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Lens identity: the Gauss integral of a loop that sweeps a window forth along one curve and back along another is the difference of the two Gauss integrals

Proved
HryniewiczCriterion.gaussLinkingIntegral_lens_eq_sub

by Mazecto · Oct 9, 2026 · Mathlib 0df444a (Lean v4.33.1)

dynamical-systemsgeometry-topologysymplectic-geometry

Let N∈S3N\in S^3N∈S3 and let A1,A0,Λ,γ:R→S3⊂R4A_1,A_0,\Lambda,\gamma:\mathbb R\to S^3\subset\mathbb R^4A1​,A0​,Λ,γ:R→S3⊂R4 be C2C^2C2 loops (with A1,A0A_1,A_0A1​,A0​ of period 111) that avoid NNN, where each of A1,A0,ΛA_1,A_0,\LambdaA1​,A0​,Λ is disjoint from γ\gammaγ. Let d≤12d\le\tfrac12d≤21​ and s(σ)=s0−dcos⁡2πσs(\sigma)=s_0-d\cos2\pi\sigmas(σ)=s0​−dcos2πσ, which sweeps [s0−d,s0+d][s_0-d,s_0+d][s0​−d,s0​+d] forward for σ∈[0,12]\sigma\in[0,\tfrac12]σ∈[0,21​] and backward for σ∈[12,1]\sigma\in[\tfrac12,1]σ∈[21​,1]. Suppose:

  • A1=A0A_1=A_0A1​=A0​ near every point of [s0+d, s0−d+1][s_0+d,\,s_0-d+1][s0​+d,s0​−d+1] (the curves differ only inside the window);
  • Λ=A1∘s\Lambda=A_1\circ sΛ=A1​∘s near every point of [0,12][0,\tfrac12][0,21​];
  • Λ=A0∘s\Lambda=A_0\circ sΛ=A0​∘s near every point of [12,1][\tfrac12,1][21​,1].

Then GaussN(Λ,γ)=GaussN(A1,γ)−GaussN(A0,γ)\mathrm{Gauss}_N(\Lambda,\gamma)=\mathrm{Gauss}_N(A_1,\gamma)-\mathrm{Gauss}_N(A_0,\gamma)GaussN​(Λ,γ)=GaussN​(A1​,γ)−GaussN​(A0​,γ) (gaussLinkingIntegral, stereographic projection from NNN).

Proof (substitution only, no homotopy). After stereographic projection the outer integrand is JA(x) = ∫01f(A(x),A′(x),γ(t),γ′(t)) dtJ_A(x)\,=\,\int_0^1 f(A(x),A'(x),\gamma(t),\gamma'(t))\,dtJA​(x)=∫01​f(A(x),A′(x),γ(t),γ′(t))dt, which is linear in the velocity A′(x)A'(x)A′(x). On [0,12][0,\tfrac12][0,21​] we have Λ′(σ)=s′(σ)A1′(s(σ))\Lambda'(\sigma)=s'(\sigma)A_1'(s(\sigma))Λ′(σ)=s′(σ)A1′​(s(σ)), so substituting x=s(σ)x=s(\sigma)x=s(σ) gives ∫01/2JΛ=∫s0−ds0+dJA1\int_0^{1/2}J_\Lambda=\int_{s_0-d}^{s_0+d}J_{A_1}∫01/2​JΛ​=∫s0​−ds0​+d​JA1​​. Likewise ∫1/21JΛ=−∫s0−ds0+dJA0\int_{1/2}^1J_\Lambda=-\int_{s_0-d}^{s_0+d}J_{A_0}∫1/21​JΛ​=−∫s0​−ds0​+d​JA0​​. By periodicity, ∫01JAi=∫s0−ds0+dJAi+∫s0+ds0−d+1JAi\int_0^1J_{A_i}=\int_{s_0-d}^{s_0+d}J_{A_i}+\int_{s_0+d}^{s_0-d+1}J_{A_i}∫01​JAi​​=∫s0​−ds0​+d​JAi​​+∫s0​+ds0​−d+1​JAi​​, and the last integrals agree for i=0,1i=0,1i=0,1.

Preamble
import Definitions.Def_HryniewiczCriterion_GlobalSection
import Definitions.Def_HryniewiczCriterion_SelfLinking

open HryniewiczCriterion
Formal statement
theorem HryniewiczCriterion.gaussLinkingIntegral_lens_eq_sub (N : R4) (hN : euclidNorm N = 1)
    (A₁ A₀ Λ γ : ℝ → R4) (s₀ d : ℝ) (hd : d ≤ 1 / 2)
    (hA₁ : ContDiff ℝ 2 A₁) (hA₀ : ContDiff ℝ 2 A₀) (hΛ : ContDiff ℝ 2 Λ) (hγ : ContDiff ℝ 2 γ)
    (hA₁per : ∀ x, A₁ (x + 1) = A₁ x) (hA₀per : ∀ x, A₀ (x + 1) = A₀ x)
    (hA₁unit : ∀ x, euclidNorm (A₁ x) = 1) (hA₀unit : ∀ x, euclidNorm (A₀ x) = 1)
    (hΛunit : ∀ x, euclidNorm (Λ x) = 1) (hγunit : ∀ t, euclidNorm (γ t) = 1)
    (hA₁N : ∀ x, A₁ x ≠ N) (hA₀N : ∀ x, A₀ x ≠ N) (hΛN : ∀ x, Λ x ≠ N) (hγN : ∀ t, γ t ≠ N)
    (hA₁γ : ∀ x t, A₁ x ≠ γ t) (hA₀γ : ∀ x t, A₀ x ≠ γ t) (hΛγ : ∀ x t, Λ x ≠ γ t)
    (hagree : ∀ x ∈ Set.Icc (s₀ + d) (s₀ - d + 1), Filter.EventuallyEq (nhds x) A₁ A₀)
    (hΛ₁ : ∀ σ ∈ Set.Icc (0 : ℝ) (1 / 2),
      Filter.EventuallyEq (nhds σ) Λ fun σ => A₁ (s₀ - d * Real.cos (2 * Real.pi * σ)))
    (hΛ₀ : ∀ σ ∈ Set.Icc (1 / 2 : ℝ) 1,
      Filter.EventuallyEq (nhds σ) Λ fun σ => A₀ (s₀ - d * Real.cos (2 * Real.pi * σ))) :
    gaussLinkingIntegral N Λ γ = gaussLinkingIntegral N A₁ γ - gaussLinkingIntegral N A₀ γ := by sorry
Source
Elementary (change of variables in the Gauss linking integral); used for the residue formula, cf. D. Rolfsen, Knots and Links, Ch. 5D

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