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For u ∉ Q̄ and a Möbius function h of u: if Q̄ + Q̄u + Q̄u⁻¹ + Σ Q̄ c hᵏ (k ≤ 3) is five-dimensional, it contains u², u⁻² or some 1/(u − b), b ≠ 0

Proved
DiazModulus.mobius_progression_space_contains_square_or_reciprocal

by carlok · Oct 11, 2026 · Mathlib 0df444a (Lean v4.33.1)

diaz-modulus-leannumber-theorytranscendence

Let u∈C∖Q‾u \in \mathbb{C} \setminus \overline{\mathbb{Q}}u∈C∖Q​, let α,β,γ,δ∈Q‾\alpha, \beta, \gamma, \delta \in \overline{\mathbb{Q}}α,β,γ,δ∈Q​ with αδ−βγ≠0\alpha\delta - \beta\gamma \neq 0αδ−βγ=0, put h=(αu+β)/(γu+δ)h = (\alpha u + \beta)/(\gamma u + \delta)h=(αu+β)/(γu+δ), and let c∈Cc \in \mathbb{C}c∈C be non-zero. If the Q‾\overline{\mathbb{Q}}Q​-span WWW of 1,u,u−11, u, u^{-1}1,u,u−1 and c,ch,ch2,ch3c, ch, ch^2, ch^3c,ch,ch2,ch3 has dimension 555, then WWW contains u2u^2u2, u−2u^{-2}u−2 or 1/(u−b)1/(u - b)1/(u−b) for some non-zero b∈Q‾b \in \overline{\mathbb{Q}}b∈Q​.

This is the index-one half of the classification of the progression spaces (Case I): when the ratio hhh of the progression generates Q‾(u)\overline{\mathbb{Q}}(u)Q​(u), the space contains one of the elements of Theorem B (DiazModulus.circle_point_extension_two_by_three_configuration_iff), so when uuˉu\bar uuuˉ is algebraic Theorem B sees it. With R9's involution spaces (the index-two half) it accounts for every five-dimensional space containing a 444-term progression; that the index is 111 or 222 is proved in the research notes and is not formalised.

Proof. Put A=αu+βA = \alpha u + \betaA=αu+β, G=γu+δ≠0G = \gamma u + \delta \neq 0G=γu+δ=0 and c′=c/G3c' = c/G^3c′=c/G3, so chk=c′AkG3−kch^k = c'A^kG^{3-k}chk=c′AkG3−k. From δA−βG=Du\delta A - \beta G = DuδA−βG=Du and αG−γA=D\alpha G - \gamma A = DαG−γA=D (D=αδ−βγD = \alpha\delta - \beta\gammaD=αδ−βγ) every c′ujc'u^jc′uj, j≤3j \leq 3j≤3, lies in WWW. The spaces H=Q‾+Q‾u+Q‾u−1H = \overline{\mathbb{Q}} + \overline{\mathbb{Q}}u + \overline{\mathbb{Q}}u^{-1}H=Q​+Q​u+Q​u−1 and P=∑j≤3Q‾c′ujP = \sum_{j \le 3} \overline{\mathbb{Q}}c'u^jP=∑j≤3​Q​c′uj have dimensions 333 and 444, and H+P⊆WH + P \subseteq WH+P⊆W has dimension at most 555, so H∩P≠0H \cap P \neq 0H∩P=0: there are non-zero polynomials ppp, rrr of degrees at most 333 and 222 with F p(u)=r(u)F\,p(u) = r(u)Fp(u)=r(u), F=c′uF = c'uF=c′u. Induction on deg⁡p\deg pdegp: if ppp is constant, FFF is a polynomial in uuu and u3∈F⋅Q‾[u]≤3+Q‾[u]≤2u^3 \in F\cdot\overline{\mathbb{Q}}[u]_{\le 3} + \overline{\mathbb{Q}}[u]_{\le 2}u3∈F⋅Q​[u]≤3​+Q​[u]≤2​; otherwise ppp has a root b∈Q‾b \in \overline{\mathbb{Q}}b∈Q​, and either r(b)=0r(b) = 0r(b)=0 and u−bu - bu−b cancels, or (u−b)−1∈F⋅Q‾[u]≤3+Q‾[u]≤2(u - b)^{-1} \in F\cdot\overline{\mathbb{Q}}[u]_{\le 3} + \overline{\mathbb{Q}}[u]_{\le 2}(u−b)−1∈F⋅Q​[u]≤3​+Q​[u]≤2​. Dividing by uuu gives u2u^2u2, u−2u^{-2}u−2 (b=0b = 0b=0) or 1/(u(u−b))1/(u(u - b))1/(u(u−b)), hence 1/(u−b)1/(u - b)1/(u−b), in WWW. Only the dimension bound is used, not the equality.

Novelty. Not found in the sources read; it is short.

Preamble
import Definitions.Def_DiazModulus
Formal statement
open Complex ComplexConjugate

namespace DiazModulus

theorem mobius_progression_space_contains_square_or_reciprocal
    (u : ℂ) (hu : u ∉ Qbar) (α β γ δ c : ℂ) (hα : α ∈ Qbar) (hβ : β ∈ Qbar) (hγ : γ ∈ Qbar)
    (hδ : δ ∈ Qbar) (hdet : α * δ - β * γ ≠ 0) (hc : c ≠ 0)
    (hdim : Module.finrank (↥Qbar) (Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
      Set.range (fun k : Fin 4 => c * ((α * u + β) / (γ * u + δ)) ^ (k : ℕ)))) = 5) :
    u ^ 2 ∈ Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
        Set.range (fun k : Fin 4 => c * ((α * u + β) / (γ * u + δ)) ^ (k : ℕ))) ∨
      (u ^ 2)⁻¹ ∈ Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
        Set.range (fun k : Fin 4 => c * ((α * u + β) / (γ * u + δ)) ^ (k : ℕ))) ∨
      ∃ b ∈ Qbar, b ≠ 0 ∧ (u - b)⁻¹ ∈ Submodule.span Qbar (({1, u, u⁻¹} : Set ℂ) ∪
        Set.range (fun k : Fin 4 => c * ((α * u + β) / (γ * u + δ)) ^ (k : ℕ))) := by
  sorry

end DiazModulus
Source
Not found in the sources read. R11 of the Diaz modulus mission. Formal proof: Diaz modulus mission, 11 October 2026 (C. Perassi).

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