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Zero ρ̂-winding along Sp* paths between symmetric matrices

Proved
ConleyZehnder.spStar_rhoHat_increment_eq_zero_of_symm

by Mazecto · Oct 10, 2026 · Mathlib 0df444a (Lean v4.33.1)

conley-zehnder-indexsymplectic-geometrysymplectic-group

Let Sp∗(2n)\mathrm{Sp}^*(2n)Sp∗(2n) be the set of real symplectic 2n×2n2n\times 2n2n×2n matrices AAA (AJ0AT=J0AJ_0A^{T}=J_0AJ0​AT=J0​) without eigenvalue 111, and let ρ^(A)=det⁡CCA/∣det⁡CCA∣\hat\rho(A)=\det_{\mathbb C}C_A/|\det_{\mathbb C}C_A|ρ^​(A)=detC​CA​/∣detC​CA​∣ be the normalized complex determinant of the complex-linear part CA=12(A−J0AJ0)C_A=\tfrac12(A-J_0AJ_0)CA​=21​(A−J0​AJ0​) (Gutt, formula (9)).

Let χ:[0,1]→Sp∗(2n)\chi:[0,1]\to\mathrm{Sp}^*(2n)χ:[0,1]→Sp∗(2n) be a continuous path whose endpoints are symmetric matrices, χ(0)T=χ(0)\chi(0)^{T}=\chi(0)χ(0)T=χ(0) and χ(1)T=χ(1)\chi(1)^{T}=\chi(1)χ(1)T=χ(1). Then every continuous function θ:[0,1]→R\theta:[0,1]\to\mathbb Rθ:[0,1]→R with ρ^(χ(t))=eiθ(t)\hat\rho(\chi(t))=e^{i\theta(t)}ρ^​(χ(t))=eiθ(t) for all ttt satisfies

θ(1)−θ(0)=0.\theta(1)-\theta(0)=0.θ(1)−θ(0)=0.

The matrices W±W^{\pm}W± that normalize the Conley–Zehnder index, and all real diagonal symplectic matrices, are symmetric. So the statement says that a path in Sp∗\mathrm{Sp}^*Sp∗ joining such normal forms contributes nothing to the index. This is useful when an extension of a path in SP(n)\mathrm{SP}(n)SP(n) has to be continued from one diagonal normal form to W±W^{\pm}W±, as for the product property (Gutt, Proposition 8 (4)).

Formalization note: SpStar, rhoHat, IsArgLift and Mat n come from the definition module ConleyZehnder_Setting; paths are C(unitInterval, Mat n), and IsArgLift f θ means that θ is continuous with f t = exp(i θ t). Symmetry is Mᵀ = M.

Preamble
import Definitions.Def_ConleyZehnder_Setting
Formal statement
namespace ConleyZehnder

open Matrix

/-- Along a path in `Sp*` whose two endpoints are symmetric matrices, every continuous
argument of `ρ̂` has total increment zero. -/
theorem spStar_rhoHat_increment_eq_zero_of_symm {n : ℕ} (χ : C(unitInterval, Mat n))
    (hχ : ∀ t, χ t ∈ SpStar n) (h0 : (χ 0)ᵀ = χ 0) (h1 : (χ 1)ᵀ = χ 1)
    (θ : unitInterval → ℝ) (hθ : IsArgLift (fun t => rhoHat (χ t)) θ) :
    θ 1 - θ 0 = 0 := by sorry

end ConleyZehnder
Source
Gutt, Generalized Conley-Zehnder index, Ann. Fac. Sci. Toulouse Math. 23 (2014) 907-932, https://doi.org/10.5802/afst.1430 (arXiv:1307.7239); new lemma of this mission (used for Proposition 8 (4))

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