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Rota's conjecture: finitely many excluded minors for every finite field

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TenChallenges.challenge_02

by utkuokur · Nov 4, 2026 · Mathlib 0df444a (Lean v4.33.1)

excluded-minorsmatroidsrepresentabilityten-challenges

Rota's conjecture, in the scaled form of Challenge 2. For every natural number rrr there is a natural number BBB such that

for every prime power pm≤r, the class of GF(pm)-representable matroids has at most B excluded minors up to isomorphism.\text{for every prime power } p^m\le r,\ \text{the class of } \mathrm{GF}(p^m)\text{-representable matroids has at most } B \text{ excluded minors up to isomorphism.}for every prime power pm≤r, the class of GF(pm)-representable matroids has at most B excluded minors up to isomorphism.

Since only finitely many prime powers lie below any rrr, this is equivalent to: every finite field has only finitely many excluded minors up to isomorphism. Geelen, Gerards and Whittle announced a proof in 2014; the complete argument has not been published, and no part of it has been formalized.

Formalization Note. S(r,B)S(r,B)S(r,B) is the definition statement_02 r B; excluded minors are counted via a finite set of representatives on the ground type N\mathbb NN.

Preamble
import Definitions.Def_TenChallenges_Challenge_02
Formal statement
namespace TenChallenges
theorem challenge_02 : ∀ r : ℕ, ∃ B : ℕ, statement_02 r B := by sorry
end TenChallenges
Source
V. Bajpai, N. Bowler, J. Carmesin, U. Okur, 10 Scalable Challenges in Combinatorics, AI4Math @ CICM 2026, challenge 2 (full form); G.-C. Rota, Combinatorial theory, old and new, ICM 1970 (the conjecture); J. Geelen, B. Gerards, G. Whittle, Solving Rota's conjecture, Notices AMS 61 (2014), https://doi.org/10.1090/noti1139
Read-back

What the Lean code literally says, in plain math · claude-fable-5-1

Read-back of the theorem TenChallenges.challenge_02.

The statement is:

∀ r∈N    ∃ B∈N:statement_02(r,B),\forall\, r \in \mathbb{N}\;\; \exists\, B \in \mathbb{N}:\quad \mathrm{statement\_02}(r, B),∀r∈N∃B∈N:statement_02(r,B),

that is: for every natural number rrr there exists a natural number BBB (allowed to depend on rrr) such that for all natural numbers p,mp, mp,m and every proof that ppp is prime (so: for every prime ppp and every mmm),

0<m   and   pm≤r⟹ExcludedMinorsAtMost(p,m,B).0 < m \;\text{ and }\; p^m \le r \quad\Longrightarrow\quad \mathrm{ExcludedMinorsAtMost}(p, m, B).0<m and pm≤r⟹ExcludedMinorsAtMost(p,m,B).

The proof body in the file is sorry (left unproved); this read-back describes only the asserted statement. Everything below unfolds the bundle definitions used.

Matroids. A matroid MMM on a type γ\gammaγ is Mathlib's Matroid γ: a ground set E(M)⊆γE(M) \subseteq \gammaE(M)⊆γ (possibly infinite or empty) with "base" and "independent" predicates on subsets of γ\gammaγ, where a set is independent iff it is contained in some base, at least one base exists, bases satisfy the exchange axiom (for bases B1,B2B_1, B_2B1​,B2​ and a∈B1∖B2a \in B_1 \setminus B_2a∈B1​∖B2​ there is b∈B2∖B1b \in B_2\setminus B_1b∈B2​∖B1​ with (B1∖{a})∪{b}(B_1\setminus\{a\})\cup\{b\}(B1​∖{a})∪{b} a base), every independent subset of any X⊆E(M)X \subseteq E(M)X⊆E(M) is contained in a maximal independent subset of XXX, and every base lies in E(M)E(M)E(M). Hence every independent set lies in E(M)E(M)E(M) and ∅\emptyset∅ is independent.

GF(pm)\mathrm{GF}(p^m)GF(pm)-representable (IsGFRepresentable(p,m,M)\mathrm{IsGFRepresentable}(p, m, M)IsGFRepresentable(p,m,M), MMM a matroid on γ\gammaγ): there exist a type WWW in the lowest universe, an additive commutative group structure on WWW, a vector-space structure on WWW over GF(pm)\mathrm{GF}(p^m)GF(pm) (Mathlib's GaloisField p m, the splitting field of Xpm−XX^{p^m} - XXpm−X over Z/pZ\mathbb{Z}/p\mathbb{Z}Z/pZ; since m≥1m \ge 1m≥1 here, the field with pmp^mpm elements), and a function v:γ→Wv : \gamma \to Wv:γ→W defined on all of γ\gammaγ, such that for every subset I⊆γI \subseteq \gammaI⊆γ (not just subsets of E(M)E(M)E(M))

I is independent in M  ⟺  (v(x))x∈I is linearly independent over GF(pm),I \text{ is independent in } M \iff (v(x))_{x \in I} \text{ is linearly independent over } \mathrm{GF}(p^m),I is independent in M⟺(v(x))x∈I​ is linearly independent over GF(pm),

linear independence of the family indexed by the elements of III meaning that c↦∑x∈Icx v(x)c \mapsto \sum_{x\in I} c_x\,v(x)c↦∑x∈I​cx​v(x) is injective on finitely supported coefficient functions c:I→GF(pm)c : I \to \mathrm{GF}(p^m)c:I→GF(pm) (a repeated vector or a zero vector makes the family dependent; the empty family is independent). As independent sets lie in E(M)E(M)E(M), this forces v(x)=0v(x) = 0v(x)=0 for every x∉E(M)x \notin E(M)x∈/E(M). There is no bound on the dimension of WWW, and no finiteness assumption on MMM inside this definition.

Strict minor. For matroids N,MN, MN,M on the same type γ\gammaγ, N<mMN <_m MN<m​M (Mathlib's IsStrictMinor) means N≤mMN \le_m MN≤m​M and not M≤mNM \le_m NM≤m​N, where N≤mMN \le_m MN≤m​M (Mathlib's IsMinor) means there exist sets C,D⊆γC, D \subseteq \gammaC,D⊆γ (not required to be disjoint or to lie in E(M)E(M)E(M)) with N=(M/C)∖DN = (M / C) \setminus DN=(M/C)∖D; deletion M∖DM \setminus DM∖D is the restriction of MMM to E(M)∖DE(M) \setminus DE(M)∖D (independent sets: the MMM-independent subsets of E(M)∖DE(M)\setminus DE(M)∖D), and contraction M/CM / CM/C is (M∗∖C)∗(M^{*} \setminus C)^{*}(M∗∖C)∗, the dual of deleting CCC from the dual, with ground set E(M)∖CE(M)\setminus CE(M)∖C. Mathlib documents N<mMN <_m MN<m​M as equivalent to "NNN is a minor of MMM and N≠MN \ne MN=M".

Excluded minor for a property PPP (IsExcludedMinorFor(P,M)\mathrm{IsExcludedMinorFor}(P, M)IsExcludedMinorFor(P,M)): ¬P(M)\neg P(M)¬P(M), and P(N)P(N)P(N) for every matroid NNN on the same type with N<mMN <_m MN<m​M. If MMM has no strict minors (for instance E(M)=∅E(M) = \emptysetE(M)=∅), the second clause is vacuous.

Isomorphism (IsIso(N,M)\mathrm{IsIso}(N, M)IsIso(N,M), a definition of this bundle, for NNN on N\mathbb{N}N and MMM on β\betaβ): there exists a bijection e:E(N)→E(M)e : E(N) \to E(M)e:E(N)→E(M) such that for every I⊆E(N)I \subseteq E(N)I⊆E(N), III is independent in NNN iff e(I)={e(x):x∈I}e(I) = \{e(x) : x \in I\}e(I)={e(x):x∈I} is independent in MMM.

ExcludedMinorsAtMost(p,m,B)\mathrm{ExcludedMinorsAtMost}(p, m, B)ExcludedMinorsAtMost(p,m,B): there exists a finite set SSS of matroids on the type N\mathbb{N}N (each with ground set an arbitrary subset of N\mathbb{N}N, possibly infinite or empty), with

∣S∣≤B,|S| \le B,∣S∣≤B,

such that for every type β\betaβ in the lowest universe and every matroid MMM on β\betaβ whose ground set E(M)E(M)E(M) is finite: if MMM is an excluded minor for the property IsGFRepresentable(p,m,⋅)\mathrm{IsGFRepresentable}(p, m, \cdot)IsGFRepresentable(p,m,⋅) (so MMM is not GF(pm)\mathrm{GF}(p^m)GF(pm)-representable, while every strict minor of MMM among matroids on β\betaβ is), then some N∈SN \in SN∈S satisfies IsIso(N,M)\mathrm{IsIso}(N, M)IsIso(N,M). The members of SSS need not themselves be excluded minors, finite, or pairwise non-isomorphic, and SSS may have fewer than BBB elements; infinite excluded minors are not constrained.

Putting it together, the theorem asserts: for each r∈Nr \in \mathbb{N}r∈N there is one B∈NB \in \mathbb{N}B∈N such that, for every prime ppp and every m≥1m \ge 1m≥1 with pm≤rp^m \le rpm≤r, there is a set of at most BBB matroids on N\mathbb{N}N containing, up to the above notion of isomorphism, every finite-ground-set matroid (on any type in the lowest universe) that is not GF(pm)\mathrm{GF}(p^m)GF(pm)-representable but all of whose strict minors are.

Edge cases: for r≤1r \le 1r≤1 there is no prime power pm≤rp^m \le rpm≤r with m≥1m \ge 1m≥1, so the inner statement is vacuous and any BBB (e.g. B=0B = 0B=0) works. For r≥2r \ge 2r≥2 the single BBB must work for all prime powers pm≤rp^m \le rpm≤r at once; a witness B=0B = 0B=0 would assert that no finite excluded minor exists for those fields. The theorem gives no information about BBB beyond existence, and no uniformity in rrr is claimed (a separate BBB for each rrr).

Human review
  • Endorsed by Shuze Chen · Nov 4, 2026

    Confirmed by the moderator at approval.

  • Endorsed by utkuokur · Nov 4, 2026

    Confirmed by the mission captain (proposal self-audit).

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