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Continuous auxiliary height choices preserve the physical connection germ

Proved
BianchiIX.exists_terminal_connection_height_freezing

by trppppp · Nov 5, 2026 · Mathlib 0df444a (Lean v4.33.1)

bianchi-ix-era-statisticsdynamical-systems

For real variables p,s,a,b,cp,s,a,b,cp,s,a,b,c, set

K=a2+b2+c2−2(ab+bc+ca),S=p2+s2,C=S+K.K=a^2+b^2+c^2-2(ab+bc+ca),\qquad S=p^2+s^2,\qquad C=S+K.K=a2+b2+c2−2(ab+bc+ca),S=p2+s2,C=S+K.

The shear components and wall rates are

P=Kp−2a2+b2+c2+ab−2bc+ac,P=Kp-2a^2+b^2+c^2+ab-2bc+ac,P=Kp−2a2+b2+c2+ab−2bc+ac, Q=Ks+3(−b2+c2+ab−ac),Q=Ks+\sqrt{3}(-b^2+c^2+ab-ac),Q=Ks+3​(−b2+c2+ab−ac), r1=−S+2p,r2=−S−p+3s,r3=−S−p−3s.r_1=-S+2p,\qquad r_2=-S-p+\sqrt{3}s,\qquad r_3=-S-p-\sqrt{3}s.r1​=−S+2p,r2​=−S−p+3​s,r3​=−S−p−3​s.

These functions define the normalized vacuum Bianchi IX vector field (P,Q,r1a,r2b,r3c)(P,Q,r_1a,r_2b,r_3c)(P,Q,r1​a,r2​b,r3​c). For y=(m,u,v,w)∈R4y=(m,u,v,w)\in\mathbb R^4y=(m,u,v,w)∈R4, define

K(u,v,w)=u2+v2+w2−2(uv+vw+wu),κ=u(v+w−u),K(u,v,w)=u^2+v^2+w^2-2(uv+vw+wu),\qquad \kappa=u(v+w-u),K(u,v,w)=u2+v2+w2−2(uv+vw+wu),κ=u(v+w−u), Fm=−v2+w2+u(v−w)−mκ,Fu=12(1−m2−(v−w)2+u2)u,F_m=-v^2+w^2+u(v-w)-m\kappa,\qquad F_u=\tfrac12(1-m^2-(v-w)^2+u^2)u,Fm​=−v2+w2+u(v−w)−mκ,Fu​=21​(1−m2−(v−w)2+u2)u, Fv=(m−1−κ)v,Fw=(−m−1−κ)w,F=(Fm,Fu,Fv,Fw),F_v=(m-1-\kappa)v,\qquad F_w=(-m-1-\kappa)w,\qquad F=(F_m,F_u,F_v,F_w),Fv​=(m−1−κ)v,Fw​=(−m−1−κ)w,F=(Fm​,Fu​,Fv​,Fw​),

and E(m,v)=(m−1)2+v2E(m,v)=(m-1)^2+v^2E(m,v)=(m−1)2+v2.

For x=(p,s,a,b,c)x=(p,s,a,b,c)x=(p,s,a,b,c), put

ψ(p,z)=3 z1+p,Π(x)=(ψ(p,s),ψ(p,a),ψ(p,b),ψ(p,c)).\psi(p,z)=\frac{\sqrt3\,z}{1+p},\qquad \Pi(x)=(\psi(p,s),\psi(p,a),\psi(p,b),\psi(p,c)).ψ(p,z)=1+p3​z​,Π(x)=(ψ(p,s),ψ(p,a),ψ(p,b),ψ(p,c)).

For y=(m,u,v,w)y=(m,u,v,w)y=(m,u,v,w), set D(y)=3+m2+K(u,v,w)D(y)=3+m^2+K(u,v,w)D(y)=3+m2+K(u,v,w) and

ΞA(y)=(A−1,Am3,Au3,Av3,Aw3),Ξ(y)=Ξ6/D(y)(y).\Xi_A(y)=\left(A-1,\frac{Am}{\sqrt3},\frac{Au}{\sqrt3}, \frac{Av}{\sqrt3},\frac{Aw}{\sqrt3}\right),\qquad \Xi(y)=\Xi_{6/D(y)}(y).ΞA​(y)=(A−1,3​Am​,3​Au​,3​Av​,3​Aw​),Ξ(y)=Ξ6/D(y)​(y).

Write N(x)=(P,Q,r1a,r2b,r3c)N(x)=(P,Q,r_1a,r_2b,r_3c)N(x)=(P,Q,r1​a,r2​b,r3​c) for the normalized vector field and C(x)=C(p,s,a,b,c)\mathcal C(x)=C(p,s,a,b,c)C(x)=C(p,s,a,b,c) for its constraint.

The normalized and projective state spaces are R5\mathbb R^5R5 and R4\mathbb R^4R4 with their finite-product norms. The maps Π,Ξ,D,F\Pi,\Xi,D,FΠ,Ξ,D,F act on these state spaces.

The projective vector field in normalized time is

G(y)=6D(y)F(y).G(y)=\frac6{D(y)}F(y).G(y)=D(y)6​F(y).

Write X=R5X=\mathbb R^5X=R5, Y=R4Y=\mathbb R^4Y=R4, and let αx,t0\alpha_{x,t_0}αx,t0​​ be the maximal solution of α′=N(α)\alpha'=N(\alpha)α′=N(α) with initial value xxx at t0t_0t0​ and domain Imax⁡(x,t0)I_{\max}(x,t_0)Imax​(x,t0​). Put

Jx,t0(t)=dxαx,t0(t),Ψt0(y,t)=Π(αΞ(y),t0(t)),J_{x,t_0}(t)=d_x\alpha_{x,t_0}(t),\qquad \Psi_{t_0}(y,t)=\Pi(\alpha_{\Xi(y),t_0}(t)),Jx,t0​​(t)=dx​αx,t0​​(t),Ψt0​​(y,t)=Π(αΞ(y),t0​​(t)), Jy,t0(t)=dΠαΞ(y),t0(t)∘JΞ(y),t0(t)∘dΞy.\mathcal J_{y,t_0}(t)=d\Pi_{\alpha_{\Xi(y),t_0}(t)} \circ J_{\Xi(y),t_0}(t)\circ d\Xi_y.Jy,t0​​(t)=dΠαΞ(y),t0​​(t)​∘JΞ(y),t0​​(t)∘dΞy​.

For Y=(k,u,w)∈R3Y=(k,u,w)\in\mathbb R^3Y=(k,u,w)∈R3, define

e−(Y)=(1−k2−1,u,1,w),xY=Ξ(e−(Y)),βY(t)=Ψ0(e−(Y),t),g(x)=(Π(x))v.e_-(Y)=(1-\sqrt{k^2-1},u,1,w),\quad x_Y=\Xi(e_-(Y)),\quad \beta_Y(t)=\Psi_0(e_-(Y),t),\quad g(x)=(\Pi(x))_v.e−​(Y)=(1−k2−1​,u,1,w),xY​=Ξ(e−​(Y)),βY​(t)=Ψ0​(e−​(Y),t),g(x)=(Π(x))v​.

For any real height η\etaη, put

Hη,Y={t>0:t∈Imax⁡(xY,0), g(αxY,0(t))=η},H_{\eta,Y}=\{t>0:t\in I_{\max}(x_Y,0),\ g(\alpha_{x_Y,0}(t))=\eta\},Hη,Y​={t>0:t∈Imax​(xY​,0), g(αxY​,0​(t))=η}, Tη(Y)=inf⁡Hη,Y,Pη(Y)=βY(Tη(Y)).T_\eta(Y)=\inf H_{\eta,Y},\qquad P_\eta(Y)=\beta_Y(T_\eta(Y)).Tη​(Y)=infHη,Y​,Pη​(Y)=βY​(Tη​(Y)).

The infimum uses the total real-order convention. Let TailValid⁡η(Y)\operatorname{TailValid}_\eta(Y)TailValidη​(Y) mean that Tη(Y)T_\eta(Y)Tη​(Y) is the least element of Hη,YH_{\eta,Y}Hη,Y​, and, writing T=Tη(Y)T=T_\eta(Y)T=Tη​(Y), that

t∈Imax⁡(xY,0),1+(αxY,0(t))0>0(0≤t≤T),t\in I_{\max}(x_Y,0),\quad 1+(\alpha_{x_Y,0}(t))_0>0 \quad(0\leq t\leq T),t∈Imax​(xY​,0),1+(αxY​,0​(t))0​>0(0≤t≤T), g(αxY,0(t))>η(0≤t<T),g(\alpha_{x_Y,0}(t))>\eta\quad(0\leq t<T),g(αxY​,0​(t))>η(0≤t<T), dgαxY,0(t)N(αxY,0(t))<0,∣(Π(αxY,0(t)))w∣<1/2(0≤t≤T).dg_{\alpha_{x_Y,0}(t)}N(\alpha_{x_Y,0}(t))<0,\quad |(\Pi(\alpha_{x_Y,0}(t)))_w|<1/2\quad(0\leq t\leq T).dgαxY​,0​(t)​N(αxY​,0​(t))<0,∣(Π(αxY​,0​(t)))w​∣<1/2(0≤t≤T).

All vector and operator norms use the finite-product supremum norms.

For y∈R4y\in\mathbb R^4y∈R4, put xy=Ξ(y)x_y=\Xi(y)xy​=Ξ(y),

T+(y)=inf⁡{t>0:t∈Imax⁡(xy,0), (Ψ0(y,t))v=1},P+(y)=Ψ0(y,T+(y)).T_+(y)=\inf\{t>0:t\in I_{\max}(x_y,0),\ (\Psi_0(y,t))_v=1\}, \qquad P_+(y)=\Psi_0(y,T_+(y)).T+​(y)=inf{t>0:t∈Imax​(xy​,0), (Ψ0​(y,t))v​=1},P+​(y)=Ψ0​(y,T+​(y)).

Let V+(y)V_+(y)V+​(y) mean that this infimum is a least element, the full interval [0,T+(y)][0,T_+(y)][0,T+​(y)] lies in the maximal domain with 1+(αxy,0(t))0>01+(\alpha_{x_y,0}(t))_0>01+(αxy​,0​(t))0​>0, the active wall is below one before the endpoint, and its normalized-time derivative is strictly positive throughout the interval. The infimum has its total real-order meaning.

For y=(m,u,v,w)y=(m,u,v,w)y=(m,u,v,w) define the cyclic chart by

H(y)=(m+1)2+K(u,v,w),A(y)=(1−4(m+1)/H,4v/H,4w/H,4u/H).H(y)=(m+1)^2+K(u,v,w),\qquad \mathcal A(y)=(1-4(m+1)/H,4v/H,4w/H,4u/H).H(y)=(m+1)2+K(u,v,w),A(y)=(1−4(m+1)/H,4v/H,4w/H,4u/H).

Its normalized symmetry is

A(p,s,a,b,c)=((−p+3s)/2,(−3p−s)/2,b,c,a).A(p,s,a,b,c)=((-p+\sqrt3s)/2,(-\sqrt3p-s)/2,b,c,a).A(p,s,a,b,c)=((−p+3​s)/2,(−3​p−s)/2,b,c,a).

Put zh(Y)=A(Ph(Y))z_h(Y)=\mathcal A(P_h(Y))zh​(Y)=A(Ph​(Y)) and

T(h,Y)=Th(Y)+T+(zh(Y)),P(h,Y)=P+(zh(Y)),xYc=AΞ(e−(Y)).\mathcal T(h,Y)=T_h(Y)+T_+(z_h(Y)),\qquad \mathcal P(h,Y)=P_+(z_h(Y)),\qquad x_Y^c=A\Xi(e_-(Y)).T(h,Y)=Th​(Y)+T+​(zh​(Y)),P(h,Y)=P+​(zh​(Y)),xYc​=AΞ(e−​(Y)).

Write r(m,v)=(m−1)2+v2r(m,v)=\sqrt{(m-1)^2+v^2}r(m,v)=(m−1)2+v2​ and g∗(x)=(Π(x))vg_*(x)=(\Pi(x))_vg∗​(x)=(Π(x))v​.

Fix 0<εin≤1/100000<\varepsilon_{\rm in}\leq1/100000<εin​≤1/10000, 0<η≤1/1000<\eta\leq1/1000<η≤1/100, q,J∈Nq,J\in\mathbb Nq,J∈N with q+2≤Jq+2\leq Jq+2≤J, and η≤εin/[4(11/5)q]\eta\leq\varepsilon_{\rm in}/[4(11/5)^q]η≤εin​/[4(11/5)q]. For 0<α≤10<\alpha\leq10<α≤1 and u,w>0u,w>0u,w>0, set Y=(2+2α,u,w)Y=(2+2\alpha,u,w)Y=(2+2α,u,w) and h=ηαJh=\eta\alpha^Jh=ηαJ.

There exists ε>0\varepsilon>0ε>0 such that, if 0<b≤εα2J0<b\leq\varepsilon\alpha^{2J}0<b≤εα2J and u+w≤bu+w\leq bu+w≤b, the derivatives of v↦T(v,Y)v\mapsto\mathcal T(v,Y)v↦T(v,Y) and v↦P(v,Y)v\mapsto\mathcal P(v,Y)v↦P(v,Y) at hhh are zero. For every height function aaa continuous at YYY with a(Y)=ha(Y)=ha(Y)=h,

T(a(Z),Z)=T(h,Z),P(a(Z),Z)=P(h,Z)\mathcal T(a(Z),Z)=\mathcal T(h,Z),\qquad \mathcal P(a(Z),Z)=\mathcal P(h,Z)T(a(Z),Z)=T(h,Z),P(a(Z),Z)=P(h,Z)

near YYY, and both maps on the left are C2C^2C2 at YYY.

Preamble
import Definitions.Def_BianchiIX_Dynamics_ProjectiveState
import Definitions.Def_BianchiIX_Dynamics_CoreAngle
import Definitions.Def_BianchiIX_TerminalConnectionData
import Mathlib.Analysis.Calculus.Deriv.Pow
import Mathlib.Analysis.Calculus.Deriv.Mul
import Mathlib.Analysis.Calculus.Deriv.Add
import Mathlib.Analysis.Real.Sqrt
import Mathlib.Tactic.Linarith
import Mathlib.Tactic.Ring
import Mathlib.Analysis.Calculus.Deriv.Inv
import Mathlib.Tactic.FieldSimp
import Mathlib.Tactic.LinearCombination
import Mathlib.Analysis.SpecialFunctions.Arsinh
import Mathlib.Analysis.SpecialFunctions.Sqrt
import Mathlib.Analysis.Calculus.ContDiff.Operations
import Mathlib.Analysis.Calculus.Deriv.Prod
import Mathlib.Analysis.Calculus.MeanValue
import Mathlib.Data.Fin.VecNotation
import Mathlib.Tactic.FinCases
import Mathlib.Tactic.FunProp
import Mathlib.Analysis.Normed.Module.FiniteDimension
import Mathlib.LinearAlgebra.Determinant
import Mathlib.Analysis.SpecialFunctions.Pow.Deriv
import Mathlib.Analysis.SpecialFunctions.Integrals.Basic
import Mathlib.Analysis.ODE.ExistUnique
import Mathlib.Analysis.Calculus.FDeriv.Partial
import Mathlib.Topology.Instances.Matrix
import Mathlib.LinearAlgebra.Matrix.Trace
import Mathlib.Analysis.Calculus.FDeriv.Analytic
import Mathlib.Topology.Algebra.Module.Determinant
import Mathlib.Analysis.Calculus.Deriv.Pi
import Mathlib.Data.Real.Basic
import Mathlib.Analysis.SpecialFunctions.Arcosh
import Mathlib.MeasureTheory.Integral.IntervalIntegral.FundThmCalculus
import Mathlib.Analysis.Calculus.InverseFunctionTheorem.Deriv
import Mathlib.Analysis.Calculus.Deriv.MeanValue
import Mathlib.Analysis.SpecialFunctions.Log.Deriv
import Mathlib.MeasureTheory.Integral.IntervalIntegral.DistLEIntegral
import Mathlib.Topology.Order.IntermediateValue
import Mathlib.Analysis.ODE.Gronwall
import Mathlib.Data.Matrix.Mul
import Mathlib.Analysis.SpecialFunctions.Log.Basic
import Mathlib.Tactic.Positivity
import Mathlib.Topology.Instances.Real.Lemmas
import Mathlib.Tactic.GCongr
import Mathlib.Analysis.Calculus.Deriv.Slope
import Mathlib.Topology.Order.OrderClosed
import Mathlib.Analysis.Calculus.ImplicitContDiff
import Mathlib.Topology.Order.Compact
import Mathlib.Tactic.NormNum
import Mathlib.Analysis.Calculus.FDeriv.Symmetric
import Mathlib.Tactic.Module
import Mathlib.Algebra.BigOperators.Fin
import Mathlib.Analysis.SpecialFunctions.Trigonometric.ArctanDeriv
import Mathlib.Analysis.SpecialFunctions.Trigonometric.DerivHyp
import Mathlib.Topology.MetricSpace.Thickening
import Mathlib.Analysis.Calculus.ParametricIntervalIntegral
import Mathlib.MeasureTheory.Integral.DominatedConvergence

noncomputable section
open BianchiIX
open Set Filter
open scoped Topology

Formal statement
theorem BianchiIX.exists_terminal_connection_height_freezing {εin η : ℝ}
    (hεin : 0 < εin ∧ εin ≤ 1 / 10000) (hη : 0 < η ∧ η ≤ 1 / 100)
    {q J : ℕ} (hJ : q + 2 ≤ J) (hηin : η ≤ εin / (4 * (11 / 5) ^ q)) :
    ∃ ε > (0 : ℝ), ∀ α b u w : ℝ,
      (0 < α ∧ α ≤ 1) → 0 < b → b ≤ ε * α ^ (2 * J) →
      |u| + |w| ≤ b → 0 < u → 0 < w →
      let Y : CoreAngleState := ![2 + 2 * α, u, w]
      let h := η * α ^ J
      HasDerivAt (fun v => terminalConnectionTime v Y) 0 h ∧
        HasDerivAt (fun v => terminalConnectionState v Y) 0 h ∧
        ∀ a : CoreAngleState → ℝ, ContinuousAt a Y → a Y = h →
          (∀ᶠ Z in 𝓝 Y, terminalConnectionTime (a Z) Z = terminalConnectionTime h Z ∧
            terminalConnectionState (a Z) Z = terminalConnectionState h Z) ∧
          ContDiffAt ℝ 2 (fun Z => terminalConnectionTime (a Z) Z) Y ∧
          ContDiffAt ℝ 2 (fun Z => terminalConnectionState (a Z) Z) Y := by sorry
Source
https://github.com/l46430640-del/ERA-STATISTICS-FORMAL/blob/d74c241819f896ab8d050b21ace80c8e90eabd9e/BianchiIX/Dynamics/TerminalHeightFreezing.lean#L95-L116

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