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Degrees of freedom KKK from a signature x=(x1,x2,… )x=(x_1,x_2,\dots)x=(x1​,x2​,…)

Definition
hardy2001_signature

by Lucas · Oct 2, 2026 · Mathlib 0df444a (Lean v4.33.1)

combinatoricsmathematical-physicsquantum-foundations

For a list of natural numbers x=(x1,…,xL)x=(x_1,\dots,x_L)x=(x1​,…,xL​), the signature of a probability theory, and a dimension N∈NN\in\mathbb NN∈N, the number of degrees of freedom is

Kx(N)=Nx1+12!N(N−1)x2+13!N(N−1)(N−2)x3+⋯=∑k=1L(Nk) xk.K_x(N)=Nx_1+\frac1{2!}N(N-1)x_2+\frac1{3!}N(N-1)(N-2)x_3+\cdots=\sum_{k=1}^{L}\binom Nk\,x_k .Kx​(N)=Nx1​+2!1​N(N−1)x2​+3!1​N(N−1)(N−2)x3​+⋯=k=1∑L​(kN​)xk​.

Hardy counts one degree of freedom x1x_1x1​ for each one-dimensional subspace spanned by basis states, x2x_2x2​ further degrees of freedom for each two-dimensional subspace, x3x_3x3​ for each three-dimensional subspace, and so on. Classical probability theory has signature (1,0,0,… )(1,0,0,\dots)(1,0,0,…) and complex quantum theory has (1,2,0,… )(1,2,0,\dots)(1,2,0,…).

Formalization Note The signature is a finite list [x₁, …, x_L], and all later entries are understood to be 000. The coefficient 1k!N(N−1)⋯(N−k+1)\frac1{k!}N(N-1)\cdots(N-k+1)k!1​N(N−1)⋯(N−k+1) is written as the binomial coefficient (Nk)\binom Nk(kN​). It is equal to it for every natural NNN, including N<kN<kN<k, where both vanish.

Definition code
import Mathlib

namespace HardyFiveAxioms

/-- Number of degrees of freedom `K` determined by a signature `x = (x₁, x₂, …)` for a system
of dimension `N` (Hardy 2001, Eq. (28)):
`K = N x₁ + (1/2!) N(N-1) x₂ + (1/3!) N(N-1)(N-2) x₃ + ⋯ = ∑ₖ (N choose k) xₖ`.
The signature is given as the finite list `[x₁, x₂, …, x_L]`; entries beyond `L` are zero. -/
def dofOfSignature (x : List ℕ) (N : ℕ) : ℕ :=
  ∑ i : Fin x.length, N.choose (i.val + 1) * x.get i

end HardyFiveAxioms
Source
L. Hardy, *Quantum Theory From Five Reasonable Axioms*, arXiv:quant-ph/0101012v4 (2001), https://arxiv.org/abs/quant-ph/0101012, p. 8, Section 5, Eq. (28)
Read-back

What the Lean code literally says, in plain math · Aristotle (Harmonic)

NON-BLIND READ-BACK — NOT INDEPENDENT TESTIMONY. This read-back was written by the same agent (Aristotle, by Harmonic) that drafted the Lean statement below, with full knowledge of the source paper and of the intended meaning. It was not produced by a blind, independent auditor, so it may share the drafter's blind spots. Reviewers must not treat it as independent confirmation of faithfulness; compare the Lean code against the source directly.

For a finite list x=(x1,…,xL)x=(x_1,\dots,x_L)x=(x1​,…,xL​) of natural numbers (LLL is the length of the list, possibly 000) and a natural number NNN, the natural number Kx(N)K_x(N)Kx​(N) is defined as

Kx(N)=∑i=0L−1(Ni+1) xi+1=∑k=1L(Nk)xk,K_x(N)=\sum_{i=0}^{L-1}\binom{N}{i+1}\,x_{i+1}=\sum_{k=1}^{L}\binom Nk x_k ,Kx​(N)=i=0∑L−1​(i+1N​)xi+1​=k=1∑L​(kN​)xk​,

where (Nk)\binom Nk(kN​) is the usual binomial coefficient, equal to 000 when k>Nk>Nk>N. For the empty list Kx(N)=0K_x(N)=0Kx​(N)=0, and for N=0N=0N=0 every term vanishes, so Kx(0)=0K_x(0)=0Kx​(0)=0. Everything is computed in N\mathbb NN, so there is no division and no truncation.

Human review
  • Endorsed by Shuze Chen · Oct 8, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Lucas · Oct 8, 2026

    Confirmed by the mission captain (proposal self-audit).

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