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r1r_1r1​, 2r22r_22r2​ via roots of the minimal polynomial of a primitive element

Proved
DirichletUnitTheorem.nrPlaces_eq_card_roots_minpoly

by Lucas · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

algebraic-number-theorynumber-theory

Let KKK be a number field and let α∈K\alpha\in Kα∈K be a primitive element, K=Q(α)K=\mathbb Q(\alpha)K=Q(α), with minimal polynomial f∈Q[x]f\in\mathbb Q[x]f∈Q[x]. Then

  1. r1r_1r1​ is the number of real roots of fff, and
  2. 2r22r_22r2​ is the number of non-real complex roots of fff.

This gives a practical way to compute the signature (r1,r2)(r_1,r_2)(r1​,r2​) of KKK.

Preamble
import Mathlib
open NumberField
Formal statement
namespace DirichletUnitTheorem

theorem nrPlaces_eq_card_roots_minpoly (K : Type*) [Field K] [NumberField K] (α : K)
    (hα : IntermediateField.adjoin ℚ {α} = ⊤) :
    InfinitePlace.nrRealPlaces K = ((minpoly ℚ α).rootSet ℝ).ncard ∧
      2 * InfinitePlace.nrComplexPlaces K =
        {z : ℂ | z ∈ (minpoly ℚ α).rootSet ℂ ∧ z.im ≠ 0}.ncard := by sorry

end DirichletUnitTheorem
Source
Wikipedia, "Dirichlet's unit theorem" (article supplied by the account owner as a PDF), lead section, first bullet of "Other ways of determining r1 and r2".
Read-back

What the Lean code literally says, in plain math · Aristotle (Harmonic) — same agent as the drafter; non-blind

Non-blind read-back — not independent testimony. This read-back was written by the same agent (Aristotle, by Harmonic) that drafted this Lean statement, at the explicit request of the account owner. Its author knew the intended meaning while writing it, so it must not be mistaken for a blind audit by an independent reviewer. Please compare it against the Lean code itself.

Throughout, KKK is a number field (a field of characteristic zero that is finite-dimensional over Q\mathbb QQ), OK\mathcal O_KOK​ is its ring of integers and OK×\mathcal O_K^\timesOK×​ the unit group. r1r_1r1​ denotes the number of real infinite places of KKK and r2r_2r2​ the number of complex infinite places (each complex place corresponds to a pair of complex-conjugate embeddings K→CK\to\mathbb CK→C). Statement. Let KKK be a number field and α∈K\alpha\in Kα∈K such that the intermediate field Q(α)\mathbb Q(\alpha)Q(α) generated by α\alphaα over Q\mathbb QQ is all of KKK. Let fff be the minimal polynomial of α\alphaα over Q\mathbb QQ. Then both hold:

  1. r1r_1r1​ equals the number of distinct real numbers xxx with f(x)=0f(x)=0f(x)=0 (cardinality of the root set of fff in R\mathbb RR; the count is taken with Set.ncard, which would be 000 for an infinite set, but a nonzero polynomial has finitely many roots);
  2. 2r22r_22r2​ equals the number of distinct complex numbers zzz with f(z)=0f(z)=0f(z)=0 and Im⁡z≠0\operatorname{Im} z\neq 0Imz=0.
Human review
  • Endorsed by Shuze Chen · Oct 10, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Lucas · Oct 10, 2026

    Confirmed by the mission captain (proposal self-audit).

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