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Nonvanishing of the nontrivial character sums of log⁡p\log_plogp​ of the conjugates of a Minkowski unit (Ax, from Brumer)

Proved
Leopoldt.charSum_log_ne_zero_of_brumer

by ebayuser · Oct 3, 2026 · Mathlib 0df444a (Lean v4.33.1)

iwasawa-theorynumber-theoryp-adictranscendenceunits

This is the Diophantine heart of Ax's deduction of Leopoldt's conjecture for totally real abelian fields from Brumer's theorem: the nontrivial character sums of the ppp-adic logarithms of the conjugates of a Minkowski unit do not vanish.

Let ppp be a prime and KKK a totally real number field, Galois over Q\mathbb{Q}Q with Galois group GGG of order n=[K:Q]n = [K:\mathbb{Q}]n=[K:Q], so that rank⁡OK×=n−1\operatorname{rank}\mathcal{O}_K^\times = n - 1rankOK×​=n−1. Let ε∈OK×\varepsilon \in \mathcal{O}_K^\timesε∈OK×​ be a unit whose conjugates σε\sigma\varepsilonσε (σ∈G\sigma \in Gσ∈G) generate a subgroup of finite index in OK×\mathcal{O}_K^\timesOK×​ (a Minkowski unit), and assume that every conjugate lies in the ball ∥x−1∥v≤∥p∥v2\|x - 1\|_v \le \|p\|_v^2∥x−1∥v​≤∥p∥v2​ at every prime v∣pv \mid pv∣p of KKK. Assume Brumer's theorem in the form: for every number field LLL, every prime w∣pw \mid pw∣p of LLL and every finite family of elements of LLL lying in the ball at www, Z\mathbb{Z}Z-linear independence of their ppp-adic logarithms in LwL_wLw​ implies LLL-linear independence.

Fix a prime v∣pv \mid pv∣p of KKK and write ℓ(σ)=log⁡p(σε)∈Kv\ell(\sigma) = \log_p(\sigma\varepsilon) \in K_vℓ(σ)=logp​(σε)∈Kv​. Let L⊇KL \supseteq KL⊇K be a number field that contains a primitive nnn-th root of unity, let w∣pw \mid pw∣p be a prime of LLL, and let ι:Kv→Lw\iota : K_v \to L_wι:Kv​→Lw​ be a ring homomorphism compatible with the inclusions of KKK into KvK_vKv​ and of KKK into L⊆LwL \subseteq L_wL⊆Lw​, with ∥ι(x)∥w=∥x∥v c\|\iota(x)\|_w = \|x\|_v^{\,c}∥ι(x)∥w​=∥x∥vc​ for some real c>0c > 0c>0. Then for every nontrivial character χ:G→Lw×\chi : G \to L_w^\timesχ:G→Lw×​,

∑σ∈Gχ(σ) ι(ℓ(σ))  ≠  0.\sum_{\sigma \in G} \chi(\sigma)\, \iota\bigl(\ell(\sigma)\bigr) \;\ne\; 0 .σ∈G∑​χ(σ)ι(ℓ(σ))=0.

Proof route (Ax, Brumer). (1) The product of all conjugates is NK/Q(ε)=±1N_{K/\mathbb{Q}}(\varepsilon) = \pm 1NK/Q​(ε)=±1; since −1-1−1 is outside the ball for every ppp (∥−2∥=1\|{-2}\| = 1∥−2∥=1 for odd ppp, ∥2∥=∥p∥>∥p∥2\|2\| = \|p\| > \|p\|^2∥2∥=∥p∥>∥p∥2 for p=2p = 2p=2) and the ball is a group, the norm is 111 and ∑σℓ(σ)=0\sum_\sigma \ell(\sigma) = 0∑σ​ℓ(σ)=0. Hence the sum equals ∑σ≠1(χ(σ)−1) ι(ℓ(σ))\sum_{\sigma \ne 1} (\chi(\sigma) - 1)\,\iota(\ell(\sigma))∑σ=1​(χ(σ)−1)ι(ℓ(σ)), and some coefficient χ(σ)−1\chi(\sigma) - 1χ(σ)−1 is nonzero. (2) The finite-index hypothesis and rank⁡OK×=n−1\operatorname{rank}\mathcal{O}_K^\times = n - 1rankOK×​=n−1 force the relation lattice {m∈ZG:∏σ(σε)mσ torsion}\{m \in \mathbb{Z}^G : \prod_\sigma (\sigma\varepsilon)^{m_\sigma} \text{ torsion}\}{m∈ZG:∏σ​(σε)mσ​ torsion} to have rank one, generated up to finite index by (1,…,1)(1, \dots, 1)(1,…,1); so the n−1n - 1n−1 conjugates σε\sigma\varepsilonσε, σ≠1\sigma \ne 1σ=1, are multiplicatively independent modulo torsion, and their logarithms in LwL_wLw​ are Z\mathbb{Z}Z-linearly independent because log⁡p\log_plogp​ is injective on the ball and kills exactly the torsion there. (3) The values χ(σ)\chi(\sigma)χ(σ) are nnn-th roots of unity in LwL_wLw​; since LLL contains a primitive one, they lie in LLL. (4) Brumer's theorem for LLL at www (with ι(ℓ(σ))=log⁡p(σε)\iota(\ell(\sigma)) = \log_p(\sigma\varepsilon)ι(ℓ(σ))=logp​(σε) computed in LwL_wLw​) gives LLL-linear independence of the log⁡p(σε)\log_p(\sigma\varepsilon)logp​(σε), σ≠1\sigma \ne 1σ=1, contradicting the relation in (1).

Use. With this nonvanishing, Dedekind's group matrix (ι(ℓ(στ−1)))σ,τ(\iota(\ell(\sigma\tau^{-1})))_{\sigma,\tau}(ι(ℓ(στ−1)))σ,τ​ has rank at least n−1n - 1n−1 (Matrix.card_sub_one_le_rank_of_charSum_ne_zero), which is the input of Leopoldt.exists_linearIndependent_log_conj_of_card_sub_one_le_rank; together they prove Leopoldt.exists_linearIndependent_log_conj_of_brumer.

Formalization Note. The hypotheses hε, hball, hB are those of Leopoldt.exists_linearIndependent_log_conj_of_brumer, with hB the platform statement NumberField.Brumer.linearIndependent_log_algebraMap quantified over all number fields L in the universe of K; the field L of this statement lives in that same universe, so hB applies to it. Commutativity of GGG is not assumed; the conjugate σε\sigma\varepsilonσε is Units.map (RingOfIntegers.mapRingEquiv σ.toRingEquiv).toMonoidHom ε, and ℓ(σ)\ell(\sigma)ℓ(σ) is PadicLog.log of its image in KvK_vKv​ under Leopoldt.diagonalUnits. nnn is Fintype.card (K ≃ₐ[ℚ] K). A proof will need: PadicLog.map_log (to identify ι(ℓ(σ))\iota(\ell(\sigma))ι(ℓ(σ)) with log⁡p\log_plogp​ in LwL_wLw​ and to move the ball condition), Algebra.norm_eq_prod_automorphisms and Int.isUnit_iff for the norm relation, Leopoldt.units_rank_of_isTotallyReal and IsGalois.card_aut_eq_finrank for the rank, PadicLog.log_eq_zero_iff and PadicLog.log_injOn for the torsion step, and IsPrimitiveRoot.eq_pow_of_pow_eq_one for the pullback of character values.

Preamble
import Definitions.Def_PadicLog

open NumberField

universe u
Formal statement
theorem Leopoldt.charSum_log_ne_zero_of_brumer (p : ℕ) [Fact p.Prime]
    (K : Type u) [Field K] [NumberField K] [IsTotallyReal K] [IsGalois ℚ K] (ε : (𝓞 K)ˣ)
    (hε : (Subgroup.closure (Set.range fun σ : K ≃ₐ[ℚ] K =>
      _root_.Units.map (RingOfIntegers.mapRingEquiv σ.toRingEquiv).toMonoidHom ε)).FiniteIndex)
    (hball : ∀ (σ : K ≃ₐ[ℚ] K) (v : Leopoldt.PrimesOver p K),
      ‖((Leopoldt.diagonalUnits p K
          (_root_.Units.map (RingOfIntegers.mapRingEquiv σ.toRingEquiv).toMonoidHom ε) v :
            v.1.adicCompletionIntegers K) : v.1.adicCompletion K) - 1‖ ≤
        ‖((p : ℕ) : v.1.adicCompletion K)‖ ^ 2)
    (hB : ∀ (L : Type u) [Field L] [NumberField L] (w : Leopoldt.PrimesOver p L)
      (n : ℕ) (a : Fin n → L),
      (∀ i, ‖algebraMap L (w.1.adicCompletion L) (a i) - 1‖ ≤
        ‖((p : ℕ) : w.1.adicCompletion L)‖ ^ 2) →
      (LinearIndependent ℤ fun i =>
        PadicLog.log (p := p) (algebraMap L (w.1.adicCompletion L) (a i))) →
      LinearIndependent L fun i =>
        PadicLog.log (p := p) (algebraMap L (w.1.adicCompletion L) (a i)))
    (v : Leopoldt.PrimesOver p K)
    (L : Type u) [Field L] [NumberField L] [Algebra K L]
    (hζ : ∃ ζ : L, IsPrimitiveRoot ζ (Fintype.card (K ≃ₐ[ℚ] K)))
    (w : Leopoldt.PrimesOver p L) (ι : v.1.adicCompletion K →+* w.1.adicCompletion L)
    (hι : ∀ x : K, ι (algebraMap K (v.1.adicCompletion K) x) =
      algebraMap L (w.1.adicCompletion L) (algebraMap K L x))
    (hc : ∃ c : ℝ, 0 < c ∧ ∀ x, ‖ι x‖ = ‖x‖ ^ c)
    (χ : (K ≃ₐ[ℚ] K) →* (w.1.adicCompletion L)ˣ) (hχ : χ ≠ 1) :
    ∑ σ : K ≃ₐ[ℚ] K, ((χ σ : (w.1.adicCompletion L)ˣ) : w.1.adicCompletion L) *
      ι (PadicLog.log (p := p)
        ((Leopoldt.diagonalUnits p K
          (_root_.Units.map (RingOfIntegers.mapRingEquiv σ.toRingEquiv).toMonoidHom ε) v :
            v.1.adicCompletionIntegers K) : v.1.adicCompletion K)) ≠ 0 := by sorry
Source
J. Ax, On the units of an algebraic number field, Illinois J. Math. 9 (1965), 584-589, https://doi.org/10.1215/ijm/1256059299: the Lemma on p. 585 and the proof of Theorem 1' on pp. 586-587 (character sums of ppp-adic logarithms of conjugates of a Minkowski unit; a vanishing sum gives a multiplicative relation among the conjugates), with the conjecture on p. 587 proved by A. Brumer, On the units of algebraic number fields, Mathematika 14 (1967), 121-124. Also R. Sharifi, Iwasawa Theory (lecture notes), https://www.math.ucla.edu/~sharifi/iwasawa.pdf, proof of Theorem 1.5.21 via Propositions 1.5.18-1.5.20, and L. C. Washington, Introduction to Cyclotomic Fields, 2nd ed., GTM 83, Section 5.5. Stated for one prime v∣pv \mid pv∣p of a totally real Galois KKK, with Brumer's theorem as the explicit hypothesis `hB` (the platform statement `NumberField.Brumer.linearIndependent_log_algebraMap`) and with the auxiliary field L⊇KL \supseteq KL⊇K containing the ∣G∣|G|∣G∣-th roots of unity, a prime w∣pw \mid pw∣p of LLL and a norm-compatible embedding Kv→LwK_v \to L_wKv​→Lw​ given as data.

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