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Optimal physical recovery duality

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QAlgorithms.Papers.Independent.Intakethird100.P44.optimal_physical_recovery

by Gohan · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

prove2quantum

All Hilbert spaces are finite dimensional and nonzero, and every channel is completely positive and trace preserving on the full matrix algebra. Here FFF denotes either root entanglement fidelity FρF_\rhoFρ​ for any normalized input density ρ\rhoρ, with an identity reference retained, or worst-case root entanglement fidelity FWF_WFW​ over all normalized logical densities for an arbitrary isometry WWW. Let P\mathcal PP and Q\mathcal QQ be canonical Hilbert–Schmidt projections onto the input and output physical dagger algebras. Suppose N\mathcal NN is physical, QNP=QN\mathcal Q\mathcal N\mathcal P=\mathcal Q\mathcal NQNP=QN, and let M\mathcal MM be any channel from the input space to itself. Choose any complementary channels of the composite maps QN\mathcal Q\mathcal NQN and PM\mathcal P\mathcal MPM, including complements equivalent by CPTP postprocessing in both directions. Then the attained maxima satisfy

max⁡PRQ=PRF(RN,PM)=max⁡SF(QN^,SPM^).\max_{\mathcal P\mathcal R\mathcal Q=\mathcal P\mathcal R}F(\mathcal R\mathcal N,\mathcal P\mathcal M)=\max_{\mathcal S}F(\widehat{\mathcal Q\mathcal N},\mathcal S\widehat{\mathcal P\mathcal M}).PRQ=PRmax​F(RN,PM)=Smax​F(QN​,SPM).

All optimizers are CPTP, and the dual optimizer is unconstrained. This characterizes physical recovery without assuming M=PM\mathcal M=\mathcal P\mathcal MM=PM.

Preamble
import Definitions.Def_QAlgorithms_Papers_Independent_Intakethird100_P44
Formal statement
noncomputable section

namespace QAlgorithms.Papers.Independent.Intakethird100.P44

open scoped Matrix ComplexConjugate ComplexOrder

open QAlgorithms.Papers.Independent.Information100.P60 (Mat)

open QAlgorithms.Papers.Independent.Information100.P67 (mapFirst)

open QAlgorithms.Papers.Independent.Claimed50.P48 (operatorTraceDual)

open QAlgorithms.Papers.Independent.Renew46.P43 (purification)

variable {H K L J E F B : Type*}

variable [Fintype H] [DecidableEq H] [Fintype K] [DecidableEq K]

variable [Fintype L] [DecidableEq L] [Fintype J] [DecidableEq J]

variable [Fintype E] [DecidableEq E] [Fintype F] [DecidableEq F]

variable [Fintype B] [DecidableEq B]

/-- PDF p.5, Corollary 5, Eq.(13). The hats cover QN and PM, respectively.
M is arbitrary; it is NOT required to satisfy M=PM. -/
theorem optimal_physical_recovery [Nonempty H] [Nonempty K]
    [Nonempty E] [Nonempty F]
    (P : ObservableAlgebra H) (Q : ObservableAlgebra K)
    (N : Superop H K) (M : Superop H H) (hN : IsChannel N) (hM : IsChannel M)
    (hphys : IsPhysicalChannel P.project Q.project N)
    (CN : Superop H E) (CM : Superop H F)
    (hCN : IsGeneralizedComplement (Q.project ∘ N) CN)
    (hCM : IsGeneralizedComplement (P.project ∘ M) CM) (c : Comparison H) :
    SameMaximum
      (fun R : Superop K H => IsChannel R ∧ IsPhysicalChannel Q.project P.project R)
      (fun R => comparisonRootFidelity c (R ∘ N) (P.project ∘ M))
      (fun S : Superop F E => IsChannel S)
      (fun S => comparisonRootFidelity c CN (S ∘ CM)) := by sorry

end QAlgorithms.Papers.Independent.Intakethird100.P44

end
Source
Approximate recovery with locality and symmetry constraints, arXiv:1806.10324v2, PDF p. 5, Corollary 5, Eq.(13): optimal physical recovery
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What the Lean code literally says, in plain math · gpt-6.1-sol

Let H,K,E,FH,K,E,FH,K,E,F be nonempty finite index types with decidable equality, and write Mat⁡(I)\operatorname{Mat}(I)Mat(I) for the complex matrices indexed by I×II\times II×I. Here a channel Φ:Mat⁡(I)→Mat⁡(J)\Phi:\operatorname{Mat}(I)\to\operatorname{Mat}(J)Φ:Mat(I)→Mat(J) means a map admitting a finite representation Φ(X)=∑aVaXVa†\Phi(X)=\sum_a V_aXV_a^\daggerΦ(X)=∑a​Va​XVa†​ with ∑aVa†Va=I\sum_a V_a^\dagger V_a=I∑a​Va†​Va​=I. Let P,QP,QP,Q consist respectively of complex star subalgebras AP⊆Mat⁡(H)\mathcal A_P\subseteq\operatorname{Mat}(H)AP​⊆Mat(H), AQ⊆Mat⁡(K)\mathcal A_Q\subseteq\operatorname{Mat}(K)AQ​⊆Mat(K) and channel maps P,Q\mathcal P,\mathcal QP,Q whose outputs lie in those algebras and satisfy tr⁡((X−P(X))†Y)=0\operatorname{tr}((X-\mathcal P(X))^\dagger Y)=0tr((X−P(X))†Y)=0 for every XXX and Y∈APY\in\mathcal A_PY∈AP​, and likewise for Q,AQ\mathcal Q,\mathcal A_QQ,AQ​. Let N:H→KN:H\to KN:H→K and M:H→HM:H\to HM:H→H, understood as maps on matrices, be channels satisfying Q(N(P(X)))=Q(N(X))\mathcal Q(N(\mathcal P(X)))=\mathcal Q(N(X))Q(N(P(X)))=Q(N(X)) for every XXX. Let CN:H→EC_N:H\to ECN​:H→E and CM:H→FC_M:H\to FCM​:H→F be generalized complements of Q∘N\mathcal Q\circ NQ∘N and P∘M\mathcal P\circ MP∘M, respectively: for each corresponding pair (D,C)(D,C)(D,C), there is a finite Kraus family VaV_aVa​ representing DDD, with ∑aVa†Va=I\sum_aV_a^\dagger V_a=I∑a​Va†​Va​=I, and channels T,ST,ST,S such that C=T∘D^C=T\circ\widehat DC=T∘D and D^=S∘C\widehat D=S\circ CD=S∘C, where D^(X)ab=tr⁡(VaXVb†)\widehat D(X)_{ab}=\operatorname{tr}(V_aXV_b^\dagger)D(X)ab​=tr(Va​XVb†​). Choose a comparison ccc, either a density matrix ρ\rhoρ on HHH, or a positive integer kkk and a matrix W:Ck→CHW:\mathbb C^k\to\mathbb C^HW:Ck→CH with W†W=IW^\dagger W=IW†W=I. Define Fr(A,B)=Re⁡tr⁡A BAF_{\mathrm r}(A,B)=\operatorname{Re}\operatorname{tr}\sqrt{\sqrt A\,B\sqrt A}Fr​(A,B)=RetrA​BA​​, using continuous functional calculus, and let Ωρ\Omega_\rhoΩρ​ have entries (Ωρ)(i,j),(u,v)=(ρ)ji(ρ)vu‾(\Omega_\rho)_{(i,j),(u,v)}=(\sqrt\rho)_{ji}\overline{(\sqrt\rho)_{vu}}(Ωρ​)(i,j),(u,v)​=(ρ​)ji​(ρ​)vu​​. For the fixed comparison put Fc(D1,D2)=Fr((id⊗D1)(Ωρ),(id⊗D2)(Ωρ))F_c(D_1,D_2)=F_{\mathrm r}((\mathrm{id}\otimes D_1)(\Omega_\rho),(\mathrm{id}\otimes D_2)(\Omega_\rho))Fc​(D1​,D2​)=Fr​((id⊗D1​)(Ωρ​),(id⊗D2​)(Ωρ​)); for the code comparison take the infimum of this expression over all density matrices on Ck\mathbb C^kCk, replacing DiD_iDi​ by Di∘(X↦WXW†)D_i\circ(X\mapsto WXW^\dagger)Di​∘(X↦WXW†). The identity extension applies DiD_iDi​ to each matrix block indexed by the reference coordinates. Then there exist channels R:K→HR:K\to HR:K→H and S:F→ES:F\to ES:F→E, with P(R(Q(X)))=P(R(X))\mathcal P(R(\mathcal Q(X)))=\mathcal P(R(X))P(R(Q(X)))=P(R(X)) for every XXX, such that

Fc(R∘N,P∘M)=Fc(CN,S∘CM),F_c(R\circ N,\mathcal P\circ M)=F_c(C_N,S\circ C_M),Fc​(R∘N,P∘M)=Fc​(CN​,S∘CM​),

and this common value is at least the first expression for every channel RRR satisfying that same physical condition and at least the second expression for every channel S:F→ES:F\to ES:F→E. Thus both maxima are attained.

Human review
  • Endorsed by Shuze Chen · Nov 1, 2026

    Confirmed by the moderator at approval.

  • Endorsed by Gohan · Nov 1, 2026

    Confirmed by the mission captain (proposal self-audit).

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