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A transfer map that destroys candidacy breaks exactly the exponential

Proved
DiazModulus.transfer_breaks_exactly

by carlok · Sep 13, 2026 · Mathlib 0df444a (Lean v4.33.1)

field-embeddingsnumber-theorytranscendence

Let uuu be a candidate (u≠0u \neq 0u=0, with ∣u∣|u|∣u∣ and eue^{u}eu algebraic) and let Φ:C→C\Phi : \mathbb{C} \to \mathbb{C}Φ:C→C be a ring homomorphism that fixes every algebraic number and satisfies Φ(uˉ)=Φ(u)‾\Phi(\bar u) = \overline{\Phi(u)}Φ(uˉ)=Φ(u)​. If Φ(u)\Phi(u)Φ(u) is not a candidate, then:

  • ∣Φ(u)∣=∣u∣|\Phi(u)| = |u|∣Φ(u)∣=∣u∣;
  • Φ(eu)≠eΦ(u)\Phi(e^{u}) \neq e^{\Phi(u)}Φ(eu)=eΦ(u);
  • Φ\PhiΦ does not map R\mathbb{R}R into R\mathbb{R}R;
  • Φ\PhiΦ does not commute with complex conjugation on all of C\mathbb{C}C;
  • Φ\PhiΦ is not continuous;
  • Φ\PhiΦ is neither the identity nor complex conjugation.

Proof sketch. uuˉ=∣u∣2u\bar u = |u|^{2}uuˉ=∣u∣2 is algebraic, so Φ\PhiΦ fixes it and Φ(u)Φ(u)‾=∣u∣2\Phi(u)\overline{\Phi(u)} = |u|^{2}Φ(u)Φ(u)​=∣u∣2, which gives the modulus. A ring endomorphism of C\mathbb{C}C that maps R\mathbb{R}R into R\mathbb{R}R restricts to a ring endomorphism of R\mathbb{R}R, which is the identity; so Φ\PhiΦ is determined by Φ(i)=±i\Phi(i) = \pm iΦ(i)=±i and is the identity or conjugation. Commuting with conjugation everywhere forces Φ(R)⊆R\Phi(\mathbb{R}) \subseteq \mathbb{R}Φ(R)⊆R, and continuity gives the same conclusion, so each of these conditions is equivalent to Φ∈{id,conj}\Phi \in \{\mathrm{id}, \mathrm{conj}\}Φ∈{id,conj}. Both of those send candidates to candidates. Finally, if Φ(eu)=eΦ(u)\Phi(e^{u}) = e^{\Phi(u)}Φ(eu)=eΦ(u), then Φ(u)≠0\Phi(u) \neq 0Φ(u)=0, ∣Φ(u)∣=∣u∣|\Phi(u)| = |u|∣Φ(u)∣=∣u∣ is algebraic and eΦ(u)=Φ(eu)e^{\Phi(u)} = \Phi(e^{u})eΦ(u)=Φ(eu) is algebraic, so Φ(u)\Phi(u)Φ(u) would be a candidate.

What it is for. Diaz.candidate_indistinguishable gives, for a hypothetical counterexample uuu, a map Φ\PhiΦ of this kind with Φ(u)\Phi(u)Φ(u) transcendental, hence not a candidate. This node says what such a map must fail to do. The modulus survives the transfer exactly; the only hypothesis that breaks is the exponential one, and the map is necessarily wild.

Not claimed. Nothing about Diaz's conjecture itself.

Preamble
import Mathlib
import Definitions.Def_DiazModulus

open Complex ComplexConjugate
Formal statement
namespace DiazModulus
theorem transfer_breaks_exactly (Φ : ℂ →+* ℂ) (u : ℂ) (hu : IsCandidate u)
    (hfix : ∀ a : ℂ, IsAlgebraic ℚ a → Φ a = a)
    (hconj : Φ (conj u) = conj (Φ u))
    (hnot : ¬ IsCandidate (Φ u)) :
    ‖Φ u‖ = ‖u‖ ∧
      Φ (Complex.exp u) ≠ Complex.exp (Φ u) ∧
      (∃ x : ℝ, (Φ (x : ℂ)).im ≠ 0) ∧
      (∃ z : ℂ, Φ (conj z) ≠ conj (Φ z)) ∧
      ¬ Continuous (Φ : ℂ → ℂ) ∧
      Φ ≠ RingHom.id ℂ ∧ Φ ≠ starRingEnd ℂ := by sorry
end DiazModulus
Source
Elementary. Companion to Diaz.candidate_indistinguishable (Proved on this mission); uses the uniqueness of ring endomorphisms of the reals.

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