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Theorem 1.20 (van Kampen): Φ\PhiΦ is surjective with kernel NNN

Proved
Hatcher.vanKampen

by korbonits · Sep 8, 2026 · Mathlib 0df444a (Lean v4.33.1)

algebraic-topologyfundamental-grouphatchervan-kampen

Throughout, XXX is a topological space with basepoint x0x_0x0​, and (Aα)α∈ι(A_\alpha)_{\alpha\in\iota}(Aα​)α∈ι​ is a family of subsets of XXX, each containing x0x_0x0​, with the subspace topology. The standing hypotheses of Lemma 1.15 are: each AαA_\alphaAα​ is open and path-connected, X=⋃αAαX=\bigcup_\alpha A_\alphaX=⋃α​Aα​, and each intersection Aα∩AβA_\alpha\cap A_\betaAα​∩Aβ​ is path-connected.

Theorem 1.20 (van Kampen). If XXX is the union of path-connected open sets AαA_\alphaAα​ each containing the basepoint x0x_0x0​, each intersection Aα∩AβA_\alpha\cap A_\betaAα​∩Aβ​ is path-connected, and each intersection Aα∩Aβ∩AγA_\alpha\cap A_\beta\cap A_\gammaAα​∩Aβ​∩Aγ​ is path-connected, then the homomorphism

Φ:∗απ1(Aα,x0)→π1(X,x0)\Phi:\ast_\alpha\pi_1(A_\alpha,x_0)\to\pi_1(X,x_0)Φ:∗α​π1​(Aα​,x0​)→π1​(X,x0​)

is surjective and its kernel is the normal subgroup NNN generated by all elements iαβ(ω) iβα(ω)−1i_{\alpha\beta}(\omega)\,i_{\beta\alpha}(\omega)^{-1}iαβ​(ω)iβα​(ω)−1, ω∈π1(Aα∩Aβ)\omega\in\pi_1(A_\alpha\cap A_\beta)ω∈π1​(Aα​∩Aβ​):

Φ surjectiveandker⁡Φ=N.\Phi\ \text{surjective}\qquad\text{and}\qquad \ker\Phi=N .Φ surjectiveandkerΦ=N.

Consequently Φ\PhiΦ induces an isomorphism π1(X)≅∗απ1(Aα)/N\pi_1(X)\cong\ast_\alpha\pi_1(A_\alpha)/Nπ1​(X)≅∗α​π1​(Aα​)/N.

This is the gluing law for fundamental groups and the main computational tool of Hatcher's Chapter 1.

Formalization Note Hatcher's first sentence needs only pairwise path-connected intersections; that weaker statement is the separate milestone Hatcher.vanKampenHom_surjective. Here all hypotheses are assumed and both conclusions are asserted.

Preamble
import Definitions.Def_Hatcher_VanKampen
import Mathlib

open Hatcher
Formal statement
namespace Hatcher
theorem vanKampen {X : Type*} [TopologicalSpace X] {ι : Type*}
    (A : ι → Set X) (x₀ : X) (hx₀ : ∀ α, x₀ ∈ A α)
    (hopen : ∀ α, IsOpen (A α)) (hpc : ∀ α, IsPathConnected (A α))
    (hcover : (⋃ α, A α) = Set.univ) (hinter : ∀ α β, IsPathConnected (A α ∩ A β))
    (htriple : ∀ α β γ, IsPathConnected (A α ∩ A β ∩ A γ)) :
    Function.Surjective (vanKampenHom A x₀ hx₀) ∧
      (vanKampenHom A x₀ hx₀).ker = vanKampenNormal A x₀ hx₀ := by sorry
end Hatcher
Source
A. Hatcher, Algebraic Topology, Cambridge University Press 2002, https://pi.math.cornell.edu/~hatcher/AT/AT.pdf, Section 1.2, p. 43, Theorem 1.20
Read-back

What the Lean code literally says, in plain math · claude-fable-5-1

Read-back of Hatcher.vanKampen.

Setting and binders. Let XXX be a topological space (an arbitrary type in an arbitrary universe, equipped with a topology; no separation, compactness, or other axioms are assumed). Let ι\iotaι be an arbitrary index type (any universe, any cardinality, possibly empty). Let A:ι→P(X)A : \iota \to \mathcal{P}(X)A:ι→P(X) be a family of subsets Aα⊆XA_\alpha \subseteq XAα​⊆X, and let x0∈Xx_0 \in Xx0​∈X be a point. Each subset AαA_\alphaAα​, and each intersection Aα∩AβA_\alpha \cap A_\betaAα​∩Aβ​, is regarded as a topological space with the subspace topology inherited from XXX. The theorem takes the following hypotheses:

  • (hx0)(\mathrm{hx}_0)(hx0​) for every α∈ι\alpha \in \iotaα∈ι, x0∈Aαx_0 \in A_\alphax0​∈Aα​;
  • (hopen)(\mathrm{hopen})(hopen) for every α∈ι\alpha \in \iotaα∈ι, AαA_\alphaAα​ is open in XXX;
  • (hpc)(\mathrm{hpc})(hpc) for every α∈ι\alpha \in \iotaα∈ι, AαA_\alphaAα​ is path-connected in the following sense: there exists a point x∈Aαx \in A_\alphax∈Aα​ such that for every y∈Aαy \in A_\alphay∈Aα​ there is a continuous path γ:[0,1]→X\gamma : [0,1] \to Xγ:[0,1]→X with γ(0)=x\gamma(0) = xγ(0)=x, γ(1)=y\gamma(1) = yγ(1)=y, and γ(t)∈Aα\gamma(t) \in A_\alphaγ(t)∈Aα​ for all ttt (this notion in particular requires Aα≠∅A_\alpha \neq \varnothingAα​=∅, which is already forced by (hx0)(\mathrm{hx}_0)(hx0​));
  • (hcover)(\mathrm{hcover})(hcover) ⋃α∈ιAα=X\bigcup_{\alpha \in \iota} A_\alpha = X⋃α∈ι​Aα​=X;
  • (hinter)(\mathrm{hinter})(hinter) for every pair α,β∈ι\alpha, \beta \in \iotaα,β∈ι (the case α=β\alpha = \betaα=β is included), Aα∩AβA_\alpha \cap A_\betaAα​∩Aβ​ is path-connected in the same sense;
  • (htriple)(\mathrm{htriple})(htriple) for every triple α,β,γ∈ι\alpha, \beta, \gamma \in \iotaα,β,γ∈ι (repeated indices included, e.g. α=β=γ\alpha = \beta = \gammaα=β=γ or γ=β\gamma = \betaγ=β), (Aα∩Aβ)∩Aγ(A_\alpha \cap A_\beta) \cap A_\gamma(Aα​∩Aβ​)∩Aγ​ is path-connected in the same sense.

Degenerate cases: if ι=∅\iota = \varnothingι=∅ then ⋃αAα=∅\bigcup_\alpha A_\alpha = \varnothing⋃α​Aα​=∅, while x0∈Xx_0 \in Xx0​∈X witnesses X≠∅X \neq \varnothingX=∅, so (hcover)(\mathrm{hcover})(hcover) cannot hold; hence the hypotheses are jointly satisfiable only when ι\iotaι is nonempty. Because the quantifiers in (hinter)(\mathrm{hinter})(hinter) and (htriple)(\mathrm{htriple})(htriple) range over all tuples including repeated indices, (htriple)(\mathrm{htriple})(htriple) with γ=β\gamma = \betaγ=β restates (hinter)(\mathrm{hinter})(hinter), and (hinter)(\mathrm{hinter})(hinter) with β=α\beta = \alphaβ=α restates (hpc)(\mathrm{hpc})(hpc). No finiteness, countability, or distinctness condition on ι\iotaι or on the family is imposed.

Fundamental groups used. For a space YYY and point y∈Yy \in Yy∈Y, π1(Y,y)\pi_1(Y, y)π1​(Y,y) denotes the fundamental group as defined in Mathlib: its elements are homotopy classes (homotopies fixing both endpoints) of continuous loops [0,1]→Y[0,1] \to Y[0,1]→Y based at yyy; the identity is the class of the constant loop; the inverse is the class of the reversed loop; and the product p⋅qp \cdot qp⋅q is the class of the concatenation "first traverse qqq, then traverse ppp" (Mathlib's convention p∗q=q.trans pp * q = q.\mathrm{trans}\,pp∗q=q.transp). The base points used are: in AαA_\alphaAα​, the point x0x_0x0​ regarded as an element of the subspace AαA_\alphaAα​ (this is what the custom basept denotes; its membership witness is (hx0)(\mathrm{hx}_0)(hx0​) at α\alphaα); in Aα∩AβA_\alpha \cap A_\betaAα​∩Aβ​, the point x0x_0x0​ regarded as an element of that subspace (the custom basept₂). Write

Gα:=π1(Aα,x0),Gαβ:=π1(Aα∩Aβ,x0),G:=π1(X,x0).G_\alpha := \pi_1(A_\alpha, x_0), \qquad G_{\alpha\beta} := \pi_1(A_\alpha \cap A_\beta, x_0), \qquad G := \pi_1(X, x_0).Gα​:=π1​(Aα​,x0​),Gαβ​:=π1​(Aα​∩Aβ​,x0​),G:=π1​(X,x0​).

The homomorphisms. The custom inclHom at α\alphaα is the group homomorphism

iα:Gα→Gi_\alpha : G_\alpha \to Giα​:Gα​→G

induced by the continuous inclusion Aα↪XA_\alpha \hookrightarrow XAα​↪X: it sends the class of a loop γ\gammaγ in AαA_\alphaAα​ based at x0x_0x0​ to the class of the same loop regarded as a loop in XXX (Mathlib's FundamentalGroup.mapOfEq applied to the inclusion and the identity x0=x0x_0 = x_0x0​=x0​; the "cast along equality" it performs is along a reflexive equation and changes nothing). Likewise the custom interHomLeft and interHomRight at (α,β)(\alpha, \beta)(α,β) are the homomorphisms

λαβ:Gαβ→Gα,ραβ:Gαβ→Gβ\lambda_{\alpha\beta} : G_{\alpha\beta} \to G_\alpha, \qquad \rho_{\alpha\beta} : G_{\alpha\beta} \to G_\betaλαβ​:Gαβ​→Gα​,ραβ​:Gαβ​→Gβ​

induced respectively by the inclusions Aα∩Aβ↪AαA_\alpha \cap A_\beta \hookrightarrow A_\alphaAα​∩Aβ​↪Aα​ and Aα∩Aβ↪AβA_\alpha \cap A_\beta \hookrightarrow A_\betaAα​∩Aβ​↪Aβ​ (each sends the class of a loop in the intersection to the class of the same loop viewed in the larger subspace).

The free product. The custom FreeProd is

F:=∗α∈ιGα,F := \mathop{\ast}_{\alpha \in \iota} G_\alpha,F:=∗α∈ι​Gα​,

Mathlib's Monoid.CoprodI of the family (Gα)α(G_\alpha)_{\alpha}(Gα​)α​: the quotient of the free monoid on the alphabet {(α,g):α∈ι, g∈Gα}\{(\alpha, g) : \alpha \in \iota,\ g \in G_\alpha\}{(α,g):α∈ι, g∈Gα​} by the congruence generated by the relations (α,1)∼(empty word)(\alpha, 1) \sim \text{(empty word)}(α,1)∼(empty word) and (α,g)(α,h)∼(α,gh)(\alpha, g)(\alpha, h) \sim (\alpha, gh)(α,g)(α,h)∼(α,gh). Since every GαG_\alphaGα​ is a group, FFF is a group (the coproduct of the GαG_\alphaGα​ in the category of groups). For g∈Gαg \in G_\alphag∈Gα​, Monoid.CoprodI.of ggg denotes the image of the one-letter word (α,g)(\alpha, g)(α,g) in FFF; write it ȷα(g)∈F\jmath_\alpha(g) \in Fα​(g)∈F, so ȷα:Gα→F\jmath_\alpha : G_\alpha \to Fα​:Gα​→F is the canonical homomorphism from the α\alphaα-th factor.

The custom vanKampenHom is the homomorphism

Φ:F→G\Phi : F \to GΦ:F→G

obtained by Mathlib's Monoid.CoprodI.lift from the family (iα)α(i_\alpha)_\alpha(iα​)α​: it is the unique group homomorphism F→GF \to GF→G satisfying Φ(ȷα(g))=iα(g)\Phi(\jmath_\alpha(g)) = i_\alpha(g)Φ(α​(g))=iα​(g) for all α∈ι\alpha \in \iotaα∈ι and g∈Gαg \in G_\alphag∈Gα​; concretely, a word (α1,g1)(α2,g2)⋯(αn,gn)(\alpha_1, g_1)(\alpha_2, g_2)\cdots(\alpha_n, g_n)(α1​,g1​)(α2​,g2​)⋯(αn​,gn​) is sent to the product iα1(g1) iα2(g2)⋯iαn(gn)i_{\alpha_1}(g_1)\, i_{\alpha_2}(g_2) \cdots i_{\alpha_n}(g_n)iα1​​(g1​)iα2​​(g2​)⋯iαn​​(gn​) in GGG (with the product convention for GGG stated above).

The relators and the normal subgroup. The custom vanKampenRelators is the subset

R:={ ȷα(λαβ(ω))⋅ȷβ(ραβ(ω))−1  :  α,β∈ι, ω∈Gαβ }⊆F,R := \bigl\{\, \jmath_\alpha(\lambda_{\alpha\beta}(\omega)) \cdot \jmath_\beta(\rho_{\alpha\beta}(\omega))^{-1} \;:\; \alpha, \beta \in \iota,\ \omega \in G_{\alpha\beta} \,\bigr\} \subseteq F,R:={α​(λαβ​(ω))⋅β​(ραβ​(ω))−1:α,β∈ι, ω∈Gαβ​}⊆F,

where the product and inverse are those of the group FFF, and the pairs (α,β)(\alpha,\beta)(α,β) range over all pairs including α=β\alpha = \betaα=β (for α=β\alpha = \betaα=β the element is ȷα(λαα(ω)) ȷα(ραα(ω))−1\jmath_\alpha(\lambda_{\alpha\alpha}(\omega))\,\jmath_\alpha(\rho_{\alpha\alpha}(\omega))^{-1}α​(λαα​(ω))α​(ραα​(ω))−1, where λαα\lambda_{\alpha\alpha}λαα​ and ραα\rho_{\alpha\alpha}ραα​ are both induced by the inclusion Aα∩Aα↪AαA_\alpha \cap A_\alpha \hookrightarrow A_\alphaAα​∩Aα​↪Aα​). The custom vanKampenNormal is

N:=the normal closure of R in F,N := \text{the normal closure of } R \text{ in } F,N:=the normal closure of R in F,

which Mathlib defines as the subgroup of FFF generated by the set of all conjugates { c r c−1:r∈R, c∈F }\{\, c\, r\, c^{-1} : r \in R,\ c \in F \,\}{crc−1:r∈R, c∈F}; equivalently, the smallest normal subgroup of FFF containing RRR.

The conclusion. Under all the hypotheses above, the theorem asserts the conjunction of the following two statements:

  1. Φ\PhiΦ is surjective: for every h∈G=π1(X,x0)h \in G = \pi_1(X, x_0)h∈G=π1​(X,x0​) there exists some w∈Fw \in Fw∈F with Φ(w)=h\Phi(w) = hΦ(w)=h.

  2. The kernel of Φ\PhiΦ equals NNN as subgroups of FFF:

ker⁡Φ  =  N,where ker⁡Φ={ w∈F:Φ(w)=1 }.\ker \Phi \;=\; N, \qquad\text{where } \ker \Phi = \{\, w \in F : \Phi(w) = 1 \,\}.kerΦ=N,where kerΦ={w∈F:Φ(w)=1}.

This is an equality of subgroups (both inclusions): every w∈Fw \in Fw∈F with Φ(w)=1\Phi(w) = 1Φ(w)=1 lies in the normal closure NNN of RRR, and every element of NNN is sent by Φ\PhiΦ to the identity of π1(X,x0)\pi_1(X, x_0)π1​(X,x0​).

Taken together, the two conjuncts say exactly that Φ\PhiΦ induces a group isomorphism F/N≅π1(X,x0)F / N \cong \pi_1(X, x_0)F/N≅π1​(X,x0​), though the statement itself is phrased as "surjective" and "kernel equals NNN" rather than as an isomorphism. Nothing is asserted about the case where any hypothesis fails, and no statement is made about base points other than the single common point x0x_0x0​.

Human review
  • Endorsed by Shuze Chen · Sep 8, 2026

  • Endorsed by korbonits · Sep 8, 2026

    Confirmed by the mission captain (proposal self-audit).

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