026 · Mathlib 0df444a (Lean v4.33.1)

finite-energypseudoholomorphic-curvesreeb-dynamicssymplectic-geometrysymplectization

Let EEE be a finite-dimensional real normed space, JJJ a smooth almost complex structure on an open set O⊆EO\subseteq EO⊆E, and K⊆OK\subseteq OK⊆O compact. Let D⊂CD\subset\mathbb{C}D⊂C be the open unit disc and uuu a C∞C^\inftyC∞ JJJ-holomorphic map on D∖{0}D\setminus\{0\}D∖{0} with u(D∖{0})⊆Ku(D\setminus\{0\})\subseteq Ku(D∖{0})⊆K and

∫D∖{0}∥Du(z)∥2 dz<∞.\int_{D\setminus\{0\}}\|Du(z)\|^2\,dz<\infty.∫D∖{0}​∥Du(z)∥2dz<∞.

Then there is a C∞C^\inftyC∞ JJJ-holomorphic map vvv on DDD with v(D)⊆Kv(D)\subseteq Kv(D)⊆K and v=uv=uv=u on D∖{0}D\setminus\{0\}D∖{0}.

Formalization Note The energy is a lower integral in ℝ≥0∞ of the squared operator norm. Wendl and Zinger assume a compact target manifold (or a compact image); here the image lies in a compact subset KKK of the domain OOO of JJJ.

Preamble
import Definitions.Def_FiniteEnergyPlane_Setting
Formal statement
namespace FiniteEnergyPlane

open MeasureTheory Metric Filter Topology
open scoped ContDiff ENNReal Real

/-- Removal of singularities: Zinger, *Notes on J-holomorphic maps*, Proposition 5.1; Wendl,
Theorem 9.2 (p. 152). Let `J` be a smooth almost complex structure on an open set `O ⊆ E` and
`K ⊆ O` compact. A smooth `J`-holomorphic map on the punctured unit disc with values in `K` and
finite Dirichlet energy `∫ ‖Du‖²` extends to a smooth `J`-holomorphic map on the disc with values
in `K`. (Zinger assumes the target manifold compact; here the image lies in a compact `K ⊆ O`.) -/
theorem exists_extension_of_energy_lt_top {E : Type*} [NormedAddCommGroup E] [NormedSpace ℝ E] [FiniteDimensional ℝ E] (J : E → E →L[ℝ] E) (O : Set E)
    (hJ : JHolomorphic.IsAlmostComplexOn J O) (K : Set E) (hK : IsCompact K) (hKO : K ⊆ O)
    (u : ℂ → E) (hu : ContDiffOn ℝ ∞ u (ball 0 1 \ {0}))
    (hhol : JHolomorphic.IsJHolomorphicOn J (ball 0 1 \ {0}) u)
    (hmaps : Set.MapsTo u (ball 0 1 \ {0}) K)
    (hE : ∫⁻ z in ball 0 1 \ {0}, ENNReal.ofReal (‖fderiv ℝ u z‖ ^ 2) < ⊤) :
    ∃ v : ℂ → E, ContDiffOn ℝ ∞ v (ball 0 1) ∧ JHolomorphic.IsJHolomorphicOn J (ball 0 1) v ∧
      Set.MapsTo v (ball 0 1) K ∧ ∀ z ∈ ball (0 : ℂ) 1, z ≠ 0 → v z = u z := by
  sorry

end FiniteEnergyPlane
Source
C. Wendl, Lectures on Symplectic Field Theory, arXiv:1612.01009, https://arxiv.org/abs/1612.01009, Theorem 9.2, p. 152; A. Zinger, Notes on J-holomorphic maps, arXiv:1706.00331, Proposition 5.1
Read-back

What the Lean code literally says, in plain math · claude-opus-5-5

Read-back: FiniteEnergyPlane.exists_extension_of_energy_lt_top

Data. Let EEE be a finite-dimensional real normed vector space (any norm). Let J:E→L(E)J : E \to \mathcal L(E)J:E→L(E) assign to each x∈Ex \in Ex∈E a continuous R\mathbb RR-linear map Jx:E→EJ_x : E \to EJx​:E→E, and let O⊆EO \subseteq EO⊆E be such that

  • OOO is open,
  • x↦Jxx \mapsto J_xx↦Jx​ is C∞C^\inftyC∞ on OOO,
  • Jx∘Jx=−idEJ_x \circ J_x = -\mathrm{id}_EJx​∘Jx​=−idE​ for every x∈Ox \in Ox∈O.

Nothing is assumed about JxJ_xJx​ for x∉Ox \notin Ox∈/O. Let K⊆EK \subseteq EK⊆E be compact with K⊆OK \subseteq OK⊆O. Write D={z∈C:∣z∣<1}D = \{ z \in \mathbb C : |z| < 1\}D={z∈C:∣z∣<1} for the open unit disk and D∗=D∖{0}D^* = D \setminus \{0\}D∗=D∖{0} for the punctured disk. Let u:C→Eu : \mathbb C \to Eu:C→E be a map (its values at 000 and outside DDD play no role in the hypotheses) such that:

  1. uuu is C∞C^\inftyC∞ on D∗D^*D∗ (as a map of C≅R2\mathbb C \cong \mathbb R^2C≅R2);
  2. uuu is JJJ-holomorphic on D∗D^*D∗: for every z∈D∗z \in D^*z∈D∗, uuu is real-differentiable at zzz and
∂su(z)+Ju(z) ∂tu(z)=0,∂su(z)=Du(z)⋅1,∂tu(z)=Du(z)⋅i;\partial_s u(z) + J_{u(z)}\,\partial_t u(z) = 0, \qquad \partial_s u(z) = Du(z)\cdot 1,\quad \partial_t u(z) = Du(z)\cdot i;∂s​u(z)+Ju(z)​∂t​u(z)=0,∂s​u(z)=Du(z)⋅1,∂t​u(z)=Du(z)⋅i;
  1. u(D∗)⊆Ku(D^*) \subseteq Ku(D∗)⊆K;
  2. the energy is finite:
∫D∗∥Du(z)∥2 dz<∞,\int_{D^*} \|Du(z)\|^2\, dz < \infty,∫D∗​∥Du(z)∥2dz<∞,

the Lebesgue integral (in [0,∞][0,\infty][0,∞]) over D∗D^*D∗ with respect to area measure, where ∥Du(z)∥\|Du(z)\|∥Du(z)∥ is the operator norm of the real derivative Du(z):C→EDu(z) : \mathbb C \to EDu(z):C→E (C\mathbb CC normed by the modulus).

Conclusion. There exists a map v:C→Ev : \mathbb C \to Ev:C→E such that

  • vvv is C∞C^\inftyC∞ on the full disk DDD;
  • vvv is JJJ-holomorphic on DDD (for every z∈Dz \in Dz∈D, including z=0z = 0z=0: vvv is real-differentiable at zzz and ∂sv(z)+Jv(z) ∂tv(z)=0\partial_s v(z) + J_{v(z)}\,\partial_t v(z) = 0∂s​v(z)+Jv(z)​∂t​v(z)=0);
  • v(D)⊆Kv(D) \subseteq Kv(D)⊆K (in particular v(0)∈Kv(0) \in Kv(0)∈K);
  • v(z)=u(z)v(z) = u(z)v(z)=u(z) for every z∈Dz \in Dz∈D with z≠0z \neq 0z=0.

Nothing is asserted about vvv outside DDD, and v(0)v(0)v(0) need not equal u(0)u(0)u(0).

Remarks on edge cases. If KKK is empty, hypothesis 3 cannot hold (since D∗D^*D∗ is nonempty), so the statement is vacuous. If EEE has odd positive dimension, Jx2=−idJ_x^2 = -\mathrm{id}Jx2​=−id is impossible on a nonempty set, so O=K=∅O = K = \emptysetO=K=∅ and again the statement is vacuous. If E={0}E = \{0\}E={0}, all hypotheses on JJJ hold trivially and the conclusion is satisfied by the zero map.

Human review
  • Endorsed by Shuze Chen · Oct 21, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Mazecto · Oct 21, 2026

    Confirmed by the mission captain (proposal self-audit).

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