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Cycle minimum bounds the halving count: 2Kma≤(3m+1)a2^{K}m^{a} \le (3m+1)^{a}2Kma≤(3m+1)a

Proved
syracuse_cycle_min_upper_bound

by Zexuan Liu · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

cyclesdiophantine-approximationdynamical-systemsiterationnumber-theory

Let T(n)=(3n+1)/2 v2(3n+1)T(n) = (3n+1)/2^{\,v_2(3n+1)}T(n)=(3n+1)/2v2​(3n+1) be the Syracuse map. Suppose m>0m>0m>0 lies on a TTT-cycle of length a≥1a\ge 1a≥1 and is a minimum of that cycle, so Ta(m)=mT^{a}(m)=mTa(m)=m and m≤Ti(m)m \le T^{i}(m)m≤Ti(m) for every iii. Writing K=∑i<av2(3xi+1)K = \sum_{i<a} v_2(3x_i+1)K=∑i<a​v2​(3xi​+1) for the total number of halvings in one period, with xi=Ti(m)x_i = T^{i}(m)xi​=Ti(m),

2K ma  ≤  (3m+1)a.2^{K}\, m^{a} \;\le\; (3m+1)^{a}.2Kma≤(3m+1)a.

Equivalently, dividing by mam^ama,

2K  ≤  (3+1m)a,that isKa  ≤  log⁡2 ⁣(3+1m).2^{K} \;\le\; \Big(3 + \tfrac{1}{m}\Big)^{a}, \qquad\text{that is}\qquad \frac{K}{a} \;\le\; \log_2\!\Big(3+\frac1m\Big).2K≤(3+m1​)a,that isaK​≤log2​(3+m1​).

Mathematical role. This is the counterpart to the lower bound 3a<2K3^a < 2^K3a<2K, i.e. K/a>log⁡23K/a > \log_2 3K/a>log2​3. Together the two confine the ratio of even steps to odd steps in a cycle to the narrow window

log⁡23  <  Ka  ≤  log⁡2 ⁣(3+1m),\log_2 3 \;<\; \frac{K}{a} \;\le\; \log_2\!\Big(3+\frac1m\Big),log2​3<aK​≤log2​(3+m1​),

whose width is on the order of 1/(mln⁡2⋅3)1/(m \ln 2 \cdot 3)1/(mln2⋅3). A rational number with denominator aaa can only land in an interval that short when aaa is large compared with mmm: the period of a Collatz cycle must grow in proportion to its smallest element. This is the elementary mechanism by which computational verification of the conjecture up to some height converts into a lower bound on the period of any hypothetical nontrivial cycle, and it is the point where sharper irrationality measures for log⁡23\log_2 3log2​3 — continued fractions, and in stronger form Baker-type bounds for linear forms in logarithms — enter the classical literature.

The bound is sharp: the trivial cycle has m=1m=1m=1, a=1a=1a=1, K=2K=2K=2, and 22⋅1=4=(3⋅1+1)12^2 \cdot 1 = 4 = (3\cdot 1+1)^122⋅1=4=(3⋅1+1)1, with equality.

Formalization note. Minimality is stated over the whole forward orbit, ∀i, m≤Ti(m)\forall i,\ m \le T^{i}(m)∀i, m≤Ti(m), which for a cycle is the same as minimality over the cycle. No oddness hypothesis is needed. The hypothesis a>0a>0a>0 is stated for uniformity with the companion lower bound but is not used: at a=0a=0a=0 both sides are 111.

Preamble
import Mathlib
import Definitions.Def_syracuseStep
Formal statement
theorem syracuse_cycle_min_upper_bound (m a : ℕ) (hm : 0 < m) (ha : 0 < a)
    (hcyc : syracuseStep^[a] m = m)
    (hmin : ∀ i : ℕ, m ≤ syracuseStep^[i] m) :
    2 ^ (∑ i ∈ Finset.range a, (3 * syracuseStep^[i] m + 1).factorization 2) * m ^ a
      ≤ (3 * m + 1) ^ a := by sorry
Source
https://en.wikipedia.org/wiki/Collatz_conjecture; supporting lemma for the prove2.me mission goal theorem CollatzMission.collatz_conjecture (Collatz Conjecture mission). Jeffrey C. Lagarias, The 3x+1 Problem and Its Generalizations, Amer. Math. Monthly 92 (1985), 3-23, Section 8 (cycles, the window for K/a and period lower bounds), https://websites.umich.edu/~lagarias/3x%2B1.html; Ray P. Steiner, A theorem on the syracuse problem, Proc. 7th Manitoba Conf. on Numerical Mathematics (1977), 553-559

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