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Lemma 3.4: two rescalings of a polynomial lower bound on the growth function

Proved
Wolf.exists_const_pow_le_growthFunction_of_le_sub_and_of_le_mul

by dbenbenn · Sep 20, 2026 · Mathlib 0df444a (Lean v4.33.1)

group-growthgroup-theorynilpotent-groupspolycyclic-groupssolvable-groups

Let SSS be a finite subset of a group Γ\GammaΓ and gSg_SgS​ its growth function. Two rescalings of a polynomial lower bound: if gS(m)≥c(m−r)qg_S(m) \ge c(m - r)^qgS​(m)≥c(m−r)q for all m≥1m \ge 1m≥1, with c>0c > 0c>0 and r,qr, qr,q fixed natural numbers, then gS(m)≥c′mqg_S(m) \ge c'm^qgS​(m)≥c′mq for all m≥1m \ge 1m≥1 and some c′>0c' > 0c′>0; and if gS(lm)≥c(lm)qg_S(lm) \ge c(lm)^qgS​(lm)≥c(lm)q for all m≥1m \ge 1m≥1, with l>0l > 0l>0, then gS(m)≥c′′mqg_S(m) \ge c''m^qgS​(m)≥c′′mq for all m≥1m \ge 1m≥1 and some c′′>0c'' > 0c′′>0.

Preamble
import Definitions.Def_Chou_Growth
import Definitions.Def_MilnorWolf_Growth
import Mathlib
Formal statement
namespace Wolf

theorem exists_const_pow_le_growthFunction_of_le_sub_and_of_le_mul {Γ : Type*} [Group Γ] (S : Finset Γ) :
    (∀ (r q : ℕ) (c : ℝ), 0 < c →
        (∀ m : ℕ, 1 ≤ m → c * ((m : ℝ) - (r : ℝ)) ^ q ≤ (MilnorWolf.growthFunction S m : ℝ)) →
        ∃ c' : ℝ, 0 < c' ∧ ∀ m : ℕ, 1 ≤ m → c' * (m : ℝ) ^ q ≤ (MilnorWolf.growthFunction S m : ℝ)) ∧
      (∀ (l q : ℕ) (c : ℝ), 0 < l → 0 < c →
        (∀ m : ℕ, 1 ≤ m → c * ((l * m : ℕ) : ℝ) ^ q ≤ (MilnorWolf.growthFunction S (l * m) : ℝ)) →
        ∃ c'' : ℝ, 0 < c'' ∧ ∀ m : ℕ, 1 ≤ m → c'' * (m : ℝ) ^ q ≤ (MilnorWolf.growthFunction S m : ℝ)) := by
  sorry

end Wolf
Source
Wolf, J. A., Growth of finitely generated solvable groups and curvature of Riemannian manifolds, Journal of Differential Geometry 2 (1968) 421–446, https://doi.org/10.4310/jdg/1214428658, Lemma 3.4, p. 426
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What the Lean code literally says, in plain math · claude-opus-5

Read-back: exists_const_pow_le_growthFunction_of_le_sub_and_of_le_mul

Setting and the quantities involved

Fix a type Γ\GammaΓ (in an arbitrary universe) carrying a group structure, and a finite subset S⊆ΓS \subseteq \GammaS⊆Γ. The type Γ\GammaΓ and its group structure are supplied implicitly; the finite set SSS is the one explicit datum the statement takes. Nothing else is assumed about SSS: it is not assumed to generate Γ\GammaΓ, not assumed nonempty, and not assumed symmetric (closed under inversion). Γ\GammaΓ need not be finitely generated, finite, or infinite.

For a natural number mmm, let

BS(m)  =  { g∈Γ  :  g=x1x2⋯xk for some k≤m and some x1,…,xk∈Γ with xi∈S or xi−1∈S for each i }.B_S(m) \;=\; \bigl\{\, g \in \Gamma \;:\; g = x_1 x_2 \cdots x_k \text{ for some } k \le m \text{ and some } x_1,\dots,x_k \in \Gamma \text{ with } x_i \in S \text{ or } x_i^{-1} \in S \text{ for each } i \,\bigr\}.BS​(m)={g∈Γ:g=x1​x2​⋯xk​ for some k≤m and some x1​,…,xk​∈Γ with xi​∈S or xi−1​∈S for each i}.

That is, BS(m)B_S(m)BS​(m) is the closed ball of radius mmm: the set of elements expressible as an ordered product of at most mmm factors, each factor drawn from S∪S−1S \cup S^{-1}S∪S−1. The sequence of factors is a finite list, the product is taken in the listed order, and the case k=0k = 0k=0 (the empty product) is permitted, so the identity element 111 lies in BS(m)B_S(m)BS​(m) for every mmm, including m=0m = 0m=0; indeed BS(0)={1}B_S(0) = \{1\}BS​(0)={1}.

Let

βS(m)  =  ∣BS(m)∣∈N\beta_S(m) \;=\; \lvert B_S(m) \rvert \in \mathbb{N}βS​(m)=∣BS​(m)∣∈N

be the number of elements of that ball. Because SSS is finite, BS(m)B_S(m)BS​(m) is a finite set for every mmm, so βS(m)\beta_S(m)βS​(m) is a genuine cardinality (the underlying cardinality operator would return the junk value 000 on an infinite set, but that case cannot arise here). In particular βS(m)≥1\beta_S(m) \ge 1βS​(m)≥1 for every mmm, and βS(0)=1\beta_S(0) = 1βS​(0)=1.

Throughout, βS(m)\beta_S(m)βS​(m) is compared against real numbers by regarding the natural number βS(m)\beta_S(m)βS​(m) as a real number.

What is asserted

For every such Γ\GammaΓ and every finite S⊆ΓS \subseteq \GammaS⊆Γ, the assertion is the conjunction of the following two independent statements (A) and (B). They share no variables: the qqq and ccc of (A) are quantified separately from the qqq and ccc of (B).

(A)

For all natural numbers rrr and qqq, and all real numbers ccc with c>0c > 0c>0:

if

c⋅(m−r) q  ≤  βS(m)for every natural number m≥1,c \cdot (m - r)^{\,q} \;\le\; \beta_S(m) \qquad \text{for every natural number } m \ge 1,c⋅(m−r)q≤βS​(m)for every natural number m≥1,

then there exists a real number c′>0c' > 0c′>0 such that

c′⋅m q  ≤  βS(m)for every natural number m≥1.c' \cdot m^{\,q} \;\le\; \beta_S(m) \qquad \text{for every natural number } m \ge 1.c′⋅mq≤βS​(m)for every natural number m≥1.

Here m−rm - rm−r is subtraction of real numbers — the naturals mmm and rrr are each converted to real numbers first and the difference is then a real number, possibly negative. It is not truncated subtraction of naturals. The exponent qqq is a natural number, so (m−r)q(m-r)^q(m−r)q means the qqq-fold product of m−rm - rm−r with itself, with the convention x0=1x^0 = 1x0=1 for every real xxx (including x=0x = 0x=0 and x<0x < 0x<0).

(B)

For all natural numbers lll and qqq, and all real numbers ccc, with l>0l > 0l>0 and c>0c > 0c>0:

if

c⋅(lm) q  ≤  βS(lm)for every natural number m≥1,c \cdot (l m)^{\,q} \;\le\; \beta_S(l m) \qquad \text{for every natural number } m \ge 1,c⋅(lm)q≤βS​(lm)for every natural number m≥1,

then there exists a real number c′′>0c'' > 0c′′>0 such that

c′′⋅m q  ≤  βS(m)for every natural number m≥1.c'' \cdot m^{\,q} \;\le\; \beta_S(m) \qquad \text{for every natural number } m \ge 1.c′′⋅mq≤βS​(m)for every natural number m≥1.

In (B)'s hypothesis, both the polynomial and the ball radius are evaluated at the same product lml mlm: the hypothesis is a lower bound c⋅(lm)q≤βS(lm)c \cdot (lm)^q \le \beta_S(lm)c⋅(lm)q≤βS​(lm) at the points l,2l,3l,…l, 2l, 3l, \dotsl,2l,3l,… only, and says nothing at the radii that are not positive multiples of lll. The product lmlmlm is formed in the natural numbers and then converted to a real number as the base of the power.

The two conclusions of (A) and (B) are word-for-word the same statement; only the name given to the witnessing constant differs.

Precision, scope of the quantifiers, and degenerate cases

  • All inequalities are non-strict (≤\le≤) where written ≤\le≤, and strict (<<<) only in the positivity conditions 0<c0 < c0<c, 0<c′0 < c'0<c′, 0<c′′0 < c''0<c′′, 0<l0 < l0<l. The positivity of the constants is over the reals; 0<l0 < l0<l is over the naturals, i.e. l≥1l \ge 1l≥1.

  • Radius m=0m = 0m=0 is excluded from all four families of inequalities, since each is guarded by 1≤m1 \le m1≤m (over the naturals). So neither hypothesis nor conclusion says anything at m=0m = 0m=0.

  • The existential constants are merely asserted to exist, not to be unique, computable, or related to ccc in any stated way. In (A), c′c'c′ may depend on Γ\GammaΓ, SSS, rrr, qqq, ccc and on the hypothesis itself; in (B), c′′c''c′′ may likewise depend on Γ\GammaΓ, SSS, lll, qqq, ccc. No bound on c′c'c′ or c′′c''c′′ in terms of ccc is claimed.

  • Order of quantifiers. In both parts, SSS is fixed before everything else; then the numerical parameters are fixed; then the hypothesis is assumed; and only then is the constant produced. So a single constant is not claimed to work for all qqq or all ccc.

  • The case q=0q = 0q=0. Since x0=1x^0 = 1x0=1 for every real xxx, (A)'s hypothesis degenerates to "c≤βS(m)c \le \beta_S(m)c≤βS​(m) for all m≥1m \ge 1m≥1" and its conclusion to "c′≤βS(m)c' \le \beta_S(m)c′≤βS​(m) for all m≥1m \ge 1m≥1"; the shift rrr drops out entirely. The same degeneration happens in (B), where the multiplier lll then only restricts which radii the hypothesis speaks about.

  • The case r=0r = 0r=0 in (A), and l=1l = 1l=1 in (B). In each, the hypothesis and the conclusion become literally the same inequality, so the implication is immediate with c′=cc' = cc′=c (respectively c′′=cc'' = cc′′=c).

  • Small radii in (A). For q≥1q \ge 1q≥1 and m<rm < rm<r the quantity (m−r)q(m-r)^q(m−r)q is negative when qqq is odd and positive when qqq is even; at m=rm = rm=r it is 000, so the hypothesis reads 0≤βS(r)0 \le \beta_S(r)0≤βS​(r) there and is automatic. Thus for odd qqq the hypothesis carries no content at radii below rrr, whereas for even qqq it does.

  • The hypotheses may be impossible to satisfy, making the implications vacuous. For example, if S=∅S = \emptysetS=∅ then BS(m)={1}B_S(m) = \{1\}BS​(m)={1} and βS(m)=1\beta_S(m) = 1βS​(m)=1 for every mmm; then for any q≥1q \ge 1q≥1 and any c>0c > 0c>0 neither hypothesis can hold (the left side grows without bound). More generally, whenever βS\beta_SβS​ is a bounded sequence — for instance when the subgroup generated by SSS is finite — both implications are vacuously satisfied for every q≥1q \ge 1q≥1. The statement therefore has content only for those SSS whose ball-counting function does admit such a lower bound.

  • What is compared. Every inequality compares a real number on the left with the natural number βS(⋅)\beta_S(\cdot)βS​(⋅) viewed as a real number on the right; the constant always multiplies the power, and the power's base is the radius (shifted by rrr in (A)'s hypothesis, scaled by lll in (B)'s), never the constant.

  • No claim about βS\beta_SβS​ itself — no monotonicity, no submultiplicativity, no upper bound, and no relation between the balls at different radii — is asserted anywhere; such properties appear neither as hypotheses nor as conclusions.

Human review
  • Endorsed by Shuze Chen · Sep 22, 2026

  • Endorsed by dbenbenn · Sep 22, 2026

    Confirmed by the mission captain (proposal self-audit).

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