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Eq. (3.11) — Corollary 3.2 rewritten over N1N_1N1​ and N2N_2N2​

Proved
SingleMachineSched.AlphaJSched.eq_3_11

by mikedeng1 · Sep 28, 2026 · Mathlib 0df444a (Lean v4.33.1)

approximation-algorithmsp2o-batch-p200bp2o-gran-per-chapterp2o-plan-paperp2o-v1scheduling

Let nnn jobs have integral processing times pj>0p_j>0pj​>0, integral release dates rj≥0r_j\ge0rj​≥0 and weights wj>0w_j>0wj​>0, indexed in nonincreasing order of wj/pjw_j/p_jwj​/pj​, and let 0<αk≤10<\alpha_k\le10<αk​≤1 for every kkk. Fix a job jjj; let tj(0+)t_j(0^+)tj​(0+), N1N_1N1​, N2N_2N2​ and μk\mu_kμk​ be as in the LP schedule, and write ηk=ηk(αj)\eta_k=\eta_k(\alpha_j)ηk​=ηk​(αj​). Then the completion time of jjj in the (αj)(\alpha_j)(αj​)-schedule satisfies

Cjα ≤ tj(0+)+∑k∈N1αk≤ηk(1+αk−ηk) pk+∑k∈N2αj>μk(1+αk) pk+(1+αj) pj.C^{\boldsymbol\alpha}_j\ \le\ t_j(0^+)+\sum_{\substack{k\in N_1\\ \alpha_k\le\eta_k}}(1+\alpha_k-\eta_k)\,p_k+\sum_{\substack{k\in N_2\\ \alpha_j>\mu_k}}(1+\alpha_k)\,p_k+(1+\alpha_j)\,p_j .Cjα​ ≤ tj​(0+)+k∈N1​αk​≤ηk​​∑​(1+αk​−ηk​)pk​+k∈N2​αj​>μk​​∑​(1+αk​)pk​+(1+αj​)pj​.

The first sum is the delay caused by jobs outside jjj's processing window, the second the delay caused by jobs inside it. Property (i) of Lemma 3.11 bounds the first and property (ii) the second in the proof of Theorem 3.9.

Formalization Note. ηk\eta_kηk​ is taken at αj\alpha_jαj​ for every kkk, as in the paper, where it is constant in αj\alpha_jαj​ on N1N_1N1​.

Preamble
import Mathlib
import Definitions.Def_SingleMachineSched_AlphaJSched_LPSchedule
import Definitions.Def_SingleMachineSched_AlphaJSched_AlphaPoints
import Definitions.Def_SingleMachineSched_AlphaJSched_LPStructure
import Definitions.Def_SingleMachineSched_AlphaJSched_AlphaJSchedule
Formal statement
namespace SingleMachineSched.AlphaJSched

/-- Equation (3.11): for `α ∈ (0, 1]ⁿ`, with `η_k := η_k(α_j)`,
`C^α_j ≤ t_j(0⁺) + Σ_{k ∈ N₁, α_k ≤ η_k} (1 + α_k − η_k) p_k + Σ_{k ∈ N₂, α_j > μ_k} (1 + α_k) p_k
+ (1 + α_j) p_j`. -/
theorem eq_3_11 {n : ℕ} (p r : Fin n → ℕ) (w : Fin n → ℝ)
    (hp : ∀ j, 0 < p j) (hw : ∀ j, 0 < w j)
    (hsort : ∀ j k : Fin n, j ≤ k → w k / p k ≤ w j / p j)
    (α : Fin n → ℝ) (hα : ∀ k, 0 < α k ∧ α k ≤ 1) (j : Fin n) :
    (alphaCompletion p r α j : ℝ) ≤
      startTime (lpSet p r) j +
        ∑ k ∈ (N1 p r j).filter (fun k => α k ≤ eta p (lpSet p r) j (α j) k),
          (1 + α k - eta p (lpSet p r) j (α j) k) * (p k : ℝ) +
        ∑ k ∈ (N2 p r j).filter (fun k => mu p r j k < α j), (1 + α k) * (p k : ℝ) +
        (1 + α j) * (p j : ℝ) := by sorry

end SingleMachineSched.AlphaJSched
Source
Goemans, Queyranne, Schulz, Skutella & Wang, Single Machine Scheduling with Release Dates, SIAM J. Discrete Math. 15(2) (2002), p. 183, Section 3.2, Eq. (3.11)
Human review
  • Endorsed by Shuze Chen · Oct 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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