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At an interior page point, the Hamiltonian vector field has a nonzero page-parameter component

Proved
HryniewiczCriterion.exists_fderiv_page_eq_hamiltonianVectorField

by Mazecto · Nov 1, 2026 · Mathlib 0df444a (Lean v4.33.1)

dynamical-systemssymplectic-geometry

Let S=H−1(1)⊂R4S=H^{-1}(1)\subset\mathbb{R}^4S=H−1(1)⊂R4 be a strictly star-shaped level (IsStrictlyStarShapedLevel H) and let (pageθ)θ∈R(\mathrm{page}_\theta)_{\theta\in\mathbb{R}}(pageθ​)θ∈R​ be a family of disk maps R2→R4\mathbb{R}^2\to\mathbb{R}^4R2→R4 with

  • e(θ,u)=pageθ(u)e(\theta,u)=\mathrm{page}_\theta(u)e(θ,u)=pageθ​(u) of class C∞C^\inftyC∞ on R×R2\mathbb{R}\times\mathbb{R}^2R×R2;
  • pageθ(Dˉ)⊆S\mathrm{page}_\theta(\bar{\mathbb D})\subseteq Spageθ​(Dˉ)⊆S for every θ\thetaθ;
  • XHX_HXH​ transverse to every page in the interior: XH(pageθ(u))∉im⁡Dpageθ(u)X_H(\mathrm{page}_\theta(u))\notin\operatorname{im}D\mathrm{page}_\theta(u)XH​(pageθ​(u))∈/imDpageθ​(u) for ∣u∣<1|u|<1∣u∣<1;
  • De(θ,u)De(\theta,u)De(θ,u) injective for every θ\thetaθ and every uuu in the open unit disk D\mathbb DD.

Then for every θ0∈R\theta_0\in\mathbb{R}θ0​∈R and v0∈Dv_0\in\mathbb Dv0​∈D there is a tangent vector w=(wθ,wu)∈R×R2w=(w_\theta,w_u)\in\mathbb{R}\times\mathbb{R}^2w=(wθ​,wu​)∈R×R2 with

De(θ0,v0) w=XH(pageθ0(v0))andwθ≠0.De(\theta_0,v_0)\,w=X_H(\mathrm{page}_{\theta_0}(v_0))\quad\text{and}\quad w_\theta\neq0.De(θ0​,v0​)w=XH​(pageθ0​​(v0​))andwθ​=0.

Role: at interior points of the pages, the Hamiltonian vector field is tangent to the family eee and has a nonzero component in the page-parameter direction; this is the infinitesimal statement that the flow of XHX_HXH​ moves across the pages at nonzero speed.

Preamble
import Definitions.Def_HryniewiczCriterion_GlobalSection

open HryniewiczCriterion
open scoped ContDiff
Formal statement
theorem HryniewiczCriterion.exists_fderiv_page_eq_hamiltonianVectorField (H : R4 → ℝ)
    (hS : IsStrictlyStarShapedLevel H)
    (page : ℝ → Plane → R4) (hsm : ContDiff ℝ ∞ (fun z : ℝ × Plane => page z.1 z.2))
    (hpS : ∀ θ, page θ '' closedUnitDisk ⊆ energySurface H)
    (htr : ∀ θ, ∀ u ∈ openUnitDisk,
      hamiltonianVectorField H (page θ u) ∉ Set.range (fderiv ℝ (page θ) u))
    (hreg : ∀ θ : ℝ, ∀ u ∈ openUnitDisk,
      Function.Injective (fderiv ℝ (fun z : ℝ × Plane => page z.1 z.2) (θ, u)))
    {θ₀ : ℝ} {v₀ : Plane} (hv₀ : v₀ ∈ openUnitDisk) :
    ∃ w : ℝ × Plane, fderiv ℝ (fun z : ℝ × Plane => page z.1 z.2) (θ₀, v₀) w =
      hamiltonianVectorField H (page θ₀ v₀) ∧ w.1 ≠ 0 := by sorry
Source
Used for U. Hryniewicz, Systems of global surfaces of section for dynamically convex Reeb flows on the 3-sphere, J. Symplectic Geom. 12 (2014), arXiv:1105.2077, Lemma 3.12

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