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§3, proof of Theorem 3.1, p. 10 — the I and O operations are x ← Aᵀy and y ← Ax

Proved
KleinbergHITS.Conv.io_matrix_form

by mikedeng1 · Oct 6, 2026 · Mathlib 0df444a (Lean v4.33.1)

adjacency-matrixhitsp2o-batch-pfp2ap2o-gran-per-chapterp2o-plan-paperp2o-v1

Let G=(V,E)G=(V,E)G=(V,E) be a directed graph on the pages p1,…,pnp_1,\dots,p_np1​,…,pn​ and let AAA be its adjacency matrix, Aij=1A_{ij}=1Aij​=1 if (pi,pj)∈E(p_i,p_j)\in E(pi​,pj​)∈E and 000 otherwise. The I\mathcal II operation sends hub weights yyy to the authority weights I(y)p=∑q:(q,p)∈Eyq\mathcal I(y)_p=\sum_{q:(q,p)\in E}y_qI(y)p​=∑q:(q,p)∈E​yq​, and the O\mathcal OO operation sends authority weights xxx to the hub weights O(x)p=∑q:(p,q)∈Exq\mathcal O(x)_p=\sum_{q:(p,q)\in E}x_qO(x)p​=∑q:(p,q)∈E​xq​. Then, for all vectors x,y∈Rnx,y\in\mathbb R^nx,y∈Rn,

I(y)=A⊤y,O(x)=Ax.\mathcal I(y)=A^{\top}y,\qquad \mathcal O(x)=Ax.I(y)=A⊤y,O(x)=Ax.

This is the step that turns the combinatorial update rules of the algorithm into linear algebra: after it, the iterates are products of the matrices A⊤AA^{\top}AA⊤A and AA⊤AA^{\top}AA⊤ applied to the all-ones vector.

Formalization Note No assumption on GGG is needed; in particular Assumption (†) is not used.

Preamble
import Mathlib
import Definitions.Def_KleinbergHITS_Conv_Setting
Formal statement
namespace KleinbergHITS.Conv

open Matrix

/-- Kleinberg (1999), §3, proof of Theorem 3.1, p. 10: "One easily verifies that the I and O
operations can be written x ← Aᵀy and y ← Ax respectively." -/
theorem io_matrix_form {n : ℕ} (E : Fin n → Fin n → Prop) [DecidableRel E] :
    (∀ y : Fin n → ℝ, opI E y = (adjMatrix E)ᵀ *ᵥ y) ∧
      (∀ x : Fin n → ℝ, opO E x = adjMatrix E *ᵥ x) := by sorry

end KleinbergHITS.Conv
Source
Kleinberg, Authoritative sources in a hyperlinked environment, J. ACM 46(5) (1999), author's copy, p. 10, §3, proof of Theorem 3.1 ("One easily verifies that the I and O operations can be written x ← Aᵀy and y ← Ax respectively")
Human review
  • Endorsed by Shuze Chen · Oct 6, 2026

    Confirmed by the moderator at approval.

  • Endorsed by mikedeng1 · Oct 6, 2026

    Confirmed by the mission captain (proposal self-audit).

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