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(5.24)–(5.25) — with βτ = (2l+1)π the characteristic equation (5.23) reduces to a real system

Proved
NicaiseDelayWave.InternalInstab.eq5_24_characteristic_reduction

by mikedeng1 · Sep 29, 2026 · Mathlib 0df444a (Lean v4.33.1)

complex-analysisdelay-equationsp2o-batch-p200bp2o-gran-per-chapterp2o-plan-paperp2o-v1

Let α,β,τ,μ1,μ2,Λ∈R\alpha, \beta, \tau, \mu_1, \mu_2, \Lambda \in \mathbb Rα,β,τ,μ1​,μ2​,Λ∈R and l∈Nl \in \mathbb Nl∈N with

βτ=(2l+1)π.(5.24)\beta\tau = (2l+1)\pi. \tag{5.24}βτ=(2l+1)π.(5.24)

Put λ=α+iβ\lambda = \alpha + i\betaλ=α+iβ. Then

λ2+(μ1+μ2e−λτ)λ=−Λ2⟺{α2+β2=Λ2,μ2e−ατ=2α+μ1.(5.25)\lambda^2 + \big(\mu_1 + \mu_2 e^{-\lambda\tau}\big)\lambda = -\Lambda^2 \quad\Longleftrightarrow\quad \begin{cases} \alpha^2 + \beta^2 = \Lambda^2, \\ \mu_2 e^{-\alpha\tau} = 2\alpha + \mu_1. \end{cases} \tag{5.25}λ2+(μ1​+μ2​e−λτ)λ=−Λ2⟺{α2+β2=Λ2,μ2​e−ατ=2α+μ1​.​(5.25)

Under the choice (5.24) the factor e−iβτe^{-i\beta\tau}e−iβτ equals −1-1−1, and the complex equation (5.23) becomes two real equations; this is how §5.2 finds roots of (5.23).

Formalization Note The paper states the direction "(5.23) becomes (5.25)"; both directions hold because (5.24) forces β≠0\beta \neq 0β=0, and the direction (5.25) ⇒ (5.23) is the one the construction uses. N\mathbb NN contains 000. No sign assumptions on τ,μ1,μ2\tau, \mu_1, \mu_2τ,μ1​,μ2​ are needed.

Preamble
import Mathlib
Formal statement
namespace NicaiseDelayWave.InternalInstab

/-- Nicaise–Pignotti, §5.2, p. 1583, (5.24)–(5.25): if `λ = α + iβ` with `βτ = (2l+1)π`, then the
characteristic equation (5.23) `λ² + (μ₁ + μ₂e^{−λτ})λ = −Λ²` is equivalent to the real system
(5.25): `α² + β² = Λ²` and `μ₂e^{−ατ} = 2α + μ₁`. -/
theorem eq5_24_characteristic_reduction (α β τ μ₁ μ₂ Λ : ℝ) (l : ℕ)
    (hβτ : β * τ = (2 * l + 1) * Real.pi) :
    ((⟨α, β⟩ : ℂ) ^ 2 + ((μ₁ : ℂ) + (μ₂ : ℂ) * Complex.exp (-(⟨α, β⟩ : ℂ) * τ)) * ⟨α, β⟩
        = -((Λ : ℂ) ^ 2)) ↔
      (α ^ 2 + β ^ 2 = Λ ^ 2 ∧ μ₂ * Real.exp (-α * τ) = 2 * α + μ₁) := by sorry

end NicaiseDelayWave.InternalInstab
Source
Nicaise, Pignotti, Stability and Instability Results of the Wave Equation with a Delay Term in the Boundary or Internal Feedbacks, SIAM J. Control Optim. 45 (2006), p. 1583, §5.2, (5.24)–(5.25)
Human review
  • Endorsed by Shuze Chen · Oct 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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